MT509 - Detailansicht für Nachricht

1

16R

2

20C

Definition

This qualified generic field specifies:

SEME

Sender's Message Reference

Reference assigned by the Sender to unambiguously identify the message.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	PACO	N		C	Sender's Message Reference

3

23G

Definition

This field identifies the function of the message.

Format

Codes

Function must contain one of the following codes:

Code

Bedeutung des Codes

Cancellation Request Status: Message reporting on a cancellation request status.

Instruction Transaction Status: Message reporting on an instruction status.

Replacement Status: Message reporting on a replacement status.

When present, Subfunction must contain one of the following codes:

Code

Bedeutung des Codes

Copy Duplicate: Message is a copy to a party other than the account owner/account servicer, for information purposes and the message is a duplicate of a message previously sent.

Copy: Message is a copy to a party other than the account owner/account servicer, for information purposes.

Duplicate: Message is for information/confirmation purposes. It is a duplicate of a message previously sent.

4

98a

Definition

This qualified generic field specifies:

PREP

Preparation Date/Time

Date/time at which the message was prepared.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAXP	N		A, C, E	Preparation Date/Time

Sequenz A1 - Linkages [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

5

16R

6

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number/message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

7

20C

Definition

This qualified generic field specifies:

ALMR	Allocation Matching Reference	Reference of the linked message at the Detail/Allocation Level which identifies a centrally matched transaction.
BASK	Basket Reference	Reference identifying a basket trade.
BMRB	Block Matching Reference	Reference of the linked message at the Trade/Block Level which identifies a centrally matched transaction.
COMM	Common Reference	Unique reference agreed upon by the two trade counterparties to identify the trade.
INDX	Index Reference	Reference identifying an index trade.
ISSU	Issuer Reference	Reference that an issuer attributes to a fund (funds industry).
LIST	List Reference	List reference which identifies a list trade.
MAST	Master Reference	Unique and unambiguous identifier used to link a group of individual transactions together.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
PROG	Program Reference	Program reference which identifies a program trade.
RELA	Related Message Reference	Message reference of the linked message which was previously received.
TRRF	Deal Reference	Reference assigned to the trade by the Investment Manager OR the Broker/Dealer. This reference will be used throughout the trade life cycle to access/update the trade details.

Format

Qualifier (12)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	NOMI	N	C	Related Message Reference
	O	MCTD	N	C	Previous Message Reference
	O	FROM	N	C	Master Reference
	O	ASRF	N	C	Basket Reference
	O	EMAI	N	C	Index Reference
	O	EXPP	N	C	List Reference
	O	MFIX	N	C	Program Reference
	O	QTSO	N	C	Deal Reference
	O	CETI	N	C	Common Reference
	O	ETC2	N	C	Issuer Reference
	O	BASE	N	C	Block Matching Reference
	O	AGGR	N	C	Allocation Matching Reference

8

16S

Sequenz A2 - Status [ obligatorisch, wiederholend ]

No.

Tag

Option

Name

Status

9

16R

10

25D

Definition

This qualified generic field specifies:

AFFM	Affirmation Status	Specifies that the affirmation step in the process has been done already.
CPRC	Cancellation Processing Status	Provides the status of a cancellation request.
IPRC	Instruction Processing Status	Provides the status of an instruction.
MTCH	Matching Status	Provides the matching status of the instruction.
RPRC	Replacement Processing Status	Provides the processing status of the replacement request.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CLEA	N	D	Cancellation Processing Status
	O	ETC1	N	D	Instruction Processing Status
	O	INCA	N	D	Matching Status
	O	AEXP	N	D	Affirmation Status
	O	OPTN	N	D	Replacement Processing Status

Codes

If Qualifier is CPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Cancellation Completed: Cancellation has been completed.

Pending Cancellation: Cancellation is pending. It is not known at this time whether cancellation can be affected.

Denied: Cancellation will not be executed.

Received at the Stock Exchange: Cancellation has been received at the stock exchange.

Received at Intermediary: Cancellation has been received at the intermediary.

Accepted: Cancellation request has been acknowledged for further processing by the account servicer.

Partially Filled, Cancel Accepted for Remainder: Order is partially filled, cancellation processing accepted for the remainder.

Rejected: Cancellation has been rejected for further processing.

Repair: Cancellation request is in repair.

If Qualifier is IPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Pending Cancellation. Only One Side Input: Pending cancellation; only one side has been input and a cancellation request has been sent.

If Qualifier is MTCH and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Matched: Instruction has been matched.

Unmatched: Instruction has not been matched.

If Qualifier is AFFM and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Affirmed: Confirmation of the trade has been affirmed.

Unaffirmed: Confirmation of the trade has not been affirmed.

If Qualifier is RPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Denied: Replacement request cannot be executed.

Received at the Stock Exchange: Replacement request has been received at the stock exchange.

Received at Intermediary: Replacement request has been received at intermediary (if not stock exchange).

Acknowledged/Accepted: Replacement request has been accepted for further processing by the account servicer (technical receipt).

Partial Replacement Accepted: Order is partially filled, replacement processing accepted for the remaining.

Pending: Replacement request is pending.

Rejected: Replacement has been rejected for further processing.

Replacement Completed: Replacement request has been completed.

Repair: Replacement request is in repair.

Sequenz A2a - Reason [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

11

16R

12

24B

Definition

This field specifies the reason why the instruction identified in the message has the status specified in the status code field.
This qualified generic field specifies:

NAFI	Unaffirmed Reason	Specifies the reason why the instruction has an unaffirmed status.
NMAT	Unmatched Reason	Specifies the reason why the instruction has an unmatched status.
REJT	Rejection Reason	Specifies the reason why the instruction/request has a rejected status.
REPR	Repair Reason	Specifies the reason why the instruction has a in repair status.

Format

Qualifier (4)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	NOMI	N	C1	B	Rejection Reason
	O	INRE	N	C1	B	Unmatched Reason
	O	INCO	N	C1	B	Unaffirmed Reason
	O	NTAX	N	C1	B	Repair Reason

Codes

If Qualifier is REJT and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Account Servicer Deadline Missed: Instruction was received after the Receiver's deadline.

Agreement Start Date Invalid Or Missing: Agreement start date is missing.

Processing Batch Rejection: Unrecognised or invalid processing batch, that is, daytime/real-time while only possible to settle in overnight batch.

Bid or Order Price Rejection: Bid or order price not within the price bands (high - low).

Type of Order Rejection: Unrecognised or invalid type of order.

Repurchase Call Delay Rejection: Unrecognised or invalid repurchase call delay.

Cash Account Rejection: Unrecognised or invalid cash account.

Cash Settlement System Rejection: Impossible standing arrangements override instruction for the cash settlement system.

Commercialisation Contract Rejection: Unrecognised or invalid commercialisation contract.

Settlement Date Rejection: Unrecognised or invalid settlement date, that is, date is not a settlement date for the instructed market, or settlement date is too old.

Deal Price Rejection: Unrecognised or invalid deal price.

Place of Settlement Rejection: Unrecognised or invalid Place of Settlement.

Declarations Not Provided: Declarations applicable to the issue are missing.

Settlement Amount Rejection: Unrecognised or invalid settlement amount.

Settlement Quantity Rejection: Unrecognised or invalid settlement quantity.

Financial Instrument Rejection: Unrecognised or invalid financial instrument identification, that is, invalid ISIN, or security not eligible at the instructed market.

Trade Date Rejection: Unrecognised or invalid trade date.

Exceeds Maximum Bid or Order Quantity: Bid or order quantity instructed exceeds the investment limits or maximum number of securities that can be held under applicable law.

Funding Details Not Provided: Funding details is missing in bid or order instruction.

Fee/Commission Rejection: Unrecognised or invalid fee or commission.

Forfeit Repurchase Amount Rejection: Unrecognised or invalid forfeit repurchase amount.

Agent Rejection: Unrecognised or invalid receiving or delivering agent.

Custodian Rejection: Unrecognised or invalid receiving or delivering custodian.

Buyer or Seller Rejection: Unrecognised or invalid buyer or seller.

Common Reference Rejection: Unrecognised, invalid or missing Common Reference.

Incorrect Bid or Order Value: Bid or order value provided is incorrect.

Incomplete Declaration Provided: Declaration provided in the instruction is not complete.

Insufficient Funding: Funding not sufficient to process the bid or order.

Agreed Narrative Rejection: Unrecognised or invalid SLA agreed narrative information.

Investor Party Rejection: Unrecognised or invalid investor party. May be used by an executing party to reject an allocation for an investor (or portfolio) for which it is not authorised to act.

Market Deadline Missed: Instruction was received after market deadline.

Letter of Guarantee Rejection: Unrecognised or invalid letter of guarantee indicator instructed.

Lot Size Rejection: Bid or order quantity not in multiples of lot size.

Narrative Reason: See narrative field for reason.

Settlement Amount Currency Rejection: Unrecognised or invalid settlement amount currency.

No Match Rejection: Cancellation request has been rejected since more than one instruction match to the cancellation criteria.

Not Found Rejection: Cancellation request has been rejected since the instruction could not be found.

Order Date not Provided: Order entry date is missing.

Physical Settlement Rejection: Physical settlement is impossible for the instructed financial instrument.

Place of Trade Rejection: Unrecognised or invalid place of trade.

Place of Listing Rejection: Unrecognised or invalid place of listing. Used when the security identified is not listed on the market supplied.

Quantity Unit Type not Provided: Quantity unit type is missing.

Reference Rejection: Instruction has a reference identical to another previously received instruction.

Repurchase Amount Rejection: Unrecognised or invalid repurchase amount.

Repurchase Rate Rejection: Unrecognised or invalid repurchase rate.

Repurchase Premium Amount Rejection: Unrecognised or invalid repurchase premium amount.

Repurchase Rate Type Rejection: Unrecognised or invalid repurchase rate type.

Repurchase Spread Rate Rejection: Unrecognised or invalid repurchase spread rate.

RTGS Rejection: Impossible to use the RTGS system instructed (NRTG or YRTG).

Safekeeping Account Rejection: Unrecognised or invalid message sender's safekeeping account.

Settlement Transaction Type Rejection: Unrecognised or invalid settlement transaction type (relates to the settlement transaction type codes available for sequence E field 22F, qualifier SETR).

Settlement System/Method Rejection: Unrecognised or invalid settlement system/method instructed.

Closing Date Rejection: Unrecognised or invalid closing date/time.

Transaction Notice Already Accepted or Rejected: A message with the same Transaction Notice Reference, Market Member, and Intermediary has already been processed.

Transaction Notice ID Unknown: The combination of the Transaction Notice Reference, Market Member, and Intermediary is unknown.

Total Block Quantity Rejection: Unrecognised or invalid total block quantity. Used when the total block quantity supplied in an allocation is different from the advised (ADVI) quantity supplied in the client advice of execution.

Traded Quantity Higher than Original Order Quantity: Market member executed the order exceeding the requested quantity.

Traded Securities Quantity not provided: Traded Securities Quantity is missing.

Tax Status Rejection: Unrecognised or invalid tax status of the securities instructed.

Linked Reference Rejection: Message was not recognised - unknown linked reference.

Variable Rate Support Rejection: Unrecognised or invalid variable rate support (repo).

If Qualifier is NMAT and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Accrued Interest Amount: Accrued interest amount does not match.

Account Servicer Deadline Missed: Instruction was received after the Receiver's deadline.

Disagreement Repurchase Call Delay: Repurchase call delay does not match.

Disagreement Charges: Charges amount does not match.

Matching Instruction Not Found: No potential match has been found.

Counterparty Cancelled Instruction: Your instruction is unmatched. Your counterparty has cancelled their instruction.

Disagreement Settlement Date: Settlement date does not match.

Disagreement Deal Price: Deal price does not match.

Disagreement Deal Amount: Deal amount does not match.

Disagreement Direction of Trade: Direction of the trade does not match. Counterparty expects a delivery from you, not a receipt or vice versa.

Disagreement Place of Settlement: Place of settlement does not match.

Disagreement Settlement Amount: Settlement amount does not match.

Disagreement Quantity: Quantity of financial instrument does not match.

Disagreement Financial Instrument: Financial instrument identification does not match, that is, ISIN differs, or Financial Instrument Attributes differs.

Disagreement Trade Date: Trade date does not match.

Disagreement Executing Broker's Commission: Executing broker's commission does not match.

Disagreement Forfeit Repurchase Amount: Forfeit repurchase amount does not match.

Disagreement Investor Party: Investor party does not match.

Market Deadline Missed: Instruction was received after market deadline.

Disagreement Letter of Guarantee Indicator: Counterparty is for settlement through Letter of Guarantee (L/G), your instruction is not, or vice versa.

Matching Instruction Cancelled: The corresponding matching record has been cancelled.

Narrative Reason: See narrative field for the reason.

Disagreement Physical Settlement: Counterparty is for physical settlement, your instruction is not, or vice versa.

Disagreement Place of Trade: Place of trade does not match.

Disagreement Place of Listing: Place of listing does not match.

Possible Duplicate: Possible duplicate instruction.

Disagreement Repurchase Amount: Repurchase amount does not match.

Disagreement Repurchase Rate: Repurchase rate does not match.

Disagreement Premium Amount: Repurchase premium amount does not match.

Disagreement Repurchase Rate Type: Repurchase rate type does not match.

Disagreement Repurchase Spread Rate: Repurchase spread rate does not match.

Disagreement RTGS System: Counterparty is for RTGS settlement system, you are for non-RTGS, or vice versa.

Disagreement Safekeeping Account: Safekeeping account used as matching criteria on the market concerned (buyer/seller's account, direct client's account at the receiving/delivering agent, receiving or delivering agent's account at the CSD) does not match.

Disagreement Settlement Transaction Type: Settlement transaction type does not match (relates to the settlement transaction type codes available for sequence E field 22F, qualifier SETR).

Disagreement Settlement Method/System: Counterparty disagrees with the settlement system/method instructed, for example, Instruction is to settle using settlement system/method A. Counterparty expects settlement to occur using settlement system/method B.

Disagreement Closing Date/Time: Closing date/time does not match.

Disagreement Total Block Quantity: Total block quantity does not match.

Disagreement Tax Status: Disagreement on the tax status of the securities to be settled.

Disagreement Variable Rate Support: Variable rate support does not match (repo).

If Qualifier is NAFI and Data Source Scheme is not present, Reason Code must contain the following code:

Code

Bedeutung des Codes

Not Affirmed: Counterparty has not affirmed.

If Qualifier is REPR and Data Source Scheme is not present, Reason Code must contain one of the following codes:

Code

Bedeutung des Codes

Account Servicer Deadline Missed: Instruction was received after the Receiver's deadline.

Processing Batch Repair: Unrecognised or invalid processing batch, that is, daytime/real-time while only possible to settle in overnight batch.

Type of Order Repair: Unrecognised or invalid type of order.

Repurchase Call Delay Repair: Unrecognised or invalid repurchase call delay.

Cash Account Repair: Unrecognised or invalid cash account.

Cash Settlement System Repair: Impossible standing arrangements override instruction for the cash settlement system.

Commercialisation Contract Repair: Unrecognised or invalid commercialisation contract.

Settlement Date Repair: Unrecognised or invalid settlement date, that is, date is not a settlement date for the instructed market, or settlement date is too old.

Deal Price Repair: Unrecognised or invalid deal price.

Place of Settlement Repair: Unrecognised or invalid Place of Settlement.

Settlement Amount Repair: Unrecognised or invalid settlement amount.

Settlement Quantity Repair: Unrecognised or invalid settlement quantity.

Financial Instrument Repair: Unrecognised or invalid financial instrument identification (that is invalid ISIN, security not eligible at the instructed market ...).

Trade Date Repair: Unrecognised or invalid trade date.

Fee/Commission Repair: Unrecognised or invalid fee or commission.

Forfeit Repurchase Amount Repair: Unrecognised or invalid forfeit repurchase amount.

Agent Repair: Unrecognised or invalid receiving or delivering agent.

Custodian Repair: Unrecognised or invalid receiving or delivering custodian.

Buyer or Seller Repair: Unrecognised or invalid buyer or seller.

Common Reference Repair: Unrecognised, invalid or missing Common Reference.

Agreed Narrative Repair: Unrecognised or invalid SLA agreed narrative information.

Letter of Guarantee Repair: Unrecognised or invalid letter of guarantee indicator instructed.

Narrative Reason: See narrative field for reason.

Settlement Amount Currency Repair: Unrecognised or invalid settlement amount currency.

No Match Repair: Cancellation request is in repair since more than one instruction match to the cancellation criteria.

Not Found Repair: Cancellation request is in repair since the instruction could not be found.

Physical Settlement Repair: Physical settlement is impossible for the instructed financial instrument.

Place of Trade Repair: Unrecognised or invalid place of trade.

Repurchase Amount Repair: Unrecognised or invalid repurchase amount.

Repurchase Rate Repair: Unrecognised or invalid repurchase rate.

Repurchase Premium Amount Repair: Unrecognised or invalid repurchase premium amount.

Repurchase Rate Type Repair: Unrecognised or invalid repurchase rate type.

Repurchase Spread Rate Repair: Unrecognised or invalid repurchase spread rate.

RTGS Repair: Impossible to use the RTGS system instructed (NRTG or YRTG).

Safekeeping Account Repair: Unrecognised or invalid message sender's safekeeping account.

Settlement Transaction Type Repair: Unrecognised or invalid settlement transaction type (relates to the settlement transaction type codes available for sequence E field 22F, qualifier SETR).

Settlement System/Method Repair: Unrecognised or invalid settlement system/method instructed.

Closing Date Repair: Unrecognised or invalid closing date/time.

Tax Status Repair: Unrecognised or invalid tax status of the securities instructed.

Linked Reference Repair: Message was not recognised - unknown linked reference.

Variable Rate Support Repair: Unrecognised or invalid variable rate support (repo).

13

70D

Definition

This qualified generic field specifies:

REAS

Reason Narrative

Provides additional information about the reason in narrative form.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	NDIP	N		D	Reason Narrative

14

16S

15

16S

16

16S

Sequenz B - Trade Details [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

17

16R

18

98a

Definition

This qualified generic field specifies:

PVAD	Prepayment Value Date/Time	Date/Time at which the prepayment was executed.
SETT	Settlement Date/Time	Date/time at which the financial instruments are to be delivered or received.
TLDT	Tentative Listing Date	Tentative date at which the security will be listed.
TRAD	Trade Date/Time	Date/time at which the trade was executed.
XCDT	Expected Confirmation Date	Date at which the confirmation is expected.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MNPE	N	A, C	Prepayment Value Date/Time
2	F	PAIR	N	A, B, C	Settlement Date/Time
3	F	PTYB	N	A, B, C	Trade Date/Time
4	F	REPL	N	A	Expected Confirmation Date
5	F	PROD	N	A	Tentative Listing Date

Codes

In option B, if Qualifier is SETT and Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Seller's Option: Settlement is to be completed at the seller's option.

To Be Announced: Settlement is to be completed as a result of a 'to be announced' trade.

When Distributed: Settlement is to be completed when the security is distributed.

When Issued or Distributed: Settlement is to be completed when the security is issued or when distributed.

When Issued: Settlement is to be completed when the security is issued.

In option B, if Qualifier is TRAD and Data Source Scheme is not present, Date Code must contain the following code:

Code

Bedeutung des Codes

Various: Partial trades have occurred over a period of two or more days.

19

11A

Definition

This qualified generic field specifies:

FXIB	Currency to Buy	Currency to buy in relation to the trade.
FXIS	Currency to Sell	Currency to sell in relation to the trade.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DOCT	N		A	Currency to Buy
	F	DOMI	N		A	Currency to Sell

20

22a

Definition

This qualified generic field specifies:

BUSE	Buy/Sell Indicator	Specifies whether the transaction relates to the sale or purchase of financial instruments.
PAYM	Payment Indicator	Specifies whether the instruction is free or against payment.
PRIR	Priority Indicator	Specifies the execution priority of the trade.
PROC	Processing Indicator	Specifies additional information relative to the processing of the trade.
RPOR	Reporting Indicator	Specifies whether the trade details must be reported to a regulatory organisation.
SETG	Settlement Instruction Generation Indicator	Specifies whether a settlement instruction must be generated by an Electronic Trade Confirmation (ETC) service provider.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	BLOK	N	C3	H	Buy/Sell Indicator
2	F	MET3	W		F	Processing Indicator
3	F	OPTI	W		F	Reporting Indicator
4	F	MET2	N		F	Priority Indicator
5	F	PACO	N		F	Settlement Instruction Generation Indicator
6	O	LOTE	N		H	Payment Indicator

Codes

In option H, if Qualifier is BUSE, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Buy: Transaction is a purchase of financial instrument by the instructing party.

Cross From: Transaction is a cross from (Funds Industry).

Cross To: Transaction is a cross to (Funds Industry).

Reinvestment of Dividend Order: Transaction is a reinvestment of dividend order (Funds Industry. Not to be used for corporate actions).

FPO Order: Transaction is an FPO (Follow on Public Offer) bid or order.

IPO Order: Transaction is an IPO (Initial Public Offering) bid or order.

IPP Order: Transaction is an IPP (Institutional Placement Programme) bid or order.

Redemption: Transaction is a redemption of funds.

Sell: Transaction is a sale of financial instrument by the instructing party.

Subscription: Transaction is a subscription to funds.

Switch From: Transaction is a change of an investment from one sub-fund to another sub-fund.

Switch To: Transaction is a change of an investment from one sub-fund to another sub-fund.

In option F, if Qualifier is PROC and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Close Position: Trade is to close a position.

Open Position: Trade is to open a position.

In option F, if Qualifier is RPOR and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Stock Exchange: Trade details are to be reported to a stock exchange. This stock exchange is identified in the Other Parties sequence.

Trade Details Reported: Trade details are to be reported to a regulatory organisation. This stock regulatory organisation is identified in the Other Parties sequence.

In option F, if Qualifier is SETG and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Instruction Generation by ETC Provider: Specifies if the ETC service provider is to generate a settlement instruction.

Not Instruction Generation by ETC Provider: Specifies if the ETC service provider is not to generate a settlement instruction where a previous agreement to do so exists.

In option H, if Qualifier is PAYM, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Against Payment: Against payment.

If Qualifier is PRIR and Data Source Scheme is not present, Indicator must contain a numerical value in the range 0001 - 9999 where 0001 refers to the highest priority:

21

95a

Definition

This qualified generic field specifies:

ACOW	Account Owner	Party that owns the account.
ALTE	Alternate ID	Alternate identification for a party.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ACOW	N	C4	P, R	Account Owner
2	F	AGRE	N		L	Alternate ID

22

97a

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		A, B	Safekeeping Account

Codes

In option B, if Data Source Scheme is not present, Account Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Abroad: Financial instruments are held in a safekeeping account abroad.

Centralised: Financial instrument in the safekeeping account are held in one location.

Cash/DVP: Safekeeping account is used for settlement on delivery or collect on delivery basis.

Fungible: Financial instruments in the safekeeping account are fungible.

Margin: Account is used when financing is by the broker/dealer.

Non-Fungible: Financial instruments in the safekeeping account are not fungible.

Physical: Financial instruments in the safekeeping account are in physical form.

Short Sale: Account is used for short sale orders.

Sequenz B1 - Trading Parties [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

23

16R

24

95a

Definition

This qualified generic field specifies:

ALTE	Alternate ID	Alternate identification for a party.
BRCR	Broker of Credit	Party that receives the trade credit.
BUYR	Buyer	Party that receives the financial instrument.
CLBR	Clearing Broker	Party that settles the trade on behalf of the executing broker.
DEAG	Delivering Agent	Delivering party that interacts with the place of settlement.
INBR	Introducing Broker	Party that has the closest association with the investor.
INVE	Investor	Instructing party, either an individual or organisation, whose assets are being invested.
REAG	Receiving Agent	Receiving agent that interacts with the place of settlement.
RQBR	Requested Broker	In a directed order (:22F::TTCO//DIOR), broker with which the Receiver of the message is requested to execute the order.
SELL	Seller	Party that delivers the financial instrument.
STBR	Step-In Broker	Party to whom the investor directs the credit for executing the trade.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
In option S:

Type of ID specifies the type of alternate identification which can be used to give an alternate identification of the party identified in this sequence.
Country Code specifies the country for which the alternate identification is relevant.
Alternate ID specifies an alternate identification of the party identified in this sequence.

Format

Qualifier (12)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	ESTT	N		P, Q, R	Investor
	O	BLOK	N		P, Q, R	Buyer
	O	CAOP	N		P, Q, R	Clearing Broker
	O	PACK	N		P, Q, R	Seller
	O	PMTH	N		P, Q, R	Step-In Broker
	O	ECIO	N		P, Q, R	Introducing Broker
	O	BIRT	N		P, Q, R	Broker of Credit
	O	ORDR	N		P, Q, R	Requested Broker
	O	COIN	N		P, Q, R	Delivering Agent
	O	NBLT	N		P, R	Introducing Broker
	O	BIRT	N		P, R	Receiving Agent
2	F	AGRE	W	C5	L, S	Alternate ID

Codes

In option S, if Qualifier is ALTE and Data Source Scheme is not present, Type of ID must contain one of the following codes:

Code

Bedeutung des Codes

Alien Registration Number: Number assigned by a government agency to identify foreign nationals.

Passport Number: Number assigned by a passport authority.

Tax Exempt Identification Number: Number assigned to a tax exempt entity.

Corporate Identification: Number assigned to a corporate entity.

Driver's Licence Number: Number assigned to a driver's licence.

Foreign Investment Identity Number: Number assigned to a foreign investor (other than the alien number).

Tax Identification Number: Number assigned by a tax authority to an entity.

25

97a

Definition

This qualified generic field specifies:

CASH	Cash Account	Account in which cash is maintained.
SAFE	Safekeeping Account	Account where financial instruments are maintained.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		A, B	Safekeeping Account
2	F	BRKR	N		A, E	Cash Account

Codes

In option B, if Qualifier is SAFE and Data Source Scheme is not present, Account Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Abroad: Financial instruments are held in a safekeeping account abroad.

Centralised: Financial instrument in the safekeeping account are held in one location.

Cash/DVP: Safekeeping account is used for settlement on delivery or collect on delivery basis.

Fungible: Financial instruments in the safekeeping account are fungible.

Margin: Account is used when financing is by the broker/dealer.

Non-Fungible: Financial instruments in the safekeeping account are not fungible.

Physical: Financial instruments in the safekeeping account are in physical form.

Short Sale: Account is used for short sale orders.

26

98a

Definition

This qualified generic field specifies:

PROC

Processing Date/Time

Date/time at which the instruction was processed by the specified party.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MET3	N		A, C	Processing Date/Time

27

20C

Definition

This qualified generic field specifies:

PROC

Processing Reference

Reference meaningful to the party identified.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MET3	N		C	Processing Reference

28

70a

Definition

This qualified generic field specifies:

DECL	Declaration Details Narrative	Provides declaration details narrative relative to the party.
PACO	Party Narrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LIST	N		C	Party Narrative
2	F	COLE	N		E	Declaration Details Narrative

29

22F

Definition

This qualified generic field specifies:

INCA	Investor Capacity Indicator	Role of the investor in the transaction.
TRCA	Party Capacity Indicator	Specifies the role of the party in the transaction.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	QAGE	W		F	Party Capacity Indicator
2	F	ECPD	N		F	Investor Capacity Indicator

Codes

If Qualifier is TRCA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Trading as Agent: Party is trading on behalf of his client.

Acting as Agent for Customer and Other Person: Party is acting as an agent for both customer and another person.

Crossing as Agent: Party is crossing on behalf of his client.

Crossing as Principal: Party is crossing for his own account.

Acting as Agent for Person Other than Customer: Party is acting as an agent for a person other than a customer.

Acting as Agent for Some Executions and Principal: Party is acting as an agent for some executions and principal for others.

Trading as Principal: Party is trading for his own account.

Acting as Riskless Principal: Party is trading as a riskless principal, that is, the order to buy (sell) has been simultaneously offset by an order to sell (buy) with another party.

If Qualifier is INCA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Eligible Counterparty: MiFID classification of counterparty. Eligible customers are the most sophisticated level of investor, able to opt out of some of the protections afforded by conduct of business rules defined under MiFID.

Professional Client: MiFID classification of counterparty. Professional customers are, for example, investment firms, credit institutions, insurance companies.

Retail Client: MiFID classification of counterparty. Retail customers are the least sophisticated level of investor.

30

16S

31

19A

Definition

This qualified generic field specifies:

AFCA	Cancelled Amount	Amount of money effectively cancelled (for CPRC status only).
CANC	Requested To Be Cancelled Amount	Amount of money requested to be cancelled (for CPRC Status only).
DBAM	Debit Blocked Amount	Application amount blocked or segregated for acquiring securities offered by issuers under new or additional issuance.
ORDR	Original Ordered Amount	Amount to be used to derive the appropriate quantity of financial instrument to be bought or sold.
PREX	Executed Amount	Amount of money already executed (for CPRC and RPRC Status only).
REMA	Replaced Amount	Amount of money effectively replaced (for RPRC Status only).
REPL	Requested To Be Replaced Amount	Amount of money requested to be replaced (for RPRC Status only).

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ADTX	N	C2	A	Cancelled Amount
2	F	BORE	N	C2	A	Requested To Be Cancelled Amount
3	F	CODE	N	C2	A	Debit Blocked Amount
4	F	LEGA	N	C2	A	Original Ordered Amount
5	F	MEET	N	C2	A	Executed Amount
6	F	NPCC	N	C2	A	Replaced Amount
7	F	NRES	N	C2	A	Requested To Be Replaced Amount

32

90a

Definition

This qualified generic field specifies:

DEAL

Deal Price

Price of the traded financial instrument.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COLA	W		A, B	Deal Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Premium: Price expressed as a premium.

33

36B

Definition

This qualified generic field specifies:

AFCA	Cancelled Quantity	Quantity of the financial instrument effectively cancelled (for CPRC status only).
CANC	Requested To Be Cancelled Quantity	Quantity of the financial instrument requested to be cancelled (for CPRC Status only).
ORDR	Original Ordered Quantity	Quantity of the financial instrument originally ordered.
PREX	Executed Quantity	Quantity of the financial instrument already executed (for CPRC and RPRC Status only).
REMA	Replaced Quantity	Quantity of the financial instrument effectively replaced (For RPRC status only).
REPL	Requested To Be Replaced Quantity	Quantity of the financial instrument requested to be replaced (for RPRC Status only).

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ADTX	N	C2	B	Cancelled Quantity
2	F	BORE	N	C2	B	Requested To Be Cancelled Quantity
3	F	LEGA	W	C2	B	Original Ordered Quantity
4	F	MEET	N	C2	B	Executed Quantity
5	F	NPCC	N	C2	B	Replaced Quantity
6	F	NRES	N	C2	B	Requested To Be Replaced Quantity

Codes

Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

34

35B

35

16S

Sequenz C - Additional Information [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

36

16R

37

95a

Definition

This qualified generic field specifies:

MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	FXDT	N		P, Q, R	Originator of Message
2	F	FXIB	N		P, Q, R	Recipient of Message

38

16S

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)
Option E	:4!c//8!n6!n[,3n][/[N]2!n[2!n]]	(Qualifier)(Date)(Time)(Decimals)(UTC Indicator)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option A	:4!c//8!n	(Qualifier)(Date)
Option B	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Date Code)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

Option L	:4!c//18!c2!n	(Qualifier)(Legal Entity Identifier)
Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)

Option A	:4!c//35x	(Qualifier)(Account Number)
Option B	:4!c/[8c]/4!c/35x	(Qualifier)(Data Source Scheme)(Account Type Code)(Account Number)

Option C	:4!c//4*35x	(Qualifier)(Narrative)
Option E	:4!c//10*35x	(Qualifier)(Narrative)

Option A	:4!c//4!c/[N]15d	(Qualifier)(Percentage Type Code)(Sign)(Price)
Option B	:4!c//4!c/3!a15d	(Qualifier)(Amount Type Code)(Currency Code)(Price)

SWIFT ISO15022 NormDetailansicht für Nachricht MT509 - Statusanzeige eines Auftrages oder Geschäftes

Verwendung der Nachricht MT509

Anwendungsfeld der Nachricht MT509

Struktur der Nachricht MT509

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Qualifier

Definition

Format

Qualifier (12)

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Qualifier (5)

Codes

Definition

Format

Codes

Definition

Format

Qualifier (4)

Codes

Definition

Format

Qualifier

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Codes

Definition

Format

Qualifier (5)

Codes

Definition

Format

Qualifier (2)

Definition

Format

Qualifier (6)

Codes

Definition

Format

Qualifier (2)

Definition

Format

Qualifier

Codes

Definition

Format

Codes

Definition

Format

SWIFT ISO15022 Norm
Detailansicht für Nachricht MT509 - Statusanzeige eines Auftrages oder Geschäftes