Codes
If Qualifier is DIVI and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Final: Payment of a dividend, less the amounts already paid through interim dividends.
Interim: Dividend declared and paid before annual earnings have been determined.
Regular: Dividend paid at regular interval, for example, quarterly.
Reinvestment: Reinvestment of Cash distributed.
Special: Dividend in addition to the regular dividend being paid by the company.
Special Dividend with Reinvestment: Special dividend with reinvestment component.
If Qualifier is CONV and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Final: This is a final conversion.
Interim: This is an interim conversion.
If Qualifier is DITY and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Final: This is a final payment.
Interim: This is an interim payment.
Ongoing: The event is ongoing for acceptance on an unsolicited basis.
Rolling: Event will have a number of acceptance and payment dates until further announcement by the Issuer or its agent.
If Qualifier is OFFE and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Dissenter's Rights: Securities' holder has the right to disagree with a mandatory event. This right is not inherent in all offers and therefore must be noted in announcements only when applicable.
Restriction Exchange: Exchange of Restricted to Unrestricted (or vice versa).
First Come First Served: Securities will be accepted in the order they have been submitted until the target number of quantity sought is reached.
Final Offer: Final or last offer to holders subject to offer conditions being reached, for example, 50% accepted on a tender.
Partial Offer: Partial offer.
Squeeze Out Bid: Offer launched by a company, in possession of a large number of the shares (90% - 95%) of a company (generally as a result of a tender offer), in order to acquire the remaining shares of that company.
If Qualifier is SELL and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Non Renounceable: Intermediate securities cannot be sold.
Renounceable: Intermediate securities can be sold.
If Qualifier is ESTA and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Approved: Approved at the relevant meeting or through consent or according to the terms of the CA event, for example, dividend.
Closed/Deactivated: The offer is closed for acceptance.
Cancellation and Re-Run: Cancellation and re-run of an original lottery or an original and supplemental lottery. A subsequent lottery will be performed under a new event.
Lapsed: The event/offer conditions have not been met and the event/offer is terminated or lapsed.
Supplemental Cancellation and Re-Run: Cancellation and re-run of a supplemental lottery only. A subsequent new supplemental lottery will be performed under the original event.
Period of Action: Open for acceptance until the next specified deadline in the announcement (if any).
Supplemental Cancellation: A supplemental lottery is being cancelled by the issuer. No subsequent lottery will be performed.
Subject to Approval: Subject to approval at the relevant meeting or through consent or according to the terms of the CA event, for example, dividend.
Unconditional as to Acceptance: The required level of acceptances specified in the terms of the offer has been achieved but there are still outstanding conditions to fulfil.
Wholly Unconditional: Wholly unconditional; all conditions specified in the offer document have been satisfied.
If Qualifier is ADDB and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Automatic Market Claims: Will automatically give rise to market claims by the account servicer (typically, a CSD).
Subject to Transformation: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system and replaced with transactions in the outturn resource(s).
Preliminary Advice of Payment: The message is a preliminary advice of payment.
Claim or Compensation: Relates to a claim on the associated corporate action event.
Cancel Underlying Trades: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system.
Consent: Relates to a consent within a corporate action event other than a Consent event (:22F::CAEV//CONS).
Full Pre-Funding: Full pre-funding of a debt instrument by the issuer prior to original maturity when the issuer deposits assets in trust. Applicable only in the frame of a partial defeasance corporate action event.
No Automatic Market Claims and Transformations: The event will not automatically give rise to market claims and transformations by the account servicer (typically, a CSD).
No Split Election: The issuer only allows a single option to be selected per designated holding.
Partial Pre-Funding: Partial pre-funding of a debt instrument prior to maturity drawn through a lottery process. One new security is issued with an earlier maturity date for the refunded (called portion) and the other new security is issued with the original maturity date for the non refunded (remaining) portion. Applicable only in the frame of a partial defeasance corporate action event.
Required Action: Proceeds/entitlements of the mandatory event can only be paid if specified action is taken by the account owner.
Reversal: Notification of a reversal.
Scheme/Plan of Arrangement: Component event of a scheme/plan of arrangement: a reorganisation of a company or a group of companies, and their capital.
Tax Refund: Relates to a tax refund from the authorities on the associated corporate action event.
If Qualifier is CHAN and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Bearer to Registered: Change from bearer into registered form.
Certificates: Change of all instruments into certificates.
Decimalisation: Process of changing the accounting method of a security, for example, mutual fund, from units to a quantity with decimals.
Dematerialised to Physical: Change from dematerialised into physical form.
Global Permanent to Physical: Change from global permanent to physical form.
Global Temporary to Global Permanent: Change from global temporary to global permanent form.
Global Temporary to Physical: Change from global temporary to physical form.
Name: Change of the issuing company's name. Event shows the change from old name to new name and may involve surrendering physical shares with the old name to the registrar.
Physical to Dematerialised: Change from physical into dematerialised form.
Registered to Bearer: Change from registered into bearer form.
Terms: Change in the terms of the security.
If Qualifier is RHDI and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Reverse Rights: Distribution of reverser rights.
Bonus Rights: Distribution of bonus rights.
Dividend Reinvestment Securities: Distribution of dividend reinvestment securities.
Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.
Dividend Option: Distribution of dividend option.
Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.
Stock Dividend: Dividend paid to shareholders in the form of shares of stock.
Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".
Subscription Rights: Distribution of subscription rights.
Interest Payment: Interest payment distributed to holders of an interest bearing asset.
Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both.
Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.
Open Offer Rights: Distribution of open offer rights.
Spin-Off: A distribution of securities issued by another company. The distributed securities may either be of a newly created or of an existing company. For example, spin-off, demerger, unbundling, divestment.
Stock Split/Change in Nominal Value/Subdivision: Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.
If Qualifier is ECIO and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
In Scope: Capital gain is in the scope of the directive.
Not In Scope: Capital gain is out of the scope of the directive.
Unknown: Unknown whether capital gain is in or out of the scope of the directive.
If Qualifier is TDTA and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Not Calculated: The fund is NOT calculating the taxable income per dividend/taxable income per share.
Calculated: The fund is calculating the taxable income per dividend/taxable income per share.
Unknown: Unknown whether the fund is calculating the taxable income per dividend/taxable income per share.
If Qualifier is ELCT and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Sequestered Election: Election results in a change of balance type that transfers control of the securities rather than the securities themselves.
Direct Election: Direct movement of resource, that is, cash or security that is directly credited to the paying agent account.
If Qualifier is LOTO and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Original Lottery Notification: Original lottery that has been announced for a specific amount and date.
Supplemental Lottery Notification: Supplemental or additional quantity called on a previously announced original lottery.
If Qualifier is CEFI and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Electronic Format: Certification must be provided in electronic format.
Physical Format: Certification must be provided in physical format.
If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Signification du code
Change in Terms: This is a change in the terms and conditions of the bond.
Due and Payable: This is a change in the due and payable conditions.
If Qualifier is INFO and Data Source Scheme is not present, Indicator must contain the following code:
Code
Signification du code
Conference Call: The information is about an informal call when an issuer, trustee, agent wishes to talk to note holders to discuss a certain issue or potential change to the notes; nothing said being binding.