MT564 - Detailansicht für Nachricht

1

16R

2

28E

3

20C

Definition

This qualified generic field specifies:

COAF	Official Corporate Action Event Reference	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.
CORP	Corporate Action Reference	Reference assigned by the account servicer to unambiguously identify a corporate action event.
SEME	Sender's Message Reference	Reference assigned by the Sender to unambiguously identify the message.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CITY	N	C	Corporate Action Reference
2	O	PACO	N	C	Sender's Message Reference
3	F	CCAL	N	C	Official Corporate Action Event Reference

4

23G

Definition

This field identifies the function of the message.

Format

Codes

Function must contain one of the following codes:

Code

Bedeutung des Codes

Additional Business Process: Message sent to notify an additional business process to a corporate action.

Cancellation Advice: Message to cancel a corporate action event previously announced by the account servicer or a previously sent Preliminary Advice of Payment message (:22F::ADDB//CAPA in sequence D).

New: New message.

Eligible Balance Notification: Message reporting an eligible balance that may or may not include an entitlement calculation or a revised entitlement calculation.

Replacement: Message replacing a previously sent message.

Reminder: Message sent as a reminder of an event taking place.

Withdrawal: Message sent to void a previously sent notification due to the withdrawal of the event or offer by the issuer.

Subfunction, when present, must contain one of the following codes:

Code

Bedeutung des Codes

Copy Duplicate: Message is a copy to a party other than the account owner/account servicer, for information purposes and the message is a duplicate of a message previously sent.

Copy: Message is a copy to a party other than the account owner/account servicer, for information purposes.

Duplicate: Message is for information/confirmation purposes. It is a duplicate of a message previously sent.

5

22F

Definition

This qualified generic field specifies:

CAEP	Corporate Action Event Processing	Type of processing involved by a Corporate Action.
CAEV	Corporate Action Event Indicator	Specifies the type of corporate event.
CAMV	Mandatory/Voluntary Indicator	Specifies whether the event is mandatory, mandatory with options or voluntary.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	BOLQ	N		F	Corporate Action Event Processing
2	O	BOOK	N	C4, C6, C10, C11	F	Corporate Action Event Indicator
3	O	BORE	N		F	Mandatory/Voluntary Indicator

Codes

If Qualifier is CAEP and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

CA Results in a Distribution: The holder of the relevant security on a certain date, for example, the record date, will receive a benefit without giving up the underlying security.

General: No debit or credit of resources.

CA Results in a Reorganisation: The underlying security will be debited and may be replaced by another resource (or resources).

If Qualifier is CAEV and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Accumulation: Funds related event in which the income (for example accumulation units) that accrues during an accounting period is retained within the fund instead of being paid away to investors. The retained income is nonetheless deemed to have been distributed to investors for tax purposes.

Trading Status: Active: Trading in the security has commenced or security has been re-activated after a suspension in trading.

Attachment: Combination of different security types to create a unit. Units are usually comprised of warrants and bonds or warrants and equities. Securities may be combined at the request of the security holder or based on market convention.

Repurchase Offer/Issuer Bid/Reverse Rights: Offer to existing holders by the issuing company to repurchase its own securities. The objective of the offer is to reduce the number of outstanding securities.

Bond Holder Meeting: Physical meeting of bond holders.

Bonus Issue/Capitalisation Issue: Bonus or capitalisation issue. Security holders receive additional assets free of payment from the issuer, in proportion to their holding.

Put Redemption: Early redemption of a security at the election of the holder subject to the terms and condition of the issue with no reduction in nominal value.

Bankruptcy: Legal status of a company unable to pay creditors. Bankruptcy usually involves a formal court ruling. Securities may become valueless.

Capital Distribution: The Corporate event pays shareholders an amount in cash issued from the Capital account. There is no reduction to the face value of a single share (or the share has no par value). The number of circulating shares remains unchanged.

Capital Gains Distribution: Distribution of profits resulting from the sale of company assets, for example, Shareholders of Mutual Funds, Unit Trusts, or Sicavs are recipients of capital gains distributions which are often reinvested in additional shares of the fund.

Capitalisation: Increase of the current principal of a debt instrument without increasing the nominal value. It normally arises from the incorporation of due but unpaid interest into the principal. This is commonly done by increasing the pool factor value, for example, capitalisation, and negative amortisation.

Non-US TEFRA D Certification: Non-US beneficial owner certification requirement for exchange of temporary to permanent notes.

Change: Information regarding a change further described in the corporate action details.

Class Action/Proposed Settlement: Situation where interested parties seek restitution for financial loss. The security holder may be offered the opportunity to join a class action proceeding and would need to respond with an instruction.

Court Meeting: Announcement of a meeting at a Court.

Consent: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond.

Conversion: Conversion of securities (generally convertible bonds or preferred shares) into another form of securities (usually common shares) at a pre-stated price/ratio.

Company Option: A Company Option may be granted by the company, allowing the holder to take up shares at some future date(s) at a pre arranged price in the company. A company may not grant options which enable the holder to take up unissued shares at a time which is five or more years from the date of the grant. Option holders are not members of a company. They are contingent creditors of a company and hence may, in some instances, be entitled to vote on and be bound by a scheme of arrangement between the creditors and the company. As many options have multiple exercise periods a company option will either lapse or carry on to the next expiry date.

Credit Event: An occurrence of credit derivative for which the issuer of one or several underlying securities is unable to fulfill his financial obligations (as defined in terms and conditions).

Decrease in Value: Reduction of face value of a single share or the value of fund assets. The number of circulating shares/units remains unchanged. This event may include a cash payout to holders.

Detachment: Separation of components that comprise a security, for example, usually units comprised of warrants and bond or warrants and equity. Units may be broken up at the request of the security holder or based on market convention.

Bond Default: Failure by the company to perform obligations defined as default events under the bond agreement and that have not been remedied.

Trading Status: Delisted: Security is no longer able to comply with the listing requirements of a stock exchange and is removed from official board quotation.

Drawing: Redemption in part before the scheduled final maturity date of a security. Drawing is distinct from partial call since drawn bonds are chosen by lottery and with no reduction in nominal value.

Cash Distribution From Non-Eligible Securities Sales: Distribution to shareholders of cash resulting from the selling of non-eligible securities, for example, in the frame of a depositary receipt program.

Dividend Reinvestment: Dividend payment where holders can keep cash or have the cash reinvested in the market by the issuer into additional shares in the issuing company. To be distinguished from DVOP as the company invests the dividend in the market rather than creating new share capital in exchange for the dividend.

Disclosure: Requirement for holders or beneficial owners to disclose their name, location and holdings of any issue to the issuer.

Dutch Auction: An action by a party wishing to acquire a security. Holders of the security are invited to make an offer to sell, within a specific price range. The acquiring party will buy from the holder with lowest offer.

Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.

Dividend Option: Distribution of a dividend to shareholders with a choice of benefit to receive. Shareholders may choose to receive shares or cash. To be distinguished from DRIP as the company creates new share capital in exchange for the dividend rather than investing the dividend in the market.

Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.

Stock Dividend: Dividend paid to shareholders in the form of equities of the issuing corporation.

Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".

Call on Intermediate Securities: Call or exercise on nil paid securities or intermediate securities resulting from an intermediate securities distribution (RHDI). This code is used for the second event, when an intermediate securities' issue (rights/coupons) is composed of two events, the first event being the distribution of intermediate securities.

Maturity Extension: As stipulated in a bond's Terms and Conditions, the issuer or the bond-holder may prolong the maturity date of a bond. After extension, the security may differ from original issue (new rate or maturity date). May be subject to bondholder's approval.

Warrant Exercise: Option offered to holders to buy (call warrant) or to sell (put warrant) a specific amount of stock, cash, or commodity, at a predetermined price, during a predetermined period of time (which usually corresponds to the life of the issue).

Increase in Value: Increase in the face value of a single security. The number of circulating securities remains unchanged.

Information: Information provided by the issuer having no accounting/financial impact on the holder.

Interest Payment: Interest payment distributed to holders of an interest bearing asset.

Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both. Debt may be paid in order of priority based on preferred claims to assets specified by the security.

Full Call/Early Redemption: The redemption of an entire issue outstanding of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, before final maturity.

Annual General Meeting: Annual general meeting.

Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.

Non-Official Offer: Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer.

Odd Lot Sale/Purchase: Sale or purchase of odd-lots to/from the issuing company, initiated either by the holder of the security or through an offer made by the issuer.

Ordinary General Meeting: Ordinary general meeting.

Other Event: Other event, use only when no other event type applies, for example, a new event type.

Pari-Passu: Occurs when securities with different characteristics, for example, shares with different entitlements to dividend or voting rights, become identical in all respects, for example, pari-passu or assimilation. May be scheduled in advance, for example, shares resulting from a bonus may become fungible after a pre-set period of time, or may result from outside events, for example, merger, reorganisation, issue of supplementary tranches, etc.

Partial Redemption With Reduction of Nominal Value: Securities are redeemed in part before their scheduled final maturity date with reduction of the nominal value of the securities. The outstanding amount of securities will be reduced proportionally.

Partial Defeasance/Pre-Funding: Issuer has money set aside to redeem a portion of an issue and the indenture states that the securities could be called earlier than the stated maturity.

Pay In Kind: Interest payment, in any kind except cash, distributed to holders of an interest bearing asset.

Place of Incorporation: Changes in the state of incorporation for US companies and changes in the place of incorporation for foreign companies. Where shares need to be registered following the incorporation change, the holder(s) may have to elect the registrar.

Instalment Call: An instalment towards the purchase of equity capital, subject to an agreement between an issuer and a purchaser.

Partial Redemption Without Reduction of Nominal Value: Securities are redeemed in part before their scheduled final maturity date without reduction of the nominal value of the securities. This is commonly done by pool factor reduction.

Interest Payment with Principal: An event which consists of two components, the decrease of the amortized value of a pool factor security and an interest payment.

Priority Issue: Form of open or public offer where, due to a limited amount of securities available, priority is given to existing shareholders.

Final Maturity: The redemption of an entire issue outstanding of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, at final maturity.

Redenomination: Event by which the unit (currency and/or nominal) of a security is restated, for example, nominal/par value of security in a national currency is restated in another currency.

Remarketing Agreement: Purchase and sale of remarketed preferred equities/bonds through the negotiation of interest rate between the issuers and the holders.

Intermediate Securities Distribution: The distribution of intermediate securities that gives the holder the right to take part in a future event.

Rights Issue/Subscription Rights/Rights Offer: Offer to holders of a security to subscribe for additional securities via the distribution of an intermediate security. Both processes are included in the same event.

Shares Premium Dividend: This corporate event pays shareholders an amount in cash issued from the shares premium reserve. It is similar to a dividend but with different tax implications.

Smallest Negotiable Unit: Modification of the smallest negotiable unit of shares in order to obtain a new negotiable unit.

Spin-Off: A distribution of securities issued by another company. The distributed securities may either be of a newly created or of an existing company. For example, spin-off, demerger, unbundling, divestment.

Stock Split/Change in Nominal Value/Subdivision: Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.

Reverse Stock Split/Change in Nominal Value: Decrease in a company's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are increased accordingly.

Trading Status: Suspended: Trading in the security has been suspended.

Tender/Acquisition/Takeover/Purchase Offer: An offer made to holders by a third party, requesting them to sell (tender) or exchange their securities.

Tax Reclaim: Event related to tax reclaim activities.

Worthless: Booking out of valueless securities.

Withholding Tax Relief Certification: Certification process for withholding tax reduction or exemption based on the tax status of the holder.

Extraordinary or Special General Meeting: Extraordinary or special general meeting.

If Qualifier is CAMV and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Mandatory CA Event; Instruction Required: Participation in the corporate action is mandatory and further instructions from the account owner are required, unless a default option has been specified.

Mandatory CA Event; No Instruction Required: Participation in CA event is mandatory. Further instructions from the account owner are not required.

Voluntary CA Event; Instruction Required to Participate: Participation in the corporate action is voluntary. If the owner wishes to take part in the event, instructions from the account owner are required.

6

98a

Definition

This qualified generic field specifies:

PREP

Preparation Date

Date on which message was prepared.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAXP	N		A, C	Preparation Date

7

25D

Definition

This qualified generic field specifies:

PROC

Processing Status

Specifies the status of the details of the event.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	MET3	N	C14, C17	D	Processing Status

Codes

If Data Source Scheme is not present, Status Code must contain one of the following codes:

Code

Bedeutung des Codes

Complete: Message contains complete details of the corporate action event at the time the event is communicated and the occurrence of the event has been confirmed by the account servicer's chosen official source. Further updates to the event are still possible.

Complete Unconfirmed: Message contains complete details of the corporate action event at the time the event is communicated but the occurrence of the event has not been confirmed by the account servicer's chosen official source. Further updates to the event are still possible.

With Entitlement: The message contains entitlements.

Preliminary Announcement: Confirmed: Message may not contain complete details of the corporate action event, however, the occurrence of the event has been confirmed by the account servicer's chosen official source.

Preliminary Announcement: Unconfirmed: Message may not contain complete details of the corporate action event and the occurrence of the event has not been confirmed by the account servicer's chosen official source at the time message was sent.

Sequenz A1 - Linkages [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

8

16R

9

22F

Definition

This qualified generic field specifies:

LINK

Linkage Type Indicator

Specifies when the instruction is to be executed relative to a linked instruction.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		F	Linkage Type Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

After: Indicates that the message is to be processed after the linked message.

Before: Indicates that the message is to be processed before the linked message.

Information: Indicates that the messages are linked for information purposes only.

With: Indicates that the message is to be processed with the linked message.

10

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number or message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

11

20C

Definition

This qualified generic field specifies:

CACN	Case Number	Reference assigned by a court to a class action.
COAF	Official Corporate Action Event Reference	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.
CORP	Corporate Action Reference	Reference assigned by the account servicer to unambiguously identify a related corporate action event.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	CITY	N		C	Corporate Action Reference
	O	MCTD	N	C9	C	Previous Message Reference
	O	NOMI	N		C	Related Message Reference
	O	BOCL	N		C	Case Number
	O	CCAL	N		C	Official Corporate Action Event Reference

12

16S

13

16S

Sequenz B - Underlying Securities [ obligatorisch, nicht wiederholend ]

No.

Tag

Option

Name

Status

14

16R

15

35B

Sequenz B1 - Financial Instrument Attributes [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

16

16R

17

94B

Definition

This qualified generic field specifies:

PLIS

Place of Listing

Place where the referenced financial instrument is listed.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAEX	N		B	Place of Listing

Codes

If Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Stock Exchange: Place of listing is a stock exchange.

Over The Counter: Place of listing is over the counter.

Primary Market: Place of listing is the primary market.

Secondary Market: Place of listing is the secondary market.

18

22F

Definition

This qualified generic field specifies:

MICO

Method of Interest Computation Indicator

Specifies the computation method of (accrued) interest of the financial instrument.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	GALO	N		F	Method of Interest Computation Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

30/360 (ISDA) or 30/360 (American Basic Rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February, and provided that the interest period started on a 30th or a 31st. This means that a 31st is assumed to be a 30th if the period started on a 30th or a 31st and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for US straight and convertible bonds.

30/365: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and a 365-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th).

30/Actual: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and the assumed number of days in a year in a way similar to the Actual/Actual (ICMA). Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). The assumed number of days in a year is computed as the actual number of days in the coupon period multiplied by the number of interest payments in the year.

Actual/360: Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 360-day year.

Actual/365 (Fixed): Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 365-day year.

Actual/Actual (ICMA): Method whereby interest is calculated based on the actual number of accrued days and the assumed number of days in a year, that is, the actual number of days in the coupon period multiplied by the number of interest payments in the year. If the coupon period is irregular (first or last coupon), it is extended or split into quasi interest periods that have the length of a regular coupon period and the computation is operated separately on each quasi interest period and the intermediate results are summed up.

30E/360 or Eurobond basis: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. However, if the last day of the maturity coupon period is the last day of February, it will not be assumed to be a 30th. It is a variation of the 30/360 (ICMA) method commonly used for eurobonds. The usage of this variation is only relevant when the coupon periods are scheduled to end on the last day of the month.

Actual/Actual (ISDA): Method whereby interest is calculated based on the actual number of accrued days of the interest period that fall on a normal year, divided by 365, added to the actual number of days of the interest period that fall on a leap year, divided by 366.

Actual/365L or Actual/Actual (basic rule): Method whereby interest is calculated based on the actual number of accrued days and a 365-day year (if the coupon payment date is NOT in a leap year) or a 366-day year (if the coupon payment date is in a leap year).

Actual/Actual (AFB): Method whereby interest is calculated based on the actual number of accrued days and a 366-day year (if 29 Feb falls in the coupon period) or a 365-day year (if 29 Feb does not fall in the coupon period). If a coupon period is longer than one year, it is split by repetitively separating full year sub-periods counting backwards from the end of the coupon period (a year backwards from a 28 Feb being 29 Feb, if it exists). The first of the sub-periods starts on the start date of the accrued interest period and thus is possibly shorter than a year. Then the interest computation is operated separately on each sub-period and the intermediate results are summed up.

30/360 (ICMA) or 30/360 (basic rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for non-US straight and convertible bonds issued before 01/01/1999.

30E2/360 or Eurobond basis model 2: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for the last day of February whose day of the month value shall be adapted to the value of the first day of the interest period if the latter is higher and if the period is one of a regular schedule. This means that a 31st is assumed to be a 30th and the 28th Feb of a non-leap year is assumed to be equivalent to a 29th Feb when the first day of the interest period is a 29th, or to a 30th Feb when the first day of the interest period is a 30th or a 31st. The 29th Feb of a leap year is assumed to be equivalent to a 30th Feb when the first day of the interest period is a 30th or a 31st. Similarly, if the coupon period starts on the last day of February, it is assumed to produce only one day of interest in February as if it was starting on a 30th Feb when the end of the period is a 30th or a 31st, or two days of interest in February when the end of the period is a 29th, or 3 days of interest in February when it is the 28th Feb of a non-leap year and the end of the period is before the 29th.

30E3/360 or Eurobond basis model 3: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. It is a variation of the 30E/360 (or Eurobond basis) method where the last day of February is always assumed to be a 30th, even if it is the last day of the maturity coupon period.

Actual/365NL or Actual/365 No Leap: Method whereby interest is calculated based on the actual number of accrued days in the interest period, excluding any leap day from the count, and a 365-day year.

Other: Other method than A001-A014. See Narrative.

19

12a

Definition

This qualified generic field specifies:

CLAS	Classification Type	Classification type of the financial instrument, for example, ISO Classification of Financial instrument (CFI).
OPST	Option Style	Specifies how an option can be exercised.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CAON	N		A, C	Classification Type
2	F	LAPD	N		B	Option Style

Codes

In option B, if Qualifier is OPST and Data Source Scheme is not present, Instrument Type Code must contain one of the following codes:

Code

Bedeutung des Codes

American Style: Option can be exercised before or on expiry date.

European Style: Option can be exercised on expiry date only.

20

11A

Definition

This qualified generic field specifies:

DENO

Currency of Denomination

Currency in which a financial instrument is currently denominated.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COLL	N		A	Currency of Denomination

21

98A

Definition

This qualified generic field specifies:

CALD	Call Date	Date on which a financial instrument is called away/redeemed before its scheduled maturity.
CONV	Conversion Date	Deadline by which a convertible security must be converted, according to the terms of the issue.
COUP	Coupon Date	Next payment date of an interest bearing financial instrument.
DDTE	Dated Date	Date on which an interest bearing financial instrument begins to accrue interest.
EXPI	Expiry Date	Date on which an order expires or at which a privilege or offer terminates.
FRNR	Floating Rate Fixing Date	Date on which the interest rate or redemption price will be/was calculated, according to the terms of the issue.
ISSU	Issue Date	Date on which the financial instrument is issued.
MATU	Maturity Date	Date on which a financial instrument becomes due and assets are to be repaid.
PUTT	Put Date	Date on which a holder of a financial instrument has the right to request redemption of the principal amount prior to its scheduled maturity date.

Format

Qualifier (9)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CLBR	N	A	Coupon Date
2	F	DEAL	N	A	Expiry Date
3	F	DIRT	N	A	Floating Rate Fixing Date
4	F	FSBN	N	A	Maturity Date
5	F	ETC2	N	A	Issue Date
6	F	BOOK	N	A	Call Date
7	F	MKTV	N	A	Put Date
8	F	COFF	N	A	Dated Date
9	F	CINL	N	A	Conversion Date

22

92a

Definition

This qualified generic field specifies:

DECL	Percentage of Debt Claims	Percentage of the underlying assets of a fund that represents a debt, for example, in the context of the EU Savings directive.
INTR	Interest Rate	Annual rate of a financial instrument.
NWFC	Next Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) that will applicable after the redemption (factor) date.
NXRT	Next Interest Rate	Interest rate applicable to the next interest payment period in relation to variable rate instruments.
PRFC	Previous Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) until the next redemption (factor) date.
WAPA	Warrant Parity	Provides the ratio between the quantity of warrants and the quantity of underlying securities.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEET	N	A, K	Previous Factor
2	F	INVE	N	A, K	Next Factor
3	F	ESTT	N	A, K	Interest Rate
4	F	IPRC	N	A, K	Next Interest Rate
5	F	COLE	N	A, K	Percentage of Debt Claims
6	F	REMA	N	D	Warrant Parity

Codes

In option K, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Unknown Rate: Rate is unknown by the sender or has not been established.

23

36B

Definition

This qualified generic field specifies:

MINO	Minimum Nominal Quantity	Minimum nominal quantity of financial instrument.
SIZE	Contract Size	Ratio or multiplying factor used to convert one contract into a financial instrument quantity.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	GETS	N		B	Minimum Nominal Quantity
2	F	PAYE	N		B	Contract Size

Codes

Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

24

16S

Sequenz B2 - Account Information [ obligatorisch, wiederholend ]

No.

Tag

Option

Name

Status

25

16R

26

95a

Definition

This qualified generic field specifies:

ACOW

Account Owner

Party that owns the account.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ACOW	N		P, R	Account Owner

27

97a

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	OVEP	N		A, C	Safekeeping Account

Codes

In option C, Account Code must contain the following code:

Code

Bedeutung des Codes

General: Announcement applies to all safekeeping accounts that own underlying financial instrument. (Used for general or preliminary announcements).

28

94a

Definition

This qualified generic field specifies:

SAFE

Place of Safekeeping

Location where the financial instruments are/will be safekept.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		B, C, F	Place of Safekeeping

Codes

In option B, if Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

All Places of Safekeeping: Used when there is a need to indicate that the details apply to all places of safekeeping where the financial instrument is held.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

In option F, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Local Custodian: Financial instruments held at a local custodian.

International Central Securities Depository: Financial instruments held at an International Central Securities Depository.

National Central Securities Depository: Financial instruments held at a National Central Securities Depository.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

29

93a

Definition

This qualified generic field specifies:

AFFB	Affected Balance	Balance that has been affected by the process run through the event.
BLOK	Blocked Balance	Balance of financial instruments that are blocked.
BORR	Borrowed Balance	Balance of financial instruments that have been borrowed from another party.
COLI	Collateral In Balance	Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
COLO	Collateral Out Balance	Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
ELIG	Total Eligible for Corporate Action Balance	Total balance of securities eligible for this corporate action event. The entitlement calculation is based on this balance.
INBA	Instructed Balance	Balance of instructed position.
LOAN	On Loan Balance	Balance of financial instruments that have been loaned to a third party.
NOMI	Registered Balance	Balance of financial instruments that are registered (in the name of a nominee name or of the beneficial owner).
OBAL	Obligated Balance	Position that account holders should return to the account servicer to participate in the event or to fulfil their obligation for the event to be complete, for example, return of securities for late announced drawing.
PEND	Pending Delivery Balance	Balance of financial instruments that are pending delivery.
PENR	Pending Receipt Balance	Balance of financial instruments that are pending receipt.
REGO	Out for Registration Balance	Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).
SETT	Settlement Position Balance	Balance of securities representing only settled transactions; pending transactions not included.
SPOS	Street Position Balance	Balance of financial instruments that remain registered in the name of the prior beneficial owner.
TRAD	Trade Date Position Balance	Balance of securities based on trade date, for example, includes all pending transactions in addition to the balance of settled transactions.
TRAN	In Transshipment Balance	Balance of physical securities that are in the process of being transferred from one depository/agent to another.
UNAF	Unaffected Balance	Balance that has not been affected by the process run through the event.
UNBA	Uninstructed Balance	Balance of uninstructed position.

Format

Qualifier (19)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COVA	W	C12	B, C	Total Eligible for Corporate Action Balance
2	F	BAIN	N		B, C	Blocked Balance
3	F	BIDI	N		B, C	Borrowed Balance
4	F	CERT	N		B, C	Collateral In Balance
5	F	CERT	N		B, C	Collateral Out Balance
6	F	EXRQ	N		B, C	On Loan Balance
7	F	LOTS	W		B, C	Pending Delivery Balance
8	F	LOTS	W		B, C	Pending Receipt Balance
9	F	NEWD	N		B, C	Out for Registration Balance
10	F	PAIR	W		B, C	Settlement Position Balance
11	F	PENF	N		B, C	Street Position Balance
12	F	PTYB	N		B, C	Trade Date Position Balance
13	F	PUTT	N		B, C	In Transshipment Balance
14	F	INST	N		B, C	Registered Balance
15	F	REFD	N		B, C	Uninstructed Balance
16	F	ECDT	N		B, C	Instructed Balance
17	F	ISDI	N		B, C	Obligated Balance
18	F	ADVI	N		B, C	Affected Balance
19	F	REDP	N		B, C	Unaffected Balance

Codes

In option B, if Data Source Scheme is not present, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, if Qualifier is ELIG, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Full Period Units: Number of units of a fund that were purchased in a previous distribution period and/or held at the beginning of a distribution period, for example Group I Units in the UK.

Part Way Period Units: Number of units of a fund that were purchased part way throughout a distribution period, for example Group II Units in the UK.

In option C, if Qualifier is BLOK or Qualifier is BORR or Qualifier is COLI or Qualifier is COLO or Qualifier is LOAN or Qualifier is REGO or Qualifier is SPOS or Qualifier is TRAD or Qualifier is TRAN or Qualifier is NOMI or Qualifier is UNBA or Qualifier is INBA or Qualifier is OBAL or Qualifier is AFFB or Qualifier is UNAF, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Eligible: Balance of securities eligible for this corporate action event.

Not Eligible: Balance of securities not eligible for this corporate action event.

In option C, if Qualifier is PEND or Qualifier is PENR or Qualifier is SETT, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Eligible: Balance of securities eligible for this corporate action event.

Full Period Units: Number of units of a fund that were purchased in a previous distribution period and/or held at the beginning of a distribution period, for example Group I Units in the UK.

Not Eligible: Balance of securities not eligible for this corporate action event.

Part Way Period Units: Number of units of a fund that were purchased part way throughout a distribution period, for example Group II Units in the UK.

30

16S

31

16S

Sequenz C - Intermediate Securities [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

32

16R

33

35B

34

36a

Definition

This qualified generic field specifies:

QINT

Quantity of Intermediate Securities

Quantity of entitled intermediate securities based on the balance of underlying securities.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MRKT	N	C3	B, E	Quantity of Intermediate Securities

Codes

In option B or E, Quantity Type Code must contain the following code:

Code

Bedeutung des Codes

Unit Number: Quantity expressed as a number, for example, a number of shares.

35

93a

Definition

This qualified generic field specifies:

INBA	Instructed Balance	Balance of instructed position.
UNBA	Uninstructed Balance	Balance of uninstructed position.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	REFD	N		B, C	Uninstructed Balance
2	F	ECDT	N		B, C	Instructed Balance

Codes

In option B, if Data Source Scheme is not present, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Eligible: Balance of securities eligible for this corporate action event.

Not Eligible: Balance of securities not eligible for this corporate action event.

36

22F

Definition

This qualified generic field specifies:

DISF	Disposition of Fractions Indicator	Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate.
SELL	Renounceable Status of Entitlement Indicator	Specifies whether terms of the event allow resale of the rights.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COMM	N		F	Disposition of Fractions Indicator
2	F	PACK	N		F	Renounceable Status of Entitlement Indicator

Codes

If Qualifier is DISF and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Distributed: Take distribution of fractions in the form of securities.

Round Down: Round the entitlement down to the last full unit/minimum nominal quantity, fractions are discarded.

Round Up: Round up to next full unit/minimum nominal quantity at no cost.

Standard: If the fraction is greater than or equal to 0.5 of the resulting security then round up, else round down as specified in the respective RDUP and RDDN codes.

Unknown: Characteristics of the disposition of fractions are unknown.

If Qualifier is SELL and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Non Renounceable: Intermediate securities cannot be traded.

Renounceable: Intermediate securities can be traded.

37

92D

Definition

This qualified generic field specifies:

RTUN

Intermediate Securities to Underlying

Quantity of intermediate securities awarded for a given quantity of underlying security.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OTHR	N		D	Intermediate Securities to Underlying

38

90B

Definition

This qualified generic field specifies:

MRKT

Market Price

Last reported/known price of a financial instrument in a market.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	INBR	N		B	Market Price

Codes

Amount Type Code must contain the following code:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

39

98a

Definition

This qualified generic field specifies:

EXPI	Expiry Date	Date on which an order expires or on which a privilege or offer terminates.
POST	Posting Date	Date of the posting (credit or debit) to the account.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	DEAL	N		A, B	Expiry Date
2	O	MARG	N		A, B	Posting Date

Codes

In option B, if Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

40

69a

Definition

This qualified generic field specifies:

TRDP

Trading Period

Period during which intermediate or outturn securities are tradable in a secondary market.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	QREG	N		A, B, C, D, E, F	Trading Period

Codes

In option C or D or E or F, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

41

16S

Sequenz D - Corporate Action Details [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

42

16R

43

98a

Definition

This qualified generic field specifies:

ANOU	Announcement Date/Time	Date/time at which the issuer announced that a corporate action event will occur.
CERT	Certification Deadline Date/Time	Deadline by which the beneficial ownership of securities must be declared.
COAP	Court Approval Date/Time	Date/time upon which the Court provided approval.
ECDT	Early Closing Date/Time	First possible early closing date of an offer if different from the expiry date.
ECPD	Election to Counterparty Market Deadline	Deadline by which an entitled holder needs to advise their counterparty to a transaction of their election for a corporate action event, also known as Buyer Protection Deadline.
ECRD	Election to Counterparty Response Deadline	Date/time the account servicer has set as the deadline to respond, with instructions, prior to the election to counterparty market deadline.
EFFD	Effective Date/Time	Date/time at which an event is officially effective from the issuer's perspective.
EQUL	Equalization Date/Time	Date/time at which all or part of any holding bought in a unit trust is subject to being treated as capital rather than income. This is normally one day after the previous distribution's ex date.
ETPD	Early Third Party Deadline	Date/Time set by the issuer agent as a first early deadline by which the account owner must instruct directly another party, possibly giving the holder eligibility to incentives. For example, to provide documentation to an issuer agent.
FDAT	Further Detailed Announcement Date/Time	Date/time at which additional information on the event will be announced, for example, exchange ratio announcement date.
FILL	Filing Date	Date on which the action was filed at the applicable court.
GUPA	Guaranteed Participation Date/Time	Last date/time by which a buying counterparty to a trade can be sure that it will have the right to participate in an event.
HEAR	Hearing Date	Date for the hearing between the plaintiff and defendant, as set by the court.
IFIX	Fixing Date/Time	Date/time at which an index/rate/price/value will be determined.
LAPD	Lapsed Date/Time	Date/time at which an event/offer is terminated or lapsed.
LOTO	Lottery Date/Time	Date/time at which the lottery is run and applied to the holder's positions. This is also applicable to partial calls.
MATU	New Maturity Date/Time	Date/time to which the maturity date of an interest bearing security is extended.
MCTD	Market Claim Tracking End Date	Date by which the depository stops monitoring activities of the event, for instance, accounting and tracking activities for due bills end.
MEET	Meeting Date/Time	Date/time at which the bondholders' or shareholders' meeting will take place.
MET2	Second Meeting Date/Time	Date/time at which the company's general meeting is scheduled, 2nd session if applicable (for example, Italy).
MET3	Third Meeting Date/Time	Date/time at which the company's general meeting is scheduled, 3rd session if applicable (for example, Italy).
MFIX	Margin Fixing Date/Time	Date/time at which the margin rate will be determined.
OAPD	Official Announcement/Publication Date	Date/time at which the corporate action is legally announced by an official body, for example, publication by a governmental administration.
PAYD	Payment Date/Time	Date/time at which the movement is due to take place (cash and/or securities).
PLDT	Lead Plaintiff Deadline	Last day an investor can become a lead plaintiff.
PROD	Proration Date/Time	Date/time at which the issuer will determine a proration amount/quantity of an offer.
RDTE	Record Date/Time	Date/time at which positions are struck at the end of the day to note which parties will receive the relevant amount of entitlement, due to be distributed on payment date.
REGI	Deadline to Register	Date/time at which instructions to register or registration details will be accepted.
RESU	Results Publication Date/Time	Date/time at which results are published, for example, results of an offer.
SPLT	Deadline to Split	Deadline by which instructions must be received to split securities, for example, of physical certificates.
SXDT	Special Ex-Date/Time	Date/time as from which 'special processing' can start to be used by participants for that event. Special processing is a means of marking a transaction, that would normally be traded ex or cum, as being traded cum or ex respectively, for example, a transaction dealt 'special' after the ex date would result in the buyer being eligible for the entitlement. This is typically used in the UK and Irish markets.
TAXB	Deadline for Tax Breakdown Instructions	Date/time until which tax breakdown instructions will be accepted.
TPDT	Third Party Deadline	Date/Time by which the account owner must instruct directly another party, for example to provide documentation to an issuer agent.
TSDT	Trading Suspended Date/Time	Date/time at which trading of a security is suspended as the result of an event.
UNCO	Unconditional Date/Time	Date/time upon which the terms of the take-over become unconditional as to acceptances.
WUCO	Wholly Unconditional Date/Time	Date/time at which all conditions, including regulatory, legal etc. pertaining to the take-over, have been met.
XDTE	Ex-Dividend or Distribution Date/Time	Date/time as from which trading (including exchange and OTC trading) occurs on the underlying security without the benefit.

Format

Qualifier (37)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	AGRE	N		A, B, C	Announcement Date/Time
2	F	CAEV	N		A, B, C	Certification Deadline Date/Time
3	F	REPO	N		A, B, C	Ex-Dividend or Distribution Date/Time
4	F	COUP	N		A, B, C	Effective Date/Time
5	F	DECL	N		A, B, C	Further Detailed Announcement Date/Time
6	F	MFDV	N		A, B, C	Proration Date/Time
7	F	NEWA	N		A, B, C	Deadline to Register
8	F	OCMT	N		A, B, C	Results Publication Date/Time
9	F	PEND	N		A, B, C	Deadline to Split
10	F	FXCX	N		A, B, C, E	Proration Date/Time
11	F	NAVR	N		A, B, C	Record Date/Time
12	F	PREV	N		A, B, C	Deadline for Tax Breakdown Instructions
13	F	RATE	N		A, B, C	Trading Suspended Date/Time
14	F	FIOP	N		A, B, C	Lottery Date/Time
15	F	REGF	N		A, B, C	Unconditional Date/Time
16	F	REPL	N		A, B, C	Wholly Unconditional Date/Time
17	F	FXIN	N		A, B, C, E	Second Meeting Date/Time
18	F	FXIS	N		A, B, C, E	Third Meeting Date/Time
19	F	CPTB	N		A, B, C	Equalization Date/Time
20	F	CORP	N		A, B, C	Early Closing Date/Time
21	F	EARL	N		A, B, C	Fixing Date/Time
22	F	FXTR	N		A, B, C	Margin Fixing Date/Time
23	F	CCMV	N		A, B, C	Court Approval Date/Time
24	F	FSBN	N		A, B, C	New Maturity Date/Time
25	F	ISAG	N		A, B, C	Official Announcement/Publication Date
26	F	PREC	N		A, B, C	Special Ex-Date/Time
27	F	DSWA	N		A, B, C	Guaranteed Participation Date/Time
28	F	COUN	N		A, B, C	Election to Counterparty Market Deadline
29	F	EXBN	N		A, B, C	Lapsed Date/Time
30	F	FXCR	N		A, B, C, E	Market Claim Tracking End Date
31	F	LODE	N	C16	A, B, C	Payment Date/Time
32	F	PSAG	N		A, B, C	Third Party Deadline
33	F	CUFC	N		A, B, C	Early Third Party Deadline
34	F	MACO	N		A, B, C, E	Lead Plaintiff Deadline
35	F	DEI2	N		A, B	Filing Date
36	F	DSWN	N		A, B	Hearing Date
37	F	COUN	N		A, B, C	Election to Counterparty Response Deadline

Codes

In option B, if Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

44

69a

Definition

This qualified generic field specifies:

BLOK	Blocking Period	Period during which the security is blocked.
BOCL	Book Closure Period	Period defining the last date on which shareholder registration will be accepted by the issuer and the date on which shareholder registration will resume.
CLCP	Claim Period	Period assigned by the court in a class action. It determines the client's eligible transactions that will be included in the class action and used to determine the resulting entitlement.
CODS	Co-Depositories Suspension Period	Period during which the settlement activities at the co-depositories are suspended in order to stabilise the holdings at the CSD.
CSPD	Compulsory Purchase Period	Period during a take-over where any outstanding equity must be purchased by the take-over company.
DSBT	Depository Suspension Period for Book Entry Transfer	Period defining the last date for which book entry transfers will be accepted and the date on which the suspension will be released and book entry transfer processing will resume.
DSDA	Depository Suspension Period for Deposit at Agent	Period defining the last date for which deposits, into nominee name, at the agent will be accepted and the date on which the suspension will be released and deposits at agent will resume.
DSDE	Depository Suspension Period for Deposit	Period defining the last date for which deposits will be accepted and the date on which the suspension will be released and deposits will resume.
DSPL	Depository Suspension Period for Pledge	Period defining the last date for which pledges will be accepted and the date on which the suspension will be released and pledge processing will resume.
DSSE	Depository Suspension Period for Segregation	Period defining the last date for which intra-position balances can be segregated and the date on which the suspension will be released and the ability to segregate intra-position balances will resume.
DSWA	Depository Suspension Period for Withdrawal at Agent	Period defining the last date for which withdrawals, from nominee name at the agent will be accepted and the date on which the suspension will be released and withdrawals at agent processing will resume.
DSWN	Depository Suspension Period for Withdrawal in Nominee Name	Period defining the last date for which physical withdrawals in the nominee's name will be accepted and the date on which the suspension will be released and physical withdrawals in the nominee's name will resume.
DSWS	Depository Suspension Period for Withdrawal in Street Name	Period defining the last date on which withdrawal requests in street name's will be accepted on the event security and the date on which the suspension will be released and withdrawal in street name's processing on the event security will resume.
INPE	Interest Period	Period during which the interest rate has been applied.
PRIC	Price Calculation Period	Period during which the price of a security is determined.
SPLP	Split Period	Period during which a physical certificate can be split.

Format

Qualifier (16)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEOR	N	A, B, C, D, E, F, J	Price Calculation Period
2	F	EQUL	N	A, B, C, D, E, F, J	Interest Period
3	F	COAF	N	A, B, C, D, E, F, J	Compulsory Purchase Period
4	F	BAIN	N	A, B, C, D, E, F, J	Blocking Period
5	F	CASH	N	A, B, C, D, E, F, J	Claim Period
6	F	CONV	N	A, B, C, D, E, F, J	Depository Suspension Period for Withdrawal in Nominee Name
7	F	CONT	N	A, B, C, D, E, F, J	Depository Suspension Period for Deposit
8	F	CONP	N	A, B, C, D, E, F, J	Depository Suspension Period for Book Entry Transfer
9	F	CONS	N	A, B, C, D, E, F, J	Depository Suspension Period for Deposit at Agent
10	F	CONU	N	A, B, C, D, E, F, J	Depository Suspension Period for Withdrawal at Agent
11	F	CONT	N	A, B, C, D, E, F, J	Depository Suspension Period for Pledge
12	F	CONT	N	A, B, C, D, E, F, J	Depository Suspension Period for Segregation
13	F	CONV	N	A, B, C, D, E, F, J	Depository Suspension Period for Withdrawal in Street Name
14	F	BAST	N	A, B, C, D, E, F, J	Book Closure Period
15	F	CEFI	N	A, B, C, D, E, F, J	Co-Depositories Suspension Period
16	F	PEND	N	A, B, C, D, E, F, J	Split Period

Codes

In option C or D or E or F or J, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

45

99A

Definition

This qualified generic field specifies:

DAAC

Number of Days Accrued

Number of days used for calculating the accrued interest amount.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COAX	N		A	Number of Days Accrued

46

92a

Definition

This qualified generic field specifies:

BIDI	Bid Interval Rate	Acceptable price increment used for submitting a bid.
DEVI	Declared Rate	Dividend or interest rate declared by the issuer.
INTR	Interest Rate	Annual rate of a financial instrument.
NWFC	Next Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) that will be applicable after the redemption (factor) date.
PRFC	Previous Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) until the next redemption (factor) date.
PTSC	Percentage Sought	Percentage of securities the offeror/issuer will purchase or redeem under the terms of the event.
RDIS	Reinvestment Discount Rate to Market	Rate of discount for securities purchased through a reinvestment scheme as compared to the current market price of security.
RINR	Related Index Rate	Index rate related to the interest rate of the forthcoming interest payment.
RLOS	Realised Loss	For structured security issues where there is a set schedule of principal and interest payments for the life of the issue, this is the difference between the actual rate of the capital or principal repayment and the scheduled capital repayment.
RSPR	Spread Rate	Margin allowed over or under a given rate.
SHRT	Interest Shortfall	For structured security issues where there is a set schedule of principal and interest payments for the life of the issue, this is the difference between the actual rate of the interest payment and the expected or scheduled rate of the interest payment.

Format

Qualifier (11)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	NAVL	N		A, K	Reinvestment Discount Rate to Market
2	F	ESTT	N		A, F, K	Interest Rate
3	F	AVAI	N		A, F, K, P	Bid Interval Rate
4	F	INVE	N		A, K	Next Factor
5	F	MKTB	N		A, K	Percentage Sought
6	F	MEET	N		A, K	Previous Factor
7	F	OFFO	N		A, K	Related Index Rate
8	F	ORDR	N		A, K	Spread Rate
9	F	PAYD	N		A, F	Interest Shortfall
10	F	OFFR	N		A, F	Realised Loss
11	F	COLL	N	C18	A, F	Declared Rate

Codes

In option K, if Qualifier is RDIS or Qualifier is INTR or Qualifier is BIDI or Qualifier is NWFC or Qualifier is PRFC or Qualifier is RINR or Qualifier is RSPR, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Unknown Rate: Rate is unknown by the sender or has not been established.

In option K, if Qualifier is PTSC, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Any and All

Unknown Rate: Rate is unknown by the sender or has not been established.

47

90a

Definition

This qualified generic field specifies:

MAXP	Maximum Price	Maximum or cap price at which a holder can bid, for example on a Dutch auction offer.
MINP	Minimum Price	Minimum or floor price at which a holder can bid, for example on a Dutch auction offer.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	FXCO	N		A, B, E, L	Maximum Price
2	F	GIUP	N		A, B, E, L	Minimum Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Lot: Price expressed as an amount of money per lot.

Premium: Price expressed as a premium.

In option E, Price Code must contain the following code:

Code

Bedeutung des Codes

Unknown Price: Price is unknown by the sender or has not been established.

48

36a

Definition

This qualified generic field specifies:

BASE	Base Denomination	The minimum integral amount of securities that each account owner must have remaining after the called amounts are applied.
INCR	Incremental Denomination	Amount used when the called amount is not met by running the lottery with the base denomination.
MQSO	Maximum Quantity of Securities	The maximum number of securities the offeror/issuer is ready to purchase or redeem. This can be a number or the term "any and all".
NBLT	New Board Lot Quantity	Quantity of equity that makes up the new board lot.
NEWD	New Denomination Quantity	New Denomination of the equity following, for example, an increase or decrease in nominal value.
QTSO	Minimum Quantity Sought	The minimum quantity of securities the offeror/issuer is ready to purchase or redeem under the terms of the event. This can be a number or the term "any and all".

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	INBA	N	B, C	Maximum Quantity of Securities
2	F	MTCH	N	B, C	Minimum Quantity Sought
3	F	INDX	N	B, C	New Board Lot Quantity
4	F	INOU	N	B, C	New Denomination Quantity
5	F	ARRE	N	B, C	Base Denomination
6	F	EFFD	N	B, C	Incremental Denomination

Codes

In option B, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, if Qualifier is MQSO or Qualifier is QTSO, Quantity Code must contain one of the following codes:

Code

Bedeutung des Codes

Any and All

Unknown Quantity: Quantity is unknown by the sender or has not been established.

In option C, if Qualifier is NBLT or Qualifier is NEWD or Qualifier is BASE or Qualifier is INCR, Quantity Code must contain the following code:

Code

Bedeutung des Codes

Unknown Quantity: Quantity is unknown by the sender or has not been established.

49

13a

Definition

This qualified generic field specifies:

COUP

Coupon Number

Number of the coupon attached/associated with a security.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CLBR	W		A, B	Coupon Number

50

17B

Definition

This qualified generic field specifies:

ACIN	Accrued Interest Indicator	Indicates whether the holder is entitled to accrued interest.
CERT	Certification/Breakdown Flag	Indicates whether certification/breakdown is required.
COMP	Information to be Complied With	Indicates whether restrictions apply to the event.
LEOG	Letter of Guaranteed Delivery Flag	Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades.
RCHG	Charges Flag	Indicates whether charges apply to the holder, for instance redemption charges.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CAEV	N	B	Certification/Breakdown Flag
2	F	NAVD	N	B	Charges Flag
3	F	CFRE	N	B	Information to be Complied With
4	F	ACIN	N	B	Accrued Interest Indicator
5	F	EXEC	N	B	Letter of Guaranteed Delivery Flag

Codes

Flag must contain one of the following codes:

Code

Bedeutung des Codes

No

Yes

51

22F

Definition

This qualified generic field specifies:

ADDB	Additional Business Process Indicator	Specifies the additional business process linked to a corporate action event such as a claim compensation or tax refund.
CEFI	Certification Format Indicator	Specifies the certification format required, that is, physical or electronic format.
CHAN	Change Type Indicator	Specifies the type of change announced.
CONS	Consent Type Indicator	Specifies the type of consent announced.
CONV	Conversion Type Indicator	Specifies the conversion type of an instrument.
DITY	Occurrence Type Indicator	Specifies the conditions in which the instructions and/or payment of the proceeds occurs.
DIVI	Dividend Type Indicator	Specifies the conditions in which a dividend is paid.
ECIO	Capital Gain In/Out Indicator	Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units ( ...) (Article 6(1d)).
ELCT	Election Type Indicator	Specifies the effect on the holdings of electing a Corporate Action option.
ESTA	Corporate Action Event Stage	Stage in the corporate action event life cycle.
INFO	Information Type Indicator	Specifies the type of information event.
LOTO	Lottery Type	Specifies the type of lottery announced.
OFFE	Offer Type Indicator	Specifies the conditions that apply to the offer.
RHDI	Intermediate Securities Distribution Type Indicator	Intermediates securities distribution type.
SELL	Renounceable Status of Entitlement Indicator	Specifies whether terms of the event allow resale of the rights.
TDTA	TID/TIS Calculated Indicator	Specifies whether the fund calculates the taxable income per dividend/taxable income per share.

Format

Qualifier (16)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COMP	N		F	Dividend Type Indicator
2	F	CINL	N		F	Conversion Type Indicator
3	F	COMM	N		F	Occurrence Type Indicator
4	F	ISSU	W		F	Offer Type Indicator
5	F	PACK	N		F	Renounceable Status of Entitlement Indicator
6	F	CRTR	W		F	Corporate Action Event Stage
7	F	ACRU	W	C14, C15, C17	F	Additional Business Process Indicator
8	F	CANC	W	C10	F	Change Type Indicator
9	F	OFFE	N	C11	F	Intermediate Securities Distribution Type Indicator
10	F	COST	N		F	Capital Gain In/Out Indicator
11	F	PRIC	N		F	TID/TIS Calculated Indicator
12	F	COUP	N		F	Election Type Indicator
13	F	FIOP	N		F	Lottery Type
14	F	CAEP	N		F	Certification Format Indicator
15	F	CHAR	N		F	Consent Type Indicator
16	F	ENTF	N		F	Information Type Indicator

Codes

If Qualifier is DIVI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: Payment of a dividend, less the amounts already paid through interim dividends.

Interim: Dividend declared and paid before annual earnings have been determined.

Regular: Dividend paid at regular interval, for example, quarterly.

Reinvestment: Reinvestment of Cash distributed.

Special: Dividend in addition to the regular dividend being paid by the company.

Special Dividend with Reinvestment: Special dividend with reinvestment component.

If Qualifier is CONV and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: This is a final conversion.

Interim: This is an interim conversion.

If Qualifier is DITY and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: This is a final payment.

Interim: This is an interim payment.

Ongoing: The event is ongoing for acceptance on an unsolicited basis.

Rolling: Event will have a number of acceptance and payment dates until further announcement by the Issuer or its agent.

If Qualifier is OFFE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Dissenter's Rights: Securities' holder has the right to disagree with a mandatory event. This right is not inherent in all offers and therefore must be noted in announcements only when applicable.

Restriction Exchange: Exchange of Restricted to Unrestricted (or vice versa).

First Come First Served: Securities will be accepted in the order they have been submitted until the target number of quantity sought is reached.

Final Offer: Final or last offer to holders subject to offer conditions being reached, for example, 50% accepted on a tender.

Partial Offer: Partial offer.

Squeeze Out Bid: Offer launched by a company, in possession of a large number of the shares (90% - 95%) of a company (generally as a result of a tender offer), in order to acquire the remaining shares of that company.

If Qualifier is SELL and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Non Renounceable: Intermediate securities cannot be sold.

Renounceable: Intermediate securities can be sold.

If Qualifier is ESTA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Approved: Approved at the relevant meeting or through consent or according to the terms of the CA event, for example, dividend.

Closed/Deactivated: The offer is closed for acceptance.

Cancellation and Re-Run: Cancellation and re-run of an original lottery or an original and supplemental lottery. A subsequent lottery will be performed under a new event.

Lapsed: The event/offer conditions have not been met and the event/offer is terminated or lapsed.

Supplemental Cancellation and Re-Run: Cancellation and re-run of a supplemental lottery only. A subsequent new supplemental lottery will be performed under the original event.

Period of Action: Open for acceptance until the next specified deadline in the announcement (if any).

Supplemental Cancellation: A supplemental lottery is being cancelled by the issuer. No subsequent lottery will be performed.

Subject to Approval: Subject to approval at the relevant meeting or through consent or according to the terms of the CA event, for example, dividend.

Unconditional as to Acceptance: The required level of acceptances specified in the terms of the offer has been achieved but there are still outstanding conditions to fulfil.

Wholly Unconditional: Wholly unconditional; all conditions specified in the offer document have been satisfied.

If Qualifier is ADDB and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Automatic Market Claims: Will automatically give rise to market claims by the account servicer (typically, a CSD).

Subject to Transformation: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system and replaced with transactions in the outturn resource(s).

Preliminary Advice of Payment: The message is a preliminary advice of payment.

Claim or Compensation: Relates to a claim on the associated corporate action event.

Cancel Underlying Trades: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system.

Consent: Relates to a consent within a corporate action event other than a Consent event (:22F::CAEV//CONS).

Full Pre-Funding: Full pre-funding of a debt instrument by the issuer prior to original maturity when the issuer deposits assets in trust. Applicable only in the frame of a partial defeasance corporate action event.

No Automatic Market Claims and Transformations: The event will not automatically give rise to market claims and transformations by the account servicer (typically, a CSD).

No Split Election: The issuer only allows a single option to be selected per designated holding.

Partial Pre-Funding: Partial pre-funding of a debt instrument prior to maturity drawn through a lottery process. One new security is issued with an earlier maturity date for the refunded (called portion) and the other new security is issued with the original maturity date for the non refunded (remaining) portion. Applicable only in the frame of a partial defeasance corporate action event.

Required Action: Proceeds/entitlements of the mandatory event can only be paid if specified action is taken by the account owner.

Reversal: Notification of a reversal.

Scheme/Plan of Arrangement: Component event of a scheme/plan of arrangement: a reorganisation of a company or a group of companies, and their capital.

Tax Refund: Relates to a tax refund from the authorities on the associated corporate action event.

If Qualifier is CHAN and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Bearer to Registered: Change from bearer into registered form.

Certificates: Change of all instruments into certificates.

Decimalisation: Process of changing the accounting method of a security, for example, mutual fund, from units to a quantity with decimals.

Dematerialised to Physical: Change from dematerialised into physical form.

Global Permanent to Physical: Change from global permanent to physical form.

Global Temporary to Global Permanent: Change from global temporary to global permanent form.

Global Temporary to Physical: Change from global temporary to physical form.

Name: Change of the issuing company's name. Event shows the change from old name to new name and may involve surrendering physical shares with the old name to the registrar.

Physical to Dematerialised: Change from physical into dematerialised form.

Registered to Bearer: Change from registered into bearer form.

Terms: Change in the terms of the security.

If Qualifier is RHDI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Reverse Rights: Distribution of reverser rights.

Bonus Rights: Distribution of bonus rights.

Dividend Reinvestment Securities: Distribution of dividend reinvestment securities.

Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.

Dividend Option: Distribution of dividend option.

Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.

Stock Dividend: Dividend paid to shareholders in the form of shares of stock.

Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".

Subscription Rights: Distribution of subscription rights.

Interest Payment: Interest payment distributed to holders of an interest bearing asset.

Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both.

Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.

Open Offer Rights: Distribution of open offer rights.

Spin-Off: A distribution of securities issued by another company. The distributed securities may either be of a newly created or of an existing company. For example, spin-off, demerger, unbundling, divestment.

Stock Split/Change in Nominal Value/Subdivision: Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.

If Qualifier is ECIO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

In Scope: Capital gain is in the scope of the directive.

Not In Scope: Capital gain is out of the scope of the directive.

Unknown: Unknown whether capital gain is in or out of the scope of the directive.

If Qualifier is TDTA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Not Calculated: The fund is NOT calculating the taxable income per dividend/taxable income per share.

Calculated: The fund is calculating the taxable income per dividend/taxable income per share.

Unknown: Unknown whether the fund is calculating the taxable income per dividend/taxable income per share.

If Qualifier is ELCT and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Sequestered Election: Election results in a change of balance type that transfers control of the securities rather than the securities themselves.

Direct Election: Direct movement of resource, that is, cash or security that is directly credited to the paying agent account.

If Qualifier is LOTO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Original Lottery Notification: Original lottery that has been announced for a specific amount and date.

Supplemental Lottery Notification: Supplemental or additional quantity called on a previously announced original lottery.

If Qualifier is CEFI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Electronic Format: Certification must be provided in electronic format.

Physical Format: Certification must be provided in physical format.

If Qualifier is CONS and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Change in Terms: This is a change in the terms and conditions of the bond.

Due and Payable: This is a change in the due and payable conditions.

If Qualifier is INFO and Data Source Scheme is not present, Indicator must contain the following code:

Code

Bedeutung des Codes

Conference Call: The information is about an informal call when an issuer, trustee, agent wishes to talk to note holders to discuss a certain issue or potential change to the notes; nothing said being binding.

52

94E

Definition

This qualified generic field specifies:

MEET	Meeting Place	Place of the company's meeting for the scheduled meeting date.
MET2	Meeting Place 2	Place of the company's meeting for the scheduled second meeting date.
MET3	Meeting Place 3	Place of the company's meeting for the scheduled third meeting date.
NPLI	New Place of Incorporation	New company's place of incorporation.

Format

Qualifier (4)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	FXCX	N	E	Meeting Place
2	F	FXIN	N	E	Meeting Place 2
3	F	FXIS	N	E	Meeting Place 3
4	F	INT2	N	E	New Place of Incorporation

53

70a

Definition

This qualified generic field specifies:

NAME	Name	Provides the new name of a company following a name change.
OFFO	Offeror	Provides the entity making the offer and is different from the issuing company.
WEBB	Web Site Address	Provides the web address published for the event, that is the address for the Universal Resource Locator (URL), for example, used over the www (HTTP) service.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ISSU	W		E	Offeror
2	F	REMA	N		E, G	Web Site Address
3	F	INCO	N	C10	E	Name

54

16S

Sequenz E - Corporate Action Options [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

55

16R

56

13A

Definition

This qualified generic field specifies:

CAON

CA Option Number

Number identifying the available corporate action options.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	BOTB	N		A	CA Option Number

57

22F

Definition

This qualified generic field specifies:

CAOP	Corporate Action Option Code Indicator	Specifies the corporate action options available to the account owner.
CETI	Certification/Breakdown Type Indicator	Specifies the type of certification/breakdown.
DISF	Disposition of Fractions Indicator	Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate.
OFFE	Offer Type Indicator	Specifies the conditions that apply to the offer.
OPTF	Option Features Indicator	Specifies the features that may apply to a corporate action option.
OSTA	Option Status	Specifies the status of the option.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	BPAR	N	F	Corporate Action Option Code Indicator
2	F	COMM	N	F	Disposition of Fractions Indicator
3	F	ISSU	W	F	Offer Type Indicator
4	F	LDCO	W	F	Option Features Indicator
5	F	LEOG	N	F	Option Status
6	F	CALD	W	F	Certification/Breakdown Type Indicator

Codes

If Qualifier is CAOP and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Abstain: Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.

Vote Against Management: Vote against management.

Bonus Share Plan: Receive equities from the Share Premium Reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).

Buy Up: Buy additional securities to round up position.

Cash and Securities: Corporate action option includes a distribution of both cash and securities to holders.

Cash: Distribution of cash to holders.

Consent and Exchange: Vote to consent to change the terms of the securities agreement and to exchange securities.

Consent Denied: Vote not to approve the event or proposal.

Consent Granted: Vote to approve the event or proposal.

Consent and Tender: Vote to consent to change the terms of the securities agreement and to tender securities for cash.

Exercise: Exercise intermediate securities or warrants.

Lapse: Allow event or entitled security to expire.

Vote With Management: Vote with management.

Retain: An option that allows a holder to elect to retain their holding, for example, a putable bond.

No Action: Option for the account owner not to take part in the event. This would include opt-out for class actions and lodging of dissenters' rights.

Non Qualified Investor: The account owner is a Non-Qualified Investor.

Proposed Rate: In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.

Other: Generic corporate action option to be used in case that no other specific code is appropriate.

Oversubscribe: Subscribe to more equities than underlying securities position allows.

Proxy Card: Issue a proxy card in case of voting.

Unknown Proceeds: Proceeds not known during election period. The option can result in cash and/or securities.

Qualified Investor: The account owner is a Qualified Investor.

Securities Option: Distribution of securities to holders.

Sell Entitlement: Sell the intermediate securities.

Split Instruction: Option to give a split instruction, for example, a split voting instruction on a meeting.

If Qualifier is DISF and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Buy Up: Buy securities up to next whole number.

Fractional Part for Cash: Receive cash in lieu of fractions.

Distributed: Take distribution of fractions in the form of securities.

Round Down: Round the entitlement down to the last full unit/minimum nominal quantity, fractions are discarded.

Round Up: Round up to the next full unit/minimum nominal quantity at no cost.

Standard: If the fraction is greater than or equal to 0.5 of the resulting security then round up, else round down as specified in the respective RDUP and RDDN codes.

Unknown: Characteristics of the disposition of fractions are unknown.

If Qualifier is OFFE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Dissenter's Rights: Securities' holder has the right to disagree with a mandatory event. This right is not inherent in all offers and therefore must be noted in announcements only when applicable.

Restriction Exchange: Exchange of Restricted to Unrestricted (or vice versa).

First Come First Served: Securities will be accepted in the order they have been submitted until the target number of quantity sought is reached.

Final Offer: Final or last offer to holders subject to offer conditions being reached, for example, 50% accepted on a tender.

Partial Offer: Partial offer.

Squeeze Out Bid: Offer launched by a company, in possession of a large number of the shares (90% - 95%) of a company (generally as a result of a tender offer), in order to acquire the remaining shares of that company.

If Qualifier is OPTF and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Account Servicer Option: Option is offered by the account servicer only.

Beneficiary Owner Instruction: Indicates that the holder needs to instruct at beneficiary owner level only.

Corporate Action Option Applicability: The option applicability is not subject to the account owner decision but depends on the terms defined by the issuer, for example in the case of Equity Linked Notes or warrants.

Conditional: Feature whereby the holder can elect to place a condition on the acceptance of the option.

Maximum Cash: Maximum cash option, may be subject to scaling, as such you may receive a combination of cash and securities outturn.

Maximum Securities: Maximum stock option, may be subject to scaling, as such you may receive a combination of securities and cash outturn.

No Service Offered Indicator: Feature whereby the holder must elect directly to the issuer's agent (issuer only supported option).

Odd Lot Preference: Tender or Exchange with the Odd Lot Preference.

Previous Instruction Invalidity: Indicates that the previously sent instructions become invalid. It is only applicable after a market deadline extension.

Pro Ration: Feature whereby the option can be subject to pro ration in case, for example, of over-subscription.

Reduced Withholding Tax: Reduced withholding tax rate applies to the option.

If Qualifier is OSTA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Inactive: Option is not active and can no longer be responded to. Any responses already processed against this option will remain valid, for example, expired option.

Cancelled: Option is not valid; it has been cancelled by the market or service provider, and cannot be responded to. Any responses already processed against this option are considered void and new responses will be required.

If Qualifier is CETI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Accredited Investor: The holder of the security has to irrevocably certify that it is an Accredited Investor as defined in US Securities and Exchange Commission Regulation D.

Country of Domicile: The holder of the security has to certify his domicile.

Fraction Breakdown: Indicates that the rounding rule in the Fraction Disposition component at the option level can be offered at the beneficial owner level.

Full Beneficial Owner Break Down: The holder of the security has to provide his beneficial owner details for disclosure/instruction purpose.

Non-Company Related Person: The holder of the security has to certify he is a Non-Company related person.

Country of Non-Domicile: The holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated.

(I)CSD participant breakdown: The (I)CSD has to provide its participants' details for disclosure purpose to the issuer/issuer's agent.

Beneficial Owner's Paperwork: Indicates if the Beneficial Owner is responsible to fill in the paperwork.

QIB Certification: The holder of the security has to irrevocably certify that it is a Qualified Institutional Buyer as defined in US Securities and Exchange Commission Rule 144A.

Tax Rate Break Down: The holder of the security has to provide basic details on nominals and associated tax rate to be used by the account servicer.

58

94C

Definition

This qualified generic field specifies:

DOMI	Country of Domicile Validity	Indicates the country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated.
NDOM	Country of NON-Domicile	The holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	INFA	W		C	Country of NON-Domicile
2	F	COND	W		C	Country of Domicile Validity

59

11A

Definition

This qualified generic field specifies:

OPTN

Currency Option

Currency in which the cash disbursed from an interest or dividend payment is offered.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LDFP	N		A	Currency Option

60

17B

Definition

This qualified generic field specifies:

APLI	Applied Option Flag	Indicates whether the option, different from the default one, shall be applied by the account owner.
CERT	Certification/Breakdown Flag	Indicates whether certification/breakdown is required.
CHAN	Change Allowed Flag	Indicates whether change of instruction is allowed.
DFLT	Default Processing Flag	Indicates whether the option, for example, currency option, will be selected by default if no instruction is provided by the account owner.
RCHG	Charges Flag	Indicates whether charges apply to the holder, for instance redemption charges.
STIN	Standing Instruction Flag	Indicates whether an account owner has placed a standing order to select this corporate action option.
WTHD	Withdrawal Allowed Flag	Indicates whether withdrawal of instruction is allowed.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	COLO	N	B	Default Processing Flag
	O	POOL	N	B	Standing Instruction Flag
2	F	NAVD	N	B	Charges Flag
3	F	CAEV	N	B	Certification/Breakdown Flag
4	F	REPA	N	B	Withdrawal Allowed Flag
5	F	CANC	N	B	Change Allowed Flag
6	F	ALAM	N	B	Applied Option Flag

Codes

Flag must contain one of the following codes:

Code

Bedeutung des Codes

No

Yes

61

35B

62

98a

Definition

This qualified generic field specifies:

BORD	Stock Lending Deadline Date/Time	Date/time set as the deadline to respond, with instructions, to an outstanding event, for which the underlying security is out on loan.
CVPR	Cover Expiration Date/Time	Last day a holder can deliver the securities that it had elected on and/or previously protected.
DVCP	Depository Cover Expiration Date/Time	The last day that a participant of the depository can deliver securities that it had elected on and/or previously protected.
EARD	Early Response Deadline Date/Time	Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, giving the holder eligibility to incentives. This time is dependent on the reference time zone of the account servicer as specified in an SLA.
EXPI	Expiry Date/Time	Date/time at which an order expires or on which a privilege or offer terminates.
MKDT	Market Deadline Date/Time	Issuer or issuer's agent deadline to respond, with an election instruction, to an outstanding offer or privilege.
PODT	Protect Date/Time	Last date/time a holder can request to defer delivery of securities pursuant to a notice of guaranteed delivery or other required documentation.
RDDT	Response Deadline Date/Time	Date/time at which the account servicer has set as the deadline to respond, with instructions, to an outstanding event. This time is dependent on the reference time zone of the account servicer as specified in an SLA.
SUBS	Subscription Cost Debit Date/Time	Date/time by which cash must be in place in order to take part in the event.

In option J, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option K, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier (8)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	COPC	N	A, B, C	Depository Cover Expiration Date/Time
2	F	CORA	N	A, B, C, E	Early Response Deadline Date/Time
3	F	DEAL	N	A, B, C	Expiry Date/Time
4	F	GUAR	N	A, B, C, E	Market Deadline Date/Time
5	F	MAIL	N	A, B, C, E	Protect Date/Time
6	F	PRCV	N	A, B, C	Subscription Cost Debit Date/Time
7	F	NAVD	N	A, B, C, E, F	Cover Expiration Date/Time
8	F	COAP	N	A, B, C, E	Cover Expiration Date/Time

Codes

In option B, if Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

In option F, if Qualifier is RDDT and Data Source Scheme is not present, Date Code must contain the following code:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

63

69a

Definition

This qualified generic field specifies:

AREV	Account Servicer Revocability Period	Period during which the participant of the account servicer can revoke change or withdraw its instructions.
DSWO	Depository Suspension Period for Withdrawal in Street Name on Outturn Security	Period defining the last date on which withdrawal in street name requests on the outturn security will be accepted and the date on which the suspension will be released and withdrawal by transfer processing on the outturn security will resume.
PARL	Parallel Trading Period	Period during which both old and new equity may be traded simultaneously, for example, consolidation of equity or splitting of equity.
PRIC	Price Calculation Period	Period during which the price of a security is determined.
PWAL	Period of Action	Period during which the specified option, or all options of the event, remains valid, for example, offer period.
REVO	Revocability Period	Period during which the shareholder can revoke, change or withdraw its instruction.
SUSP	Suspension of Privilege	Period during which the privilege is not available, for example, this can happen whenever a meeting takes place or whenever a coupon payment is due.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEOR	N	A, B, C, D, E, F, J	Price Calculation Period
2	F	ODDL	N	A, B, C, D, E, F, J	Revocability Period
3	F	MOPN	N	A, B, C, D, E, F, J	Period of Action
4	F	LOCL	N	A, B, C, D, E, F, J	Parallel Trading Period
5	F	PRDF	N	A, B, C, D, E, F, J	Suspension of Privilege
6	F	ALLE	N	A, B, C, D, E, F, J	Account Servicer Revocability Period
7	F	CONV	N	A, B, C, D, E, F, J	Depository Suspension Period for Withdrawal in Street Name on Outturn Security

Codes

In option C or D or E or F or J, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

64

92a

Definition

This qualified generic field specifies:

ATAX	Additional Tax	Rate used for additional tax that cannot be categorised.
GRSS	Gross Dividend Rate	Cash dividend amount per equity before deductions or allowances have been made.
IDFX	Issuer Declared Exchange Rate	Exchange rate (provided by the issuer) between the dividend or interest rate in the paid currency and the declared dividend or interest rate.
INDX	Index Factor	Public index rate applied to the amount paid to adjust it to inflation.
INTP	Interest Rate Used for Payment	The actual interest rate used for the payment of the interest for the specified interest period.
NETT	Net Dividend Rate	Cash dividend amount per equity after deductions or allowances have been made.
OVEP	Maximum Allowed Oversubscription Rate	A maximum percentage of shares available through the over subscription privilege, usually a percentage of the basic subscription shares, for example, an account owner subscribing to 100 shares may over subscribe to a maximum of 50 additional shares when the over subscription maximum is 50%.
PROR	Pro-Ration Rate	Proportionate allocation used for the offer.
TAXR	Withholding Tax Rate	Percentage of a cash distribution that will be withheld by the tax authorities of the jurisdiction of the issuer, for which a relief at source and/or reclaim may be possible.
TDMT	Taxable Income Per Dividend/Share	Amount included in the dividend/NAV that is identified as gains directly or indirectly derived from interest payments, for example, in the context of the EU Savings directive.
TXIN	Tax on Income	Overall tax withheld at source by fund managers prior to considering the tax obligation of each unit holder.
WITL	Second Level Tax	Rate at which the income will be withheld by a jurisdiction other than the jurisdiction of the issuer's country of tax incorporation, for which a relief at source and/or reclaim may be possible. It is levied in complement or offset of the withholding tax rate (TAXR) levied by the jurisdiction of the issuer's tax domicile.

Format

Qualifier (12)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DSPL	W	C7, C8	F, H, J, K	Gross Dividend Rate
2	F	PREX	W	C19	A, F, K, R	Withholding Tax Rate
3	F	ALMR	N		A, F, K	Additional Tax
4	F	EMAI	N		A, F, K	Index Factor
5	F	LIDT	N		A, K	Maximum Allowed Oversubscription Rate
6	F	MICO	N		A, K	Pro-Ration Rate
7	F	ESTA	W		A, F, J, K	Interest Rate Used for Payment
8	F	PRIC	W		J	Taxable Income Per Dividend/Share
9	F	INMH	W	C7, C8	F, H, J, K	Net Dividend Rate
10	F	EARD	N		B	Issuer Declared Exchange Rate
11	F	REAS	N		A, F, K	Tax on Income
12	F	REMU	W		A, F, K, R	Second Level Tax

Codes

In option H, Rate Status must contain one of the following codes:

Code

Bedeutung des Codes

Actual Rate: Rate is actual.

Indicative Rate: Rate is indicative.

In option J, if Qualifier is GRSS and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Capital Portion: Rate relating to the underlying security for which capital is distributed.

Fully Franked: Fully franked.

Income Portion: Rate relating to the underlying security for which income is distributed.

Interest: Rate relating to the underlying security for which interest is paid.

Long Term Capital Gain: Long term capital gain.

Real Estate Property Income Portion: Rate of income distribution originated by real estate investment.

Sundry/Other Income: Rate relating to the underlying security for which other income is paid.

Short Term Capital Gain: Short term capital gain.

Taxable Portion: Rate relating to the underlying security for which tax is charged.

Tax Deferred: Rate relating to the underlying security for which tax is deferred.

Tax Free: Rate relating to the underlying security which is not taxable.

Unfranked

In option J, if Data Source Scheme is not present, Rate Status, when present, must contain one of the following codes:

Code

Bedeutung des Codes

Actual Rate: Rate is actual.

Indicative Rate: Rate is indicative.

In option K, if Qualifier is GRSS or Qualifier is INTP, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Nil Payment: Rate will not be paid.

Unknown Rate: Rate is unknown by the sender or has not been established.

In option K, if Qualifier is TAXR or Qualifier is ATAX or Qualifier is INDX or Qualifier is OVEP or Qualifier is PROR or Qualifier is NETT or Qualifier is TXIN or Qualifier is WITL, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Unknown Rate: Rate is unknown by the sender or has not been established.

In option R, if Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Back Up Withholding: Withholding tax related to payments subject to Back up Withholding.

FATCA Tax: Withholding Tax related to income subject to FATCA (Foreign Account Tax Compliance Act).

NRA Tax: Withholding tax related to income subject NRA (Non Resident Alien).

In option J, if Qualifier is INTP and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Scheduled: Rate of the scheduled payment.

Unscheduled: Rate of the unscheduled payment.

In option J, if Qualifier is TDMT and Data Source Scheme is not present, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Taxable Portion: Rate relating to the underlying security for which tax is charged.

In option J, if Qualifier is NETT and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Capital Portion: Rate relating to the underlying security for which capital is distributed.

Fully Franked: Fully franked.

Income Portion: Rate relating to the underlying security for which income is distributed.

Interest: Rate relating to the underlying security for which interest is paid.

Real Estate Property Income Portion: Rate of income distribution originated by real estate investment.

Sundry/Other Income: Rate relating to the underlying security for which other income is paid.

Taxable Portion: Rate relating to the underlying security for which tax is charged.

Tax Deferred: Rate relating to the underlying security for which tax is deferred.

Tax Free: Rate relating to the underlying security which is not taxable.

Unfranked

65

90a

Definition

This qualified generic field specifies:

CINL	Cash in Lieu of Shares Price	Cash disbursement in lieu of equities; usually in lieu of fractional quantity.
OSUB	Over-subscription Deposit Price	Amount of money required per over-subscribed equity as defined by the issuer.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CANC	N		A, B, E	Cash in Lieu of Shares Price
2	F	LEVY	N		A, B, E	Over-subscription Deposit Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Lot: Price expressed as an amount of money per lot.

Premium: Price expressed as a premium.

In option E, Price Code must contain the following code:

Code

Bedeutung des Codes

Unknown Price: Price is unknown by the sender or has not been established.

66

36a

Definition

This qualified generic field specifies:

BOLQ	Back End Odd Lot Quantity	Represents the presence of a back end odd lot provision and the quantity of equity required after proration to be eligible for this privilege.
FOLQ	Front End Odd Lot Quantity	Specifies that if an order is prorated holders of odd lots who tender their full position will not have tendered position prorated but rather accepted in full.
MAEX	Maximum Quantity To Instruct	Maximum quantity of financial instrument that may be instructed.
MIEX	Minimum Quantity To Instruct	Minimum quantity of financial instrument that may be instructed.
MILT	Minimum Multiple Quantity To Instruct	Minimum multiple quantity of financial instrument that may be instructed.
NBLT	New Board Lot Quantity	Quantity of equity that makes up the new board lot.
NEWD	New Denomination Quantity	New Denomination of the equity following, for example, an increase or decrease in nominal value.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	FORM	N	B, C	Maximum Quantity To Instruct
2	F	GALO	N	B, C	Minimum Quantity To Instruct
3	F	GCOS	N	B, C	Minimum Multiple Quantity To Instruct
4	F	INDX	N	B, C	New Board Lot Quantity
5	F	INOU	N	B, C	New Denomination Quantity
6	F	BENE	N	B, C	Back End Odd Lot Quantity
7	F	DENO	N	B, C	Front End Odd Lot Quantity

Codes

In option B, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, if Qualifier is MAEX or Qualifier is MIEX, Quantity Code must contain one of the following codes:

Code

Bedeutung des Codes

Any and All

Unknown Quantity: Quantity is unknown by the sender or has not been established.

In option C, if Qualifier is MILT or Qualifier is NBLT or Qualifier is NEWD or Qualifier is BOLQ or Qualifier is FOLQ, Quantity Code must contain the following code:

Code

Bedeutung des Codes

Unknown Quantity: Quantity is unknown by the sender or has not been established.

Sequenz E1 - Securities Movement [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

67

16R

68

22a

Definition

This qualified generic field specifies:

CRDB	Credit/Debit Indicator	Specifies whether the value is a debit or credit.
ETYP	Type of Exemption	Specifies the basis for the reduced rate of withholding.
ITYP	Type of Income	Specifies the type of income.
NELP	Non Eligible Proceeds Indicator	Specifies information regarding outturn resources that cannot be processed by the CSD. Special delivery instruction is required from the account owner for the CA outcome to be credited.
NSIS	New Securities Issuance Indicator	Indicates whether the securities are newly issued or not.
TEMP	Temporary Indicator	Specifies that the security identified is a temporary security identification used for processing reasons, for example, contra security used in the US.
TXAP	Issuer/Offeror Taxability Indicator	Proceeds are taxable according to the information provided by the issuer/offeror.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CLPR	N	H	Credit/Debit Indicator
2	F	PRIN	N	F	Temporary Indicator
3	F	INIM	N	F	Non Eligible Proceeds Indicator
4	F	REAG	N	F	Issuer/Offeror Taxability Indicator
5	F	INTR	N	H	New Securities Issuance Indicator
6	F	ETPD	N	F	Type of Income
7	F	CVPR	W	F	Type of Exemption

Codes

In option H, if Qualifier is CRDB, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Credit: Value is a credit.

Debit: Value is a debit.

In option F, if Qualifier is TEMP and Data Source Scheme is not present, Indicator must contain the following code:

Code

Bedeutung des Codes

Temporary Financial Instrument Identification: Temporary financial instrument identification used for processing reasons.

In option F, if Qualifier is NELP and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Non Eligible Security: Security not eligible in the CSD.

Non Eligible Currency: Currency not eligible for settlement in the CSD.

Account Limitation: Participant's account limitation.

Other Non Eligibility: Other source of non eligibility.

In option H, if Qualifier is NSIS, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Defeased Security Indicator: Funds have been placed in escrow by a trustee or agent to ensure payment on a portion of the outstanding balance of the original security on maturity date.

Existing Issue: The securities proceeds are not new issues.

Non Defeased Security Indicator: Funds will not be guaranteed at maturity by the issuer or paying agent for this newly issued non-defeased security.

New Issue: The securities proceeds are newly issued.

Non-Refunded Security Indicator: New Security issued that has not been refunded and the maturity date of the original underlying security is unchanged. Applicable only in the frame of a partial defeasance corporate action event.

Refunded Security Indicator: New security issued which has been refunded to an earlier maturity date. Applicable only in the frame of a partial defeasance corporate action event.

Unknown: It is not known whether the securities proceeds are newly issued or not.

If Qualifier is TXAP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of Issuer/Offeror Taxability codes to be used in Indicator are provided in the document titled "TXAP Taxability Codes" that is available on the SMPG website at www.smpg.info.

If Qualifier is ITYP, Data Source Scheme must be used, for example, IRSX in the United States or DGIX for France. The lists of income type codes to be used in Indicator are provided in the document titled "ETYP-ITYP Exemption & Income Type Codes" that is available on the SMPG website at www.smpg.info.

If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are provided in the document titled "ETYP-ITYP Exemption & Income Type Codes" that is available on the SMPG website at www.smpg.info.

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option A	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Instrument Code or Description)
Option B	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Instrument Type Code)
Option C	:4!c//6!c	(Qualifier)(CFI Code)

Option A	:4!c//[N]15d	(Qualifier)(Sign)(Rate)
Option D	:4!c//15d/15d	(Qualifier)(Quantity1)(Quantity2)
Option K	:4!c//4!c	(Qualifier)(Rate Type Code)

Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)

Option A	:4!c//35x	(Qualifier)(Account Number)
Option C	:4!c//4!c	(Qualifier)(Account Code)

Option B	:4!c/[8c]/4!c[/30x]	(Qualifier)(Data Source Scheme)(Place Code)(Narrative)
Option C	:4!c//2!a	(Qualifier)(Country Code)
Option F	:4!c//4!c/4!a2!a2!c[3!c]	(Qualifier)(Place Code)(Identifier Code)

Option B	:4!c/[8c]/4!c/[N]15d	(Qualifier)(Data Source Scheme)(Quantity Type Code)(Sign)(Balance)
Option C	:4!c//4!c/4!c/[N]15d	(Qualifier)(Quantity Type Code)(Balance Type Code)(Sign)(Balance)

Option B	:4!c//4!c/15d	(Qualifier)(Quantity Type Code)(Quantity)
Option E	:4!c//4!c/[N]15d	(Qualifier)(Quantity Type Code)(Sign)(Quantity)

Option A	:4!c//8!n/8!n	(Qualifier)(Date)(Date)
Option B	:4!c//8!n6!n/8!n6!n	(Qualifier)(Date)(Time)(Date)(Time)
Option C	:4!c//8!n/4!c	(Qualifier)(Date)(Date Code)
Option D	:4!c//8!n6!n/4!c	(Qualifier)(Date)(Time)(Date Code)
Option E	:4!c//4!c/8!n	(Qualifier)(Date Code)(Date)
Option F	:4!c//4!c/8!n6!n	(Qualifier)(Date Code)(Date)(Time)

Option A	:4!c//4!c/[N]15d	(Qualifier)(Percentage Type Code)(Sign)(Price)
Option B	:4!c//4!c/3!a15d	(Qualifier)(Amount Type Code)(Currency Code)(Price)
Option E	:4!c//4!c	(Qualifier)(Price Code)
Option L	:4!c//[N]15d	(Qualifier)(Sign)(Index Points)

Option E	:4!c//10*35x	(Qualifier)(Narrative)
Option G	:4!c//10*35z	(Qualifier)(Narrative)

Option A	:4!c//8!n/8!n	(Qualifier)(Date1)(Date2)
Option B	:4!c//8!n6!n/8!n6!n	(Qualifier)(Date1)(Time1)(Date2)(Time2)
Option C	:4!c//8!n/4!c	(Qualifier)(Date)(Date Code)
Option D	:4!c//8!n6!n/4!c	(Qualifier)(Date)(Time)(Date Code)
Option E	:4!c//4!c/8!n	(Qualifier)(Date Code)(Date)
Option F	:4!c//4!c/8!n6!n	(Qualifier)(Date Code)(Date)(Time)
Option J	:4!c//4!c	(Qualifier)(Date Code)

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

COIN	Country of Income Source	Indicates the country from which the income originates.
SAFE	Place of Safekeeping	Location where the financial instruments are/will be safekept.

CAVA	Cash Value for Tax	Cash value of resulting securities proceeds for tax calculation and/or reporting.
CINL	Cash in Lieu of Shares Price	Cash disbursement in lieu of equities; usually in lieu of fractional quantity.
INDC	Indicative Price	Estimated price, for example, for valuation purposes.
MRKT	Market Price	Last reported/known price of a financial instrument in a market.
OFFR	Generic Cash Price Received per Product	Generic cash price received per product by the underlying security holder either as a percentage or an amount, for example, redemption price.
PRPP	Generic Cash Price Paid per Product	Generic cash price paid per product by the underlying security holder either as a percentage or an amount or a number of points above an index, for example, reinvestment price, strike price and exercise price.

ADEX	Additional for Existing Securities	Quantity of additional securities for a given quantity of underlying securities where underlying securities are not exchanged or debited, for example, 1 for 1: 1 new equity credited for every 1 underlying equity = 2 resulting equities.
ADSR	Additional for Subscribed Resultant Securities	Quantity of additional intermediate securities/new equities awarded for a given quantity of securities derived from subscription.
CHAR	Charges/Fees	Rate used to calculate the amount of the charges/fees that cannot be categorised.
FISC	Fiscal Stamp	Percentage of fiscal tax to apply.
NEWO	New to Old	Quantity of new securities for a given quantity of underlying securities, where the underlying securities will be exchanged or debited, for example, 2 for 1: 2 new equities credited for every 1 underlying equity debited = 2 resulting equities.
RATE	Applicable Rate	Rate applicable to the event announced, for example, redemption rate for a redemption event.
TAXC	Tax Credit Rate	Amount of money per equity allocated as the result of a tax credit.
TRAT	Transformation Rate	Rate used to determine the cash consideration split across outturn settlement transactions that are the result of a transformation of the parent transaction.
TRAX	Financial Transaction Tax Rate	Rate of financial transaction tax.

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ADDR	N		D, K, L	Additional for Existing Securities
2	F	INPA	N		D, K, L, M, N	New to Old
3	F	ADEX	N		D, K, L	Additional for Subscribed Resultant Securities
4	F	PVAD	N		A	Transformation Rate
5	F	CANC	N		A, F, K	Charges/Fees
6	F	DEND	N		A, K	Fiscal Stamp
7	F	NAME	N		A, K	Applicable Rate
8	F	PREV	W	C7, C8	A, F, J, K	Tax Credit Rate
9	F	PWAL	N		A, K	Financial Transaction Tax Rate

AVAL	Available Date/Time For Trading	Date/time at which securities become available for trading, for example first dealing date.
DIVR	Dividend Ranking Date/Time	Date/time at which a security will be entitled to a dividend.
EARL	Earliest Payment Date/Time	Date/time at which a payment can be made, for example, if payment date is a non-business day or to indicate the first payment date of an offer.
LTRD	Last Trading Date/Time	Date/time at which the securities to be reorganised will cease to be tradeable.
PAYD	Payment Date/Time	Date/time at which the movement is due to take place (cash and/or securities).
PPDT	Pari Passu Date/Time	Date/time at which security will assimilate, become fungible, or have the same rights to dividends as the parent issue.

CONT	Contractual Payment Indicator	Specifies exceptions to contractual payment service.
CRDB	Credit/Debit Indicator	Specifies whether the value is a debit or credit.
ETYP	Type of Exemption	Specifies the basis for the reduced rate of withholding.
ITYP	Type of Income	Specifies the type of income.
NELP	Non Eligible Proceeds Indicator	Specifies information regarding outturn resources that cannot be processed by the CSD. Special delivery instruction is required from the account owner for the CA outcome to be credited.
TXAP	Issuer/Offeror Taxability Indicator	Proceeds are taxable according to the information provided by the issuer/offeror.

ACRU	Accrued Interest Amount	Amount of interest that has been accrued in between coupon payment periods.
ATAX	Additional Tax Amount	Amount of additional taxes that cannot be categorised.
BWIT	Back Up Withholding Tax Amount	Amount of tax related to back up withholding.
CAPG	Capital Gains Amount	Amount of money distributed as the result of a capital gain.
CHAR	Charges/Fees Amount	Amount of money paid for the provision of financial services that cannot be categorised by another qualifier.
CINL	Cash in Lieu of Shares	Cash disbursement in lieu of a fractional quantity of, for example, equity.
ENTL	Entitled Amount	Cash amount based on terms of corporate action event and balance of underlying securities, entitled to/from account owner (which may be positive or negative).
EQUL	Equalisation Amount	Average accrued income included in the purchase price for units bought during the account period.
EUTR	EU Tax Retention Amount	Total amount of tax withheld at source in conformance with the EU Savings Directive.
EXEC	Executing Broker's Amount	Amount of money paid to an executing broker as a commission.
FISC	Fiscal Stamp	Amount of fiscal tax to apply.
FLFR	Fully Franked Amount	Amount resulting from a fully franked dividend paid by a company; amount includes tax credit for companies that have made sufficient tax payments during the fiscal period.
FTCA	FATCA Tax Amount	FATCA (Foreign Account Tax Compliance Act) related tax amount.
GRSS	Gross Amount	Amount of money before any deductions and allowances have been made.
INCO	Income Portion	Amount relating to the underlying security for which income is distributed.
INDM	Indemnity Amount	(Unique to France) Amount due to a buyer of securities dealt prior to ex date which may be subject to different rate of taxation.
INTR	Interest Amount	Amount of money representing a coupon payment.
LOCO	Local Broker's Commission	Local broker's commission.
MFDV	Manufactured Dividend/Payment	Amount of money that the borrower pays to the lender as a compensation. It does not entitle the lender to reclaim any tax credit and is sometimes treated differently by the local tax authorities of the lender. Also covers compensation/indemnity of missed dividend concerning early/late settlements if applicable to a market.
MKTC	Market Claim	Amount of money resulting from a market claim.
NETT	Net Cash Amount	Amount of money after deductions and allowances have been made, if any, that is, the total amount +/- charges/fees.
NRAT	NRA Tax Amount	Amount of tax related income subject to NRA (Non Resident Alien).
OCMT	Original Currency and Ordered Amount	Posting/settlement amount in its original currency when conversion from/into another currency has occurred.
PAMM	Paying/Sub-paying Agent Commission	Amount of paying/sub-paying agent commission.
PRIN	Principal or Corpus	Amount of money representing a distribution of a bond's principal, for example, repayment of outstanding debt.
REDP	Redemption Premium Amount	Amount of money (not interest) in addition to the principal at the redemption of a bond.
REGF	Regulatory Fees	Amount of money charged by a regulatory authority, for example, Securities and Exchange fees.
REIN	Reinvestment Amount	Amount of money reinvested in additional securities.
RESU	Resulting Amount	Amount of money resulting from a foreign exchange conversion.
SHIP	Shipping	All costs related to the physical delivery of documents such as stamps, postage, carrier fees, insurances or messenger services.
SOFE	Solicitation Fee	Cash premium made available if the securities holder consents or participates to an event, for example consent fees or solicitation fees.
SOIC	Sundry/Other Income Amount	Amount of money related to taxable income that cannot be categorised.
STAM	Stamp Duty	Amount of stamp duty.
STEX	Stock Exchange Tax	Amount of stock exchange tax.
TAXC	Amount of Tax Credit	Amount of taxes that have been previously paid in relation to the taxable event.
TAXR	Withholding Tax Amount	Amount of a cash distribution that will be withheld by the tax authorities of the jurisdiction of the issuer, for which a relief at source and/or reclaim may be possible.
TRAX	Transaction Tax	Amount of transaction tax.
TXDF	Tax Deferred Amount	Amount of income eligible for deferred taxation.
TXFR	Tax Free Amount	Amount of money that has not been subject to taxation.
TXIN	Tax on Income Amount	Amount of overall tax withheld at source by fund managers prior to considering the tax obligation of each unit holder.
TXRC	Reclaim of Taxes	Amount that was paid in excess of actual tax obligation and was reclaimed.
UNFR	Unfranked Amount	Amount resulting from an unfranked dividend paid by a company; the amount doesn't include tax credit and is subject to withholding tax.
VATA	Value-Added Tax	Amount of value added tax.
WITL	Second Level Tax Amount	Amount of money withheld by the jurisdiction other than the jurisdiction of the issuer's country of tax incorporation, for which a relief at source and/or reclaim may be possible. It is levied in complement or offset of the withholding tax rate (TAXR) levied by the jurisdiction of the issuer's tax domicile.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CPRC	N	B	Entitled Amount
2	F	OCMT	N	B	Resulting Amount
3	F	ISSU	N	B	Original Currency and Ordered Amount
4	F	BRCR	N	B	Capital Gains Amount
5	F	ELIG	N	B	Indemnity Amount
6	F	CANC	N	B	Cash in Lieu of Shares
7	F	CANC	N	B	Charges/Fees Amount
8	F	DENO	N	B	Fully Franked Amount
9	F	REGI	N	B	Unfranked Amount
10	F	REAS	N	B	Tax Free Amount
11	F	REAS	N	B	Tax Deferred Amount
12	F	PECA	N	B	Sundry/Other Income Amount
13	F	DSPL	N	B	Gross Amount
14	F	ESTT	N	B	Interest Amount
15	F	HEAR	N	B	Market Claim
16	F	INMH	N	B	Net Cash Amount
17	F	MERE	N	B	Principal or Corpus
18	F	NOMI	N	B	Reinvestment Amount
19	F	PREV	N	B	Amount of Tax Credit
20	F	PREX	N	B	Withholding Tax Amount
21	F	REMU	N	B	Second Level Tax Amount
22	F	NETT	N	B	Redemption Premium Amount
23	F	ALMR	N	B	Additional Tax Amount
24	F	EFFD	N	B	Income Portion
25	F	DDTE	N	B	Executing Broker's Amount
26	F	FCOU	N	B	Local Broker's Commission
27	F	LOCA	N	B	Paying/Sub-paying Agent Commission
28	F	NETT	N	B	Regulatory Fees
29	F	PAYA	N	B	Shipping
30	F	PCTI	N	B	Solicitation Fee
31	F	PLDT	N	B	Stamp Duty
32	F	POOL	N	B	Stock Exchange Tax
33	F	REJT	N	B	Value-Added Tax
34	F	DEND	N	B	Fiscal Stamp
35	F	FXOR	N	B	Manufactured Dividend/Payment
36	F	RECT	N	B	Reclaim of Taxes
37	F	DAAC	N	B	EU Tax Retention Amount
38	F	ACOW	N	B	Accrued Interest Amount
39	F	CPTB	N	B	Equalisation Amount
40	F	DIST	N	B	FATCA Tax Amount
41	F	INTM	N	B	NRA Tax Amount
42	F	BLOT	N	B	Back Up Withholding Tax Amount
43	F	REAS	N	B	Tax on Income Amount
44	F	PWAL	N	B	Transaction Tax

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ITYP	N		A, B, E, F, J, L	Generic Cash Price Received per Product
2	F	MIEX	N		A, B, E, K	Generic Cash Price Paid per Product

ADTX	Additional Text	Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded.
CETI	Certification/Breakdown Narrative	Provides additional information about the type of certification/breakdown required.
COMP	Information to be Complied With	Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, QIB or SIL to be provided.
DISC	Disclaimer	Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing.
INCO	Information Conditions	Provides conditional information related to the event, for example, an offer is subject to 50% acceptance, the offeror allows the securities holder to set some conditions.
NSER	Security Restriction	Provides restriction(s) on securities.
TAXE	Taxation Conditions	Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the SLA.
TXNR	Narrative Version	Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	ADMT	N	E	Additional Text
2	F	RECA	N	E	Narrative Version
3	F	EFFD	W	E	Information Conditions
4	F	CFRE	W	E	Information to be Complied With
5	F	INTR	W	E	Security Restriction
6	F	PREX	W	E	Taxation Conditions
7	F	COMI	W	E	Disclaimer
8	F	CALD	W	E	Certification/Breakdown Narrative

SWIFT ISO15022 NormDetailansicht für Nachricht MT564 - Benachrichtigung zu einer Kapitalmaßnahme

Verwendung der Nachricht MT564

Anwendungsfeld der Nachricht MT564

Struktur der Nachricht MT564

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SWIFT ISO15022 Norm
Detailansicht für Nachricht MT564 - Benachrichtigung zu einer Kapitalmaßnahme

CODO	Sub-Paying Agent	Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
DROP	Drop Agent	A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person.
INFA	Information Agent	A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation.
ISAG	Issuer Agent	Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event.
MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.
PAYA	Paying Agent	Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
PSAG	Physical Securities Agent	A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange.
REGR	Registrar	Party or Agent responsible for securities register maintenance and services.
RESA	Reselling Agent	A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner.
SOLA	Solicitation Agent	A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	FXDT	N	P, Q, R	Originator of Message
2	F	FXIB	N	P, Q, R	Recipient of Message
3	F	ETC1	W	P, Q, R	Issuer Agent
4	F	LOCR	W	P, Q, R	Paying Agent
5	F	CDEA	W	P, Q, R	Sub-Paying Agent
6	F	NEWO	N	P, Q, R	Registrar
7	F	CONM	N	P, Q, R	Drop Agent
8	F	MINP	N	P, Q, R	Physical Securities Agent
9	F	OBAL	W	P, Q, R	Reselling Agent
10	F	PEDA	W	P, R	Registrar
7	F	CONM	N	P, R	Solicitation Agent
11	F	EMOD	N	P, Q, R	Information Agent