SWIFT ISO15022 Norm
Detailansicht für Nachricht MT510 - Statusanzeige zu einer Registrierung und deren Bearbeitung

Verwendung der Nachricht MT510

Advises the status of a registration instruction or modification, or the status of the registration process previously sent by the account owner

Anwendungsfeld der Nachricht MT510

This message is sent by an account servicer (account servicing Institution) to an account owner. The account owner may be a global custodian which has an account with its local agent (sub custodian), a local agent (sub custodian) which has an account with its clearing agent or registration provider, a financial institution which has an account with its local agent (sub custodian).

This message is used to:

advise the status of a registration instruction or modification previously sent by the account owner (the function of the message is INST),
advise the status of the registration process (the function of the message is REGT),
reply to a cancellation request previously sent by the account owner (the function of the message is CAST).

Struktur der Nachricht MT510

Sequenz A - General information [ obligatorisch, nicht wiederholend ]

No.

Tag

Option

Name

Status

16R

20C

Definition

This qualified generic field specifies:

SEME

Sender's Message Reference

Reference assigned by the Sender to unambiguously identify the message.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	PACO	N		C	Sender's Message Reference

23G

Definition

This field identifies the function of the message.

Format

Codes

Function must contain one of the following codes:

Code

Bedeutung des Codes

Cancellation Request Status: Message reporting on a cancellation request status.

Instruction Transaction Status: Message reporting on an instruction status.

Registration Processing Status: Message reporting on the status of the registration processing at the issuer/registrar.

Subfunction, when present, must contain one of the following codes:

Code

Bedeutung des Codes

Copy Duplicate: Message is a copy to a party other than the account owner/account servicer, for information purposes and the message is a duplicate of a message previously sent.

Copy: Message is a copy to a party other than the account owner/account servicer, for information purposes.

Duplicate: Message is for information/confirmation purposes. It is a duplicate of a message previously sent.

98a

Definition

This qualified generic field specifies:

PREP

Preparation Date/Time

Date/time at which the message was prepared.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAXP	N		A, C, E	Preparation Date/Time

Sequenz A1 - Linkages [ obligatorisch, wiederholend ]

No.

Tag

Option

Name

Status

16R

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number/message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

20C

Definition

This qualified generic field specifies:

POOL	Pool Reference	Collective reference identifying a set of messages.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	MAIN	N	C	Pool Reference
	O	MCTD	N	C	Previous Message Reference
	O	NOMI	N	C	Related Message Reference

16S

Sequenz A2 - Status [ obligatorisch, wiederholend ]

No.

Tag

Option

Name

Status

16R

25D

Definition

This qualified generic field specifies:

CPRC	Cancellation Processing Status	Provides the status of a cancellation request.
IPRC	Instruction Processing Status	Provides the status of an instruction.
RERC	Registration Processing Status	Provides the status of the registration processing.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CLEA	N	D	Cancellation Processing Status
	O	ETC1	N	D	Instruction Processing Status
	O	NXRT	N	D	Registration Processing Status

Codes

If Qualifier is CPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Cancellation Completed: Cancellation has been completed.

Pending Cancellation: Cancellation is pending. It is not known at this time whether cancellation can be affected.

Denied: Cancellation will not be executed.

Accepted: Cancellation request has been acknowledged for further processing by the account servicer.

Rejected: Cancellation has been rejected for further processing.

If Qualifier is IPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Cancelled: Instruction has been cancelled.

Pending Cancellation: Cancellation request from yourself for this instruction is pending waiting for further processing.

No cancellation: Instruction can not be cancelled because the issuer/registrar has already started the registration.

Acknowledged/Accepted: Instruction has been acknowledged/accepted for further processing.

Rejected: Instruction has been rejected for further processing.

If Qualifier is RERC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Acknowledged/Accepted: Registration has been acknowledged/accepted by the issuer/registrar.

Rejected: Registration has been rejected by the issuer/registrar.

Sequenz A2a - Reason [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

16R

24B

Definition

This qualified generic field specifies:

CAND	Cancellation Reason	Specifies the reason why the related instruction is cancelled, or the related cancellation request is executed.
DEND	Denied Reason	Specifies the reason why the request was denied.
PACK	Acknowledged/Accepted Reason	Specifies additional information about the processed instruction.
REJT	Rejection Reason	Specifies the reason why the instruction/request has a rejected status.

Format

Qualifier (4)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	BORR	N	B	Cancellation Reason
	O	COLL	N	B	Denied Reason
	O	NOMI	N	B	Rejection Reason
	O	LINK	N	B	Acknowledged/Accepted Reason

Codes

If Qualifier is CAND and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Cancelled By Yourselves: Instruction has been cancelled as per your request.

Cancelled By System: Instruction has been cancelled by the system.

Cancelled by Issuer/Registrar: Instruction has been cancelled by the issuer/registrar.

Narrative: See narrative field for reason.

If Qualifier is DEND and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Denied Since Cancelled: Request was denied since the instruction has been cancelled.

Denied Since In Progress: Request was denied because the registration is in progress.

Narrative: See narrative field for reason.

If Qualifier is REJT and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Account Servicer Deadline Missed: Instruction was received after the account servicer's deadline.

Business Partner Number Rejection: Unrecognised or invalid Business Partner Number.

Bank Reference Number Rejection: Unrecognised or invalid Bank Reference Number.

Address Details Rejection: Address details are incorrect or can not be recognised, for example, unknown city.

Registration Request Data and Order Rejection: Disagreement between the data on the registration request and the order.

Quantity Rejection: Unrecognised or invalid quantity of financial instrument.

Financial Instrument Rejection: Unrecognised or invalid financial instrument identification.

Market Deadline Missed: Instruction was received after market deadline for the registration date specified.

Missing Certificate: Missing certificate.

Missing Legal Power: Missing legal power for transfer.

Narrative: See narrative field for reason.

Not Found: Cancellation has been rejected since the instruction could not be found.

Type of Ownership Rejection: Type of ownership indicated is not correct.

Missing Registration Request: Registration request to be completed by the buyer and to be forwarded to the issuer is missing.

Wrong Registration Request: Registration request to be completed by the buyer and to be forwarded to the issuer is wrong. You have used the registration request of a different issuer/registrar.

Registration Reason Rejection: Registration reason indicated is not correct.

Safekeeping Account Rejection: Unrecognised or invalid safekeeping account.

Shareholder Number Rejection: Unrecognised or invalid Shareholder Number.

Signature Rejection: Registration request does not have a valid signature of the owner of the financial instrument.

Not Stamped or Signed: Financial instrument is not ceded (stamped and/or duly signed).

Missing Statutes: Missing statutes or commercial register or other legal documents.

If Qualifier is PACK and Data Source Scheme is not present, Reason Code must contain the following code:

Code

Bedeutung des Codes

Accepted Without Voting Rights: Instruction registration is accepted but the registration is not in full, that is, not with voting rights.

70D

Definition

This qualified generic field specifies:

REAS

Reason Narrative

Provides additional information about the reason in narrative form.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	NDIP	N		D	Reason Narrative

16S

Sequenz B - Registration Details [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

16R

20D

Definition

This qualified generic field specifies:

BPAR	Business Partner Number	Reference number assigned to identify a financial institution with a clearing agent.
BREF	Bank Reference Number	Reference number assigned by a financial institution when opening an account to identify one or more investors or shareholders.
SHAR	Shareholder Number	Reference number assigned to identify an investor or a shareholder with the issuer or the registration provider.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	BLCA	N	D	Bank Reference Number
2	F	BIRT	N	D	Business Partner Number
3	F	PARS	N	D	Shareholder Number

95a

Definition

This qualified generic field specifies:

ALTE	Alternate ID	Alternate identification for a party.
NOMI	Nominee	Party that identifies the nominee.
OWND	Beneficial Owner	Party that is the beneficial owner of the specified quantity of securities.
TRUS	Trustee/Third Party	Party that acts as the trustee or a third party.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
In option S:

Type of ID specifies the type of alternate identification which can be used to give an alternate identification of the party identified in this sequence.
Country Code specifies the country for which the alternate identification is relevant.
Alternate ID specifies an alternate identification of the party identified in this sequence.

Format

Qualifier (4)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	LIMI	N	P, R, U	Beneficial Owner
	F	INST	N	P, R, U	Nominee
	F	RATE	N	P, R, U	Trustee/Third Party
2	F	AGRE	W	S	Alternate ID

Codes

In option S, if Qualifier is ALTE and Data Source Scheme is not present, Type of ID must contain one of the following codes:

Code

Bedeutung des Codes

Alien Registration Number: Number assigned by a government agency to identify foreign nationals.

Passport Number: Number assigned by a passport authority.

Tax Exempt Identification Number: Number assigned to a tax exempt entity.

Corporate Identification: Number assigned to a corporate entity.

Driver's Licence Number: Number assigned to a driver's licence.

Foreign Investment Identity Number: Number assigned to a foreign investor (other than the alien number).

Tax Identification Number: Number assigned by a tax authority to an entity.

94a

Definition

This qualified generic field specifies:

ADDR	Address	Street name and number in a mailing address.
CITY	City	City or town.
DOMI	Country of Domicile	Country in which a person is permanently domiciled (the place of a person's permanent home).
EMAI	Email Address	Address for electronic mail (e-mail).
LOCA	Location	State, province, district, or else.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	ACTI	N	G	Address
2	F	CANP	N	D	City
3	F	COND	N	C	Country of Domicile
4	F	COVA	N	G	Email Address
5	F	EXSE	N	D	Location

13B

Definition

This qualified generic field specifies:

PBOX	Post Box Number	Number identifying the post box of the mailing address.
POST	Postal Code	Number identifying the postal code in a mailing address.
SNUM	Street Number	Number identifying the street number in a mailing address.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MARG	N	B	Postal Code
2	F	LOTO	N	B	Post Box Number
3	F	PBOX	N	B	Street Number

98a

Definition

This qualified generic field specifies:

RMOD	Requested Modification Date/Time	Date/time at which the registration details are to be modified.
RREG	Requested Registration Date/Time	Date/time at which the financial instruments are to be registered.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OMAT	N		A, C	Requested Modification Date/Time
2	F	ORDR	N		A, C	Requested Registration Date/Time

35B

36B

Definition

This qualified generic field specifies:

QREG

Quantity of Financial Instrument to be Registered

Total quantity of financial instrument to be registered.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MRKT	N		B	Quantity of Financial Instrument to be Registered

Codes

Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

97A

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		A	Safekeeping Account

16S

Sequenz C - Additional Information [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

16R

95a

Definition

This qualified generic field specifies:

MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	FXDT	N		P, Q, R	Originator of Message
2	F	FXIB	N		P, Q, R	Recipient of Message

16S

◄ MT509 - Statusanzeige eines Auftrages oder Geschäftes

MT513 - Kundenbenachrichtigung einer Ausführung ►

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)
Option E	:4!c//8!n6!n[,3n][/[N]2!n[2!n]]	(Qualifier)(Date)(Time)(Decimals)(UTC Indicator)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)
Option S	:4!c/[8c]/4!c/2!a/30x	(Qualifier)(Data Source Scheme)(Type of ID)(Country Code)(Alternate ID)
Option U	:4!c//3*35x	(Qualifier)(Name)

Option C	:4!c//2!a	(Qualifier)(Country Code)
Option D	:4!c//[2!a]/35x	(Qualifier)(Country Code)(Place)
Option G	:4!c//2*35x	(Qualifier)(Address)

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)

SWIFT ISO15022 NormDetailansicht für Nachricht MT510 - Statusanzeige zu einer Registrierung und deren Bearbeitung

Verwendung der Nachricht MT510

Anwendungsfeld der Nachricht MT510

Struktur der Nachricht MT510

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Qualifier (3)

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Qualifier (3)

Codes

Definition

Format

Codes

Definition

Format

Qualifier (4)

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Qualifier (3)

Definition

Format

Qualifier (4)

Codes

Definition

Format

Qualifier (5)

Definition

Format

Qualifier (3)

Definition

Format

Qualifier (2)

Definition

Format

Definition

Format

Qualifier

Codes

Definition

SWIFT ISO15022 Norm
Detailansicht für Nachricht MT510 - Statusanzeige zu einer Registrierung und deren Bearbeitung