SWIFT ISO15022 Norm
Detailansicht für Nachricht MT549 - Aufstellungs- oder Statusanfrage
Financial acronyms
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Verwendung der Nachricht MT549 
Requests a statement or a status message
Anwendungsfeld der Nachricht MT549
This message is sent by an account owner to an account servicer (account servicing institution). The account owner may be a global custodian which has an account with its local agent (sub custodian) or an investment management institution or a broker/dealer which has an account with their custodian.
It is used to request one of the following statements:
- Collateral and Exposure Statement (MT 506)
- Statement of Holdings (MT 535)
- Statement of Transactions (MT 536)
- Statement of Pending Transactions (MT 537)
- Triparty Collateral and Exposure Statement (MT 569)
- Statement of Intra-Position Advices (MT 538)
- Report of Combined Activity (MT 575)
- Statement of Open Orders (MT 576)
- Statement of Numbers (MT 577)
- Statement of Settlement Allegements (MT 586)
It is also used to request one of the following status messages:
- Collateral Status and Processing Advice (MT 507)
- Trade Status (MT 509)
- Settlement Status and Processing Advice (MT 548)
- Corporate Actions Status and Processing Advice (MT 567)
- Registration Status and Processing Advice (MT 510)
- Triparty Collateral Status and Processing Advice (MT 558)
Struktur der Nachricht MT549
Sequenz A - General information [ obligatorisch, nicht wiederholend ]
No.
Tag
Option
Name
Status
1
16R
Start of Block
M
Definition
This field specifies the start of a block and the name of that block.Format
| Option R | 16c |
2
20C
Reference: Sender's Message Reference
M
Definition
This qualified generic field specifies:| SEME | Sender's Message Reference | Reference assigned by the Sender to unambiguously identify the message. |
Format
| Option C | :4!c//16x | (Qualifier)(Reference) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | O | PACO | N | C | Sender's Message Reference |
3
23G
Function of the Message
M
Definition
This field identifies the function of the message.Format
| Option G | 4!c[/4!c] | (Function)(Subfunction) |
Codes
Function must contain one of the following codes:
Code
Bedeutung des Codes
Cancellation Request: Message requesting the cancellation of a previously sent message.
New: New message.
Subfunction, when present, must contain one of the following codes:
Code
Bedeutung des Codes
Copy Duplicate: Message is a copy to a party other than the account owner/account servicer, for information purposes and the message is a duplicate of a message previously sent.
Copy: Message is a copy to a party other than the account owner/account servicer, for information purposes.
Duplicate: Message is for information/confirmation purposes. It is a duplicate of a message previously sent.
4
98a
A
Date/Time: Statement Date/Time
O
C
Definition
This qualified generic field specifies:| STAT | Statement Date/Time | Date/time of the requested statement. |
Format
| Option A | :4!c//8!n | (Qualifier)(Date) |
| Option C | :4!c//8!n6!n | (Qualifier)(Date)(Time) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | PLED | N | A, C | Statement Date/Time |
5
69a
A
Period: Statement Period
C
B
Definition
This qualified generic field specifies:| STAT | Statement Period | Period on which the requested statement is reporting. |
Format
| Option A | :4!c//8!n/8!n | (Qualifier)(Date)(Date) |
| Option B | :4!c//8!n6!n/8!n6!n | (Qualifier)(Date)(Time)(Date)(Time) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | PLED | N | A, B | Statement Period |
6
13A
Number Identification: Requested Message Type
M
Definition
This qualified generic field specifies:| REQU | Requested Message Type | Number identifying the type of message or statement requested. |
Format
| Option A | :4!c//3!c | (Qualifier)(Number Id) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | O | NWFC | N | A | Requested Message Type |
Codes
Number Id must contain one of the following codes:
Code
Bedeutung des Codes
MT 506 Collateral and Exposure Statement
MT 507 Collateral Status and Processing Advice
MT 509 Trade Status Message
MT 510 Registration Status and Processing Advice
MT 535 Statement of Holdings
MT 536 Statement of Transactions
MT 537 Statement of Pending Transactions
MT 538 Statement of Intra-Position Advices
MT 548 Settlement Status and Processing Advice
MT 558 Triparty Collateral Status and Processing Advice
MT 567 Corporate Action Status and Processing Advice
MT 569 Triparty Collateral and Exposure Statement
MT 575 Report of Combined Activity
MT 576 Statement of Open Orders
MT 577 Statement of Numbers
MT 586 Statement of Settlement Allegements
7
95a
L
Party
O
P
R
Definition
This qualified generic field specifies:| ACOW | Account Owner | Party that owns the account. |
| ALTE | Alternate ID | Alternate identification for a party. |
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
Format
| Option L | :4!c//18!c2!n | (Qualifier)(Legal Entity Identifier) |
| Option P | :4!c//4!a2!a2!c[3!c] | (Qualifier)(Identifier Code) |
| Option R | :4!c/8c/34x | (Qualifier)(Data Source Scheme)(Proprietary Code) |
8
97a
A
Account: Safekeeping Account
M
B
Definition
This qualified generic field specifies:| SAFE | Safekeeping Account | Account where financial instruments are maintained. |
Format
| Option A | :4!c//35x | (Qualifier)(Account Number) |
| Option B | :4!c/[8c]/4!c/35x | (Qualifier)(Data Source Scheme)(Account Type Code)(Account Number) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | O | OVEP | N | A, B | Safekeeping Account |
9
22F
Indicator
O
Definition
This qualified generic field specifies:| CODE | Complete/Updates Indicator | Specifies whether the statement is complete or contains changes only. |
| SFRE | Statement Frequency Indicator | Specifies the frequency of the statement. |
| STBA | Statement Basis | Specifies the type of balances on which the statement is prepared (for MT535 request only). |
| STTY | Statement Type | Specifies the usage purpose of the statement of holding (for MT535 request only). |
Format
| Option F | :4!c/[8c]/4!c | (Qualifier)(Data Source Scheme)(Indicator) |
Qualifier (4)
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | CCTR | N | F | Complete/Updates Indicator | |
| 2 | F | PAMM | N | F | Statement Frequency Indicator | |
| 3 | F | PPRC | N | F | Statement Type | |
| 4 | F | PLIS | N | F | Statement Basis |
Codes
If Qualifier is CODE and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Bedeutung des Codes
Complete: Statement gives complete information (including information (positions, instruction statuses) which is unchanged).
If Qualifier is SFRE and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Bedeutung des Codes
Ad-Hoc: Statement is sent following a request by the Receiver.
If Qualifier is STTY and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Bedeutung des Codes
Accounting: Statement is an accounting statement.
If Qualifier is STBA and Data Source Scheme is not present, Indicator must contain one of the following codes:
Code
Bedeutung des Codes
Contractual: Statement is based on contractual settlement date positions, irrespective of failed instructions.
Sequenz A1 - Linkages [ fakultativ, wiederholend ]
No.
Tag
Option
Name
Status
10
16R
Start of Block
M
Definition
This field specifies the start of a block and the name of that block.Format
| Option R | 16c |
11
13a
A
Number Identification: Linked Message
O
B
Definition
This qualified generic field specifies:| LINK | Linked Message | Message type number or message identifier of the message referenced in the linkage sequence. |
Format
| Option A | :4!c//3!c | (Qualifier)(Number Id) |
| Option B | :4!c/[8c]/30x | (Qualifier)(Data Source Scheme)(Number) |
Qualifier
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | EXPO | N | A, B | Linked Message |
12
20C
Reference
M
Definition
This qualified generic field specifies:| PREV | Previous Message Reference | Message reference of the linked message which was previously sent. |
| RELA | Related Message Reference | Message reference of the linked message which was previously received. |
Format
| Option C | :4!c//16x | (Qualifier)(Reference) |
13
16S
End of Block
M
Definition
This field specifies the end of a block and the name of that block.Format
| Option S | 16c |
14
16S
End of Block
M
Definition
This field specifies the end of a block and the name of that block.Format
| Option S | 16c |
Sequenz B - Statement by Status/Reason and/or by Financial Instrument [ fakultativ, wiederholend ]
No.
Tag
Option
Name
Status
15
16R
Start of Block
M
Definition
This field specifies the start of a block and the name of that block.Format
| Option R | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
Statement by Status/Reason and/or by Financial Instrument
16
25D
Status
O
Definition
This qualified generic field specifies:| AFFM | Affirmation Status | Provides the status of the trade at confirmation level at the time the settlement instruction was sent. |
| ALOC | Allocation Status | Provides the status of allocation of collateral to cover the instruction. |
| CALL | Repo Call Request Status | Provides the status of the repo call request. |
| CPRC | Cancellation Processing Status | Provides the status of a cancellation request. |
| EPRC | Corporate Action Event Processing Status | Provides the status of a corporate action or the status of a payment. |
| ESTA | Corporate Action Event Stage | Stage in the corporate action event life cycle. |
| INMH | Inferred Matching Status | Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD). |
| IPRC | Instruction Processing Status | Provides the status of an instruction. |
| MTCH | Matching Status | Provides the matching status of the instruction. |
| RERC | Registration Processing Status | Provides the status of the registration processing. |
| REST | Response Status | Provides the status of the received collateral message (collateral claim, a collateral proposal or a proposal/request for collateral substitution) from a collateral management perspective. |
| RPRC | Replacement Processing Status | Provides the processing status of the replacement request. |
| SETT | Settlement Status | Provides the status of settlement of an instruction/financial instrument movement. |
| TPRC | Processing Change Command Status | Provides the status of a processing change command. |
Format
| Option D | :4!c/[8c]/4!c | (Qualifier)(Data Source Scheme)(Status Code) |
Qualifier (14)
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | AEXP | N | D | Affirmation Status | |
| F | CLEA | N | D | Cancellation Processing Status | ||
| F | CPTA | N | D | Corporate Action Event Processing Status | ||
| F | ENTL | N | D | Inferred Matching Status | ||
| F | ETC1 | N | D | Instruction Processing Status | ||
| F | INCA | N | D | Matching Status | ||
| F | PAIR | N | D | Settlement Status | ||
| F | OPTN | N | D | Replacement Processing Status | ||
| F | NXRT | N | D | Registration Processing Status | ||
| F | BORD | N | D | Repo Call Request Status | ||
| F | CRTR | N | D | Corporate Action Event Stage | ||
| F | PSTA | N | D | Processing Change Command Status | ||
| F | OCMT | N | D | Response Status | ||
| F | AGRE | N | D | Allocation Status |
Codes
If Qualifier is AFFM and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Affirmed: Confirmation of the trade has been affirmed.
Unaffirmed: Confirmation of the trade has not been affirmed.
If Qualifier is CPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Cancellation Completed: Cancellation has been completed.
Pending Cancellation: Cancellation is pending. It is not known at this time whether cancellation can be affected.
Denied: Cancellation will not be executed.
Received at Stock Exchange: Cancellation has been received at the stock exchange.
Received at Intermediary: Cancellation has been received at the intermediary.
Accepted: Cancellation request has been acknowledged for further processing by the account servicer.
Partially Filled: Order is partially filled, cancellation processing accepted for the remainder.
Rejected: Cancellation has been rejected for further processing.
In Repair: Cancellation request is in repair.
If Qualifier is EPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Complete: Processing has been completed.
Pending: Processing has not been completed.
Reconciled: Indicates that the funds paid have been reconciled with the funds received from the Agent (meaning that there is no more risk of payment to be reversed).
If Qualifier is INMH or Qualifier is MTCH and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Matched: Instruction has been matched.
Unmatched: Instruction has not been matched.
If Qualifier is IPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Cancellation1: Pending cancellation; only one side has been input and a cancellation request has been sent.
Cancellation2: Pending cancellation; both sides have been input, the trade has not yet been matched, and one side has sent a cancellation request.
Cancellation3: Pending cancellation; both sides have been input, the trade is matched, and one side has sent a cancellation request.
Cancelled: Instruction has been cancelled.
Cancelled by Another Party: Instruction has been cancelled by another party than the instructing party, for example market infrastructure such as a Stock Exchange.
Pending Cancellation: A cancellation request from yourself for this instruction is pending waiting for further processing.
Generated: The transaction was created by the account servicer or a third party. It was not instructed directly by the account owner.
Fully executed/Confirmation sent: Order is fully executed and the confirmation was sent.
Cancellation Request: Cancellation request from the counterparty is awaiting for your cancellation request.
Default Action: Default action is taken.
Done: Order is partially filled and no further executions forthcoming for the trading day.
Partially Filled Order: Order is partially filled and no further executions will take place.
Received at Stock Exchange: Order has been received at the stock exchange.
Fully executed/Execution sent: Order was fully executed and the execution sent.
Forced Rejection: The message has been sent automatically by the service provider to notify that settlement will not take place.
Future: All checks relative to the instruction (except collateral) are successful.
Received at Intermediary: Order has been received at the intermediary.
Modification Request: A modification request from your counterparty for this transaction is pending waiting for your modification request or your consent.
Already Matched and Affirmed: Instruction cannot be cancelled as it has already been matched and affirmed.
Open Order: Order is open.
Overallocated: Quantity of financial instrument of the block trade has been overallocated.
Acknowledged/Accepted: Instruction has been acknowledged/accepted for further processing by the account servicer.
Partial Fill: Order has been partially filled and the remaining quantity is warehoused.
Partial Cancel: Order has been partially cancelled as requested.
Pending Processing: Processing of the instruction is pending.
Rejected: Instruction has been rejected for further processing.
In Repair: Instruction is accepted but in repair.
Settlement Instruction Sent: Settlement instruction has been sent to your custodian.
Standing Instruction: Standing instruction has been applied.
Trading Suspended by Stock Exchange: Trading is suspended by the stock exchange.
Treated: Transaction has been treated (triparty collateral status).
Underallocated: Quantity of financial instrument of the block trade has been under allocated.
If Qualifier is SETT and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Partial Settlement: Part of the instruction remains unsettled (558).
Pending Settlement: Instruction is pending. Settlement at the instructed settlement date is still possible.
Pending/Failing Settlement: Instruction is failing. Settlement at the instructed settlement date is no longer possible.
Settled: Full settlement (558).
Unsettled: Instruction is unsettled (558).
If Qualifier is RPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Denied: Replacement request cannot be executed.
Received at Stock Exchange: Replacement request previously received from you has been received at the stock exchange.
Received at Intermediary: Replacement request previously received from you has been received at intermediary (if not stock exchange).
Accepted: Replacement request has been accepted for further processing by the account servicer (technical receipt).
Partial Replacement Accepted: Order is partially filled, replacement processing accepted for the remaining.
Pending: Replacement request is pending.
Rejected: Replacement request has been rejected for further processing.
Replacement Completed: Replacement request has been completed.
In Repair: Replacement request previously received from you is in repair.
If Qualifier is RERC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Acknowledged/Accepted: Registration has been acknowledged/accepted by the issuer/registrar.
Rejected: Registration has been rejected by the issuer/registrar.
If Qualifier is CALL and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Acknowledged/Accepted: Repo call request is acknowledged/accepted.
Denied: Repo call request is denied.
If Qualifier is ESTA and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Period of Action: Open for acceptance until the next specified deadline in the announcement (if any).
Subject to Approval: Subject to approval at the relevant meeting, for example, dividend.
Approved: Approved at the relevant meeting, for example, dividend.
Unconditional as to Acceptance: The required level of acceptances specified in the terms of the offer has been achieved but there are still outstanding conditions to fulfil.
Wholly Unconditional: Wholly unconditional; all conditions specified in the offer document have been satisfied.
Closed/Deactivated: The offer is closed for acceptance.
Lapsed: The event/offer conditions have not been met and the event/offer is terminated or lapsed.
If Qualifier is TPRC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Denied: Modification request will not be executed.
Modification Completed: Modification has been completed.
Modification Pending: Modification is pending. It is unknown at this time whether the modification can be affected.
Acknowledged/Accepted: Instruction has been acknowledged/accepted by the account servicer.
Rejected: Instruction has been rejected for further processing.
If Qualifier is REST and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Partly Accepted: A part of the collateral is accepted, a part rejected.
Accepted: The claim, substitution, proposal is fully accepted.
Rejected: The claim, substitution, proposal is fully rejected.
Partly Accepted: Party A agrees with the return part of the substitution and accepts to wait for the proposal of the new collateral.
If Qualifier is ALOC and Data Source Scheme is not present, Status Code must contain one of the following codes:
Code
Bedeutung des Codes
Fully Allocated: Instruction has been fully covered by collateral.
Partially Allocated: Instruction has been partially covered by collateral.
17
24B
Reason
O
Definition
This qualified generic field specifies:| CACK | Repo Call Acknowledgement Reason | Specifies additional information on the repo call request acknowledgement. |
| CAND | Cancellation Reason | Specifies the reason why the related instruction is cancelled, or the related cancellation request is executed. |
| CANP | Pending Cancellation Reason | Specifies the reason why the cancellation request is pending. |
| CGEN | Generated Reason | Specifies the reason why the transaction was generated. |
| DEND | Denied Reason | Specifies the reason why the request was denied. |
| MOPN | Pending Modification Reason | Specifies the reason why the modification request is pending. |
| NAFI | Unaffirmed Reason | Specifies the reason why the instruction has an unaffirmed status. |
| NMAT | Unmatched Reason | Specifies the reason why the instruction has an unmatched status. |
| PACK | Acknowledged/Accepted Reason | Specifies additional information about the processed instruction. |
| PEND | Pending Reason | Specifies the reason why the instruction has a pending status. |
| PENF | Pending/Failing Reason | Specifies the reason why the instruction has a failing settlement status. |
| PPRC | Pending Processing Reason | Specifiers the reason why the instruction has a pending processing status. |
| REJT | Rejection Reason | Specifies the reason why the instruction/request has a rejected status. |
| REPR | Repair Reason | Specifies the reason why the instruction is in repair. |
Format
| Option B | :4!c/[8c]/4!c | (Qualifier)(Data Source Scheme)(Reason Code) |
Qualifier (14)
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | F | INRE | W | C3 | B | Unmatched Reason |
| 2 | F | LOTS | W | C3 | B | Pending Reason |
| 3 | F | LOTS | W | C3 | B | Pending/Failing Reason |
| 4 | F | NOMI | W | C3 | B | Rejection Reason |
| 5 | F | COLL | W | C3 | B | Denied Reason |
| 6 | F | BORR | W | C3 | B | Cancellation Reason |
| 7 | F | BORR | W | C3 | B | Pending Cancellation Reason |
| 8 | F | HOLS | W | C3 | B | Pending Modification Reason |
| 9 | F | INCO | W | C3 | B | Unaffirmed Reason |
| 10 | F | LINK | W | C3 | B | Acknowledged/Accepted Reason |
| 11 | F | BOBD | W | C3 | B | Repo Call Acknowledgement Reason |
| 12 | F | NTAX | W | C3 | B | Repair Reason |
| 13 | F | MARG | W | C3 | B | Pending Processing Reason |
| 14 | F | CALL | W | C3 | B | Generated Reason |
Codes
If Qualifier is NMAT and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Accrued Interest Amount: Accrued interest amount does not match.
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Disagreement Transaction Call Delay: Transaction call delay does not match.
Disagreement Charges Amount: Charges amount does not match.
Counterparty too Late for Matching: Counterparty's instruction was too late for matching.
Matching Instruction Not Found: A matching instruction from your counterparty could not be found.
Counterparty Cancelled Instruction: Counterparty cancelled their instruction.
Disagreement Cum Ex: Disagreement if trade was executed cum or ex.
Disagreement Settlement Date: Settlement date/time does not match.
Deal Price Not Match: Deal price does not match.
Disagreement Deal Amount: Deal amount does not match.
Disagreement Direction of Trade: Direction of the trade does not match. Counterparty expects a delivery from you, not a receipt or vice versa.
Disagreement Place of Settlement: Place of settlement does not match.
Disagreement Automatic Generation: Disagreement on automatic generation of market claim or transformation.
Disagreement Settlement Amount: Settlement amount does not match.
Disagreement Quantity: Quantity of financial instrument does not match.
Disagreement Security: Financial instrument identification does not match, for example, ISIN, financial instrument attributes differs...
Not Recognised: Counterparty has been contacted or contacted us, and does not recognise the transaction.
Disagreement Trade Date: Trade date does not match.
Disagreement Executing Broker's Commission: Executing broker's commission does not match.
Disagreement Forfeit Amount: Forfeit amount does not match.
Disagreement Payment Code: Payment type does not match: your instruction is free of payment, your counterparty's instruction is against payment or vice versa.
Incorrect Agent: Delivering or receiving agent (counterparty) does not match.
Disagreement Receiving or Delivering Custodian: Delivering or receiving custodian does not match.
Incorrect Buyer or Seller: Buyer (receiver) or seller (deliverer) does not match.
Disagreement Common Reference: Common reference does not match.
Disagreement Place of Safekeeping: The place of safekeeping information does not allow matching to take place.
Disagreement Investor Party: Investor party does not match.
Market Deadline Missed: Your instruction was too late for matching.
Disagreement Letter of Guarantee Indicator: Counterparty is for settlement through Letter of Guarantee (L/G), your instruction is not, or vice versa.
Matching Record Cancelled: Corresponding matching record has been cancelled.
Missing Market Side Details: Market side execution details are missing.
Narrative: Other details do not match. See narrative for details.
Disagreement Currency Settlement Amount: Settlement amount currency does not match.
No Matching Started: Matching process has not yet started.
Disagreement Physical Settlement: Counterparty's instruction is physical settlement, your instruction is not, or vice versa.
Disagreement Place of Trade: Place of trade does not match.
Disagreement Place of Listing: Place of listing does not match.
Possible Duplicate Instruction: Instruction has not been matched. It is a possible duplicate instruction.
Disagreement Registration Details: Registration details linked to the transaction are incorrect.
Disagreement Termination Transaction Amount: Termination transaction amount does not match.
Disagreement Repurchase Rate: Repurchase rate does not match.
Disagreement Premium Amount: Premium amount does not match.
Disagreement Repurchase Rate Type: Repurchase rate type does not match.
Disagreement RTGS System: Counterparty is for Real Time Gross Settlement (RTGS) system, you are for non-RTGS or vice versa.
Disagreement Safekeeping Account: Safekeeping account used as matching criteria on the market concerned does not match. This includes Buyer/seller's account, direct client's account at the receiving/delivering agent, or receiving/delivering agent's account at the CSD.
Disagreement Settlement Transaction: Settlement transaction type does not match (relates to the settlement transaction type codes available for field :22F::SETR).
Disagreement Settlement System/Method: Settlement system/method does not match (for example, instruction is to settle using settlement system/method A. Counterparty expects settlement to occur using settlement system/method B).
Disagreement Closing Date/Time: Closing date/time does not match.
Disagreement Tax Status: Disagreement on the tax status of the financial instruments to be settled.
Unmatched Market Side Details: Market side trade is unmatched.
Disagreement Variable Rate Support: Variable rate support does not match (repo).
If Qualifier is PEND and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Sent to Tax Authorities: Tax reclaim has been sent to the tax authorities.
Awaiting Money: Financial instruments are delivered, but still awaiting money from the counterparty.
Awaiting Securities from Counterparty: Financial instruments have not yet been received from the counterparty (if receive against payment trade), the money has been delivered.
Processing Batch Difference: Processing batch differs in the counterparty's instruction, for example, daytime/real-time versus overnight.
Beneficial Ownership Disagreement: Disagreement in beneficial ownership.
Account Blocked: Your account is blocked, no instruction can settle over the account.
Both Instructions on Hold: Counterparty's instruction and your instruction are on hold/frozen/in a preadvice mode.
Awaiting Securities: Awaiting financial instruments from a corporate action issue or other procedure, for example, conversion, dematerialisation, exchange, registration, stamping, splitting.
Conditional Delivery Awaiting Release: Instruction is in a hold/frozen/preadvice mode - infrastructure platform is awaiting release.
Wrong Certificate Numbers: Certificate number error.
Enquiry Sent: A chaser/enquiry has been sent.
Counterparty Insufficient Securities: Insufficient deliverable financial instruments in counterparty's account or counterparty does not hold financial instruments.
Clearing House Trade: Instructed settlement date does not agree with the settlement date on the Clearing House trade, that is, a specific type of trade in India.
Counterparty Insufficient Money: Insufficient money in counterparty's account.
Securities Pledged as Collateral: Financial instruments are not deliverable as they are pledged as collateral.
Confirmation Of Payment: Prior payment credited to account based contractual income collection agreement has been collected from issuer.
Counterparty In Receivership: Counterparty is in receivership (form of bankruptcy where a court appointed person, the receiver, manages the affairs of the business).
CSD Hold: Central securities depository has set the instruction in a hold/frozen/preadvice mode.
CSD Validation: Instruction is in a hold/frozen/preadvice mode as it fulfils predefined conditions of a restriction processing type in the market infrastructure platform.
Awaiting Next Settlement Cycle: Instruction is confirmed in the local market or is ready for settlement, awaiting next settlement cycle.
Unavailable Deliverable Denominated Quantity: Quantity instructed does not match the denomination available/deliverable. Physical financial instruments need to be obtained in deliverable denominated quantities.
Refused Deposit for Issue of Depositary Receipts: Deposit of shares for the issuing of depositary receipts has been refused. The allotment granted by the issuer is exceeded by your transaction.
Natural Disaster: Exceptional closing of all financial institutions due to natural disaster, for example, earthquake.
Counterparty Returned Shares: Counterparty has returned or refused the financial instruments.
Awaiting Documents/Registration Instruction/Endorsements from Counterparty: Awaiting documents, registration instruction or endorsements from counterparty.
Awaiting Documents/Registration Instruction/Endorsements from You: Awaiting documents, registration instruction or endorsements from you.
Disagreement on Quantity: Unrecognised or invalid instructed quantity.
Maximum Foreign Limit Reached: Insufficient deliverable financial instruments in your account as maximum foreign limit has been reached.
Securities Frozen At CSD: Financial instruments are blocked at the CSD following a corporate event.
Awaiting Settlement Date: Awaiting settlement date. No settlement problems to be reported.
Global Form Securities: Settlement cannot be executed; financial instruments are in global form.
Status Reason Investigation: Pending reason being investigated.
Incomplete Number Count: Not all the instructions part of a pool have been received.
Income Adjustment Required: Financial instruments require income adjustment, for example, dividend or interest.
Cancel Not Possible: Instruction has been processed and cannot be cancelled.
Awaiting Other Transaction: Awaiting settlement of a purchase to cover failing positions.
Lack of Securities: Insufficient financial instruments in your account.
Securities are Loaned Out: Financial instruments are out on loan.
Market Deadline Missed: Instruction was received after market deadline.
Pending Linked Instruction: Your instruction is pending settlement because the instruction linked to it is pending.
Insufficient Central Bank Liquidity: Central Bank Liquidity is insufficient.
Missing Certification: Awaiting receipt of adequate certification.
Minimum Settlement Quantity: Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
Insufficient Money: Insufficient money in your account and/or credit line is insufficient.
Multiple Settlement Quantity: Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
Narrative: See narrative field for reason.
Confirmation Not Received: Confirmation of settlement has not yet been received.
New Issues: Financial instrument is a new issue and not yet available/tradable.
No Matching Required: Instruction has not been matched; matching process is not required.
No Foreign Exchange Instruction: A foreign exchange instruction from you is missing.
No Payment: Payment has not been made by issuer.
Not Delivered: Financial instruments have not been delivered by the issuer.
Trade Settles in Partials: Trade will settle in partials.
Pending Receipt: The instruction is pending receipt of securities, for example, from a purchase, loan etc.
Physical Securities in Verification Process: Physical financial instruments have been received and are being checked for authenticity.
Physical Delivery Delay: Settlement is physical. Financial instruments are being delivered.
Counterparty Instruction on Hold: Counterparty's instruction is on hold/frozen/in a preadvice mode.
Your Instruction on Hold: Your instruction is on hold/frozen/in a preadvice mode.
On Hold by System: The transaction was put on hold by the system.
Not In Good Order: Delivery/receipt was refused because physical financial instruments are not in good order.
Instruction Refused/Not Recognised: Instruction has been refused or not recognised and is represented automatically.
Certificates Rejected: Certificates have been lodged with the registrar but rejected due to incomplete documentation or foreign ownership limitation reached.
Securities Blocked: Financial instruments are blocked due to a corporate action event, realignment, etc.
Lack of Stamp Duty Information: Stamp duty information is missing.
Settlement System/Method Modified: Settlement system/method has been modified at CSD to allow settlement.
Trade Amended in Market: Trade is being amended in the market.
Valid for Tax Authorities: For tax reclaim, the event is pending, the tax reclaim is valid for the tax authorities.
Collateral Shortage: Insufficient collateral in your account to execute the instruction.
If Qualifier is PENF and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Awaiting Money: Financial instruments are delivered, but still awaiting money from the counterparty.
Awaiting Securities from Counterparty: Financial instruments have not yet been received from the counterparty (if receive against payment), the money has been delivered.
Processing Batch Difference: Processing batch differs in the counterparty's instruction, for example, daytime/real-time versus overnight.
Beneficial Ownership Disagreement: Disagreement in beneficial ownership.
Account Blocked: Your account is blocked, no instruction can settle over the account.
Both Instructions on Hold: Counterparty's instruction and your instruction are on hold/frozen/in a preadvice mode.
Buy-in Procedure: A buy-in procedure has started on the market (on your behalf if your instruction is a receipt, by the counterparty if your instruction is a delivery).
Awaiting Securities: Awaiting financial instruments from a corporate action issue or other procedure, for example, conversion, dematerialisation, exchange, registration, stamping, splitting.
Cancellation/Confirmation Request: A cancellation or confirmation of instruction is required.
Conditional Delivery Awaiting Release: Instruction is in a hold/frozen/preadvice mode - infrastructure platform is awaiting release.
Wrong Certificate Numbers: Certificate number error.
Enquiry Sent: A chaser/enquiry has been sent.
Counterparty Insufficient Securities: Insufficient deliverable financial instruments in counterparty's account or counterparty does not hold financial instruments.
Counterparty too Late for Settlement: Counterparty's instruction was too late for settlement (that is received too late, matching or settlement problems solved too late).
Clearing House Trade: Instructed Settlement date does not agree with the settlement date on the Clearing House trade that is a specific type of trade in India.
Counterparty Insufficient Money: Insufficient money in counterparty's account.
Securities Pledged as Collateral: Financial instruments are not deliverable as they are pledged as collateral.
Counterparty In Receivership: Counterparty is in receivership (form of bankruptcy where a court appointed person, the receiver, manages the affairs of the business).
CSD Hold: Central securities depository has set the instruction in a hold/frozen/preadvice mode.
CSD Validation: Instruction is in a hold/frozen/preadvice mode as it fulfils predefined conditions of a restriction processing type in the market infrastructure platform.
Awaiting Next Settlement Cycle: Instruction is confirmed in the local market or is ready for settlement, awaiting next settlement cycle.
Unavailable Deliverable Denominated Quantity: Quantity instructed does not match the denomination available/deliverable. Physical financial instruments need to be obtained in deliverable denominated quantities.
Refused Deposit for Issue of Depositary Receipts: Deposit of shares for the issuing of depositary receipts has been refused. The allotment granted by the issuer is exceeded by your transaction.
Natural Disaster: Exceptional closing of all financial institutions due to natural disaster, for example, typhoon, flooding, earthquake, hurricane.
Counterparty Returned Shares: Counterparty has returned or refused the financial instruments.
Awaiting Documents/Registration Instruction/Endorsements from Counterparty: Awaiting documents, registration instruction or endorsements from counterparty.
Awaiting Documents/Registration Instruction/Endorsements from You: Awaiting documents, registration instruction or endorsements from you.
Maximum Foreign Limit Reached: Insufficient deliverable financial instruments in your account as maximum foreign limit has been reached.
Securities Frozen At CSD: Financial instruments are blocked at the CSD following a corporate event.
Global Form Securities: Settlement cannot be executed; financial instruments are in global form.
Status Reason Investigation: Failing reason being investigated.
Incomplete Number Count: Not all the instructions part of a pool have been received.
Income Adjustment Required: Financial instruments require income adjustment, for example, dividend or interest.
Awaiting Other Transaction: Awaiting settlement of a purchase to cover failing positions.
Lack of Securities: Insufficient deliverable financial instruments in your account.
Securities are Loaned Out: Financial instruments are out on loan.
Market Deadline Missed: Your instruction is too late for settlement, for example, received too late, matching or settlement problems solved too late.
Pending Linked Instruction: A linked instruction is pending/failing.
Insufficient Central Bank Liquidity: Central Bank Liquidity is insufficient.
Minimum Settlement Quantity: Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
Money/Securities too Late for Settlement: Covering money/financial instruments were received too late for completing settlement on a same day basis.
Insufficient Money: Insufficient money in your account and/or credit line is insufficient.
Multiple Settlement Quantity: Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
Narrative: See narrative field for reason.
Confirmation Not Received: Confirmation of settlement has not yet been received.
New Issues: Financial instrument is a new issue and not yet available/tradable.
No Foreign Exchange Instruction: A foreign exchange instruction from you is missing.
Under Objection: Financial instruments are stolen, in dispute, under objection etc.
Trade Settles in Partials: Trade will settle in partials.
Physical Securities in Verification Process: Physical financial instruments have been received and are being checked for authenticity.
Physical Delivery Delay: Settlement is physical. Financial instruments are being delivered.
Counterparty Instruction on Hold: Counterparty's instruction is on hold/frozen/in a preadvice mode.
Your Instruction on Hold: Your instruction is on hold/frozen/in a preadvice mode.
On Hold by System: The transaction was put on hold by the system.
Not In Good Order: Delivery/receipt was refused because physical financial instruments are not in good order.
Certificates Rejected: Certificates have been lodged with the registrar but rejected due to incomplete documentation or foreign ownership limitation reached.
Securities Blocked: Financial instruments are blocked due to a corporate action event, realignment, etc.
Lack of Stamp Duty Information: Stamp duty information is missing.
Settlement System/Method Modified: Settlement system/method has been modified at CSD to allow settlement.
Confirmation Discrepancy: Discrepancy in the settlement confirmation.
Collateral Shortage: Insufficient collateral in your account to execute the instruction.
If Qualifier is REJT and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Processing Batch Rejection: Unrecognised or invalid processing batch, that is, daytime/real-time while only possible to settle in overnight batch.
Business Partner Number Rejection: Unrecognised or invalid Business Partner Number.
Bank Reference Number Rejection: Unrecognised or invalid Bank Reference Number.
Type of Order Rejection: Unrecognised or invalid type of order.
Transaction Call Delay Rejection: Unrecognised or invalid transaction call delay.
Corporate Action Rejection: Corporate action pending on the financial instrument instructed.
Cancelled: Option is not valid; it has been cancelled by the market or service provider, and cannot be responded to. Any responses already processed against this option are considered void and new responses will be required.
Cash Account Rejection: Unrecognised or invalid cash account.
Impossible Cash Settlement System: Impossible standing arrangements override instruction for the cash settlement system.
Commercialisation Contract Rejection: Unrecognised or invalid commercialisation contract.
Concentration Limit Exceeded: Concentration limit was exceeded.
Unknown Deal/Exposure: Deal or exposure is unknown.
Address Details Rejection: Address details are incorrect or cannot be recognised.
Rejected Since Already Cancelled: Cancellation request was rejected since the instruction has already been cancelled.
Settlement Date Rejection: Unrecognised or invalid settlement date.
Deal Price Rejection: Unrecognised or invalid deal price.
Place of Settlement Rejection: Unrecognised or invalid Place of Settlement.
Disagree with Call Amount: Party A does not agree with the call amount.
Disagree with Exposure Amount: Party A does not agree with the exposure amount.
Settlement Amount Rejection: Unrecognised or invalid settlement amount.
Registration Request Data and Order Rejection: Disagreement between the data on the registration request and the order.
Rejected Since In Progress: Cancellation request has been rejected because the instruction process is in progress or has been processed.
Quantity Rejection: Unrecognised or invalid settlement quantity.
Security Rejection: Unrecognised or invalid financial instrument identification.
Trade Date Rejection: Unrecognised or invalid trade date.
Unrecognised Corporate Action Event Number: Unrecognised corporate action event number.
Fee/Commission Rejection: Unrecognised or invalid fee or commission.
Agent Rejection: Unrecognised or invalid receiving or delivering agent.
Insufficient Collateral: Insufficient collateral proposed.
Receiving or Delivering Custodian Rejection: Unrecognised or invalid receiving or delivering custodian.
Buyer or Seller Rejection: Unrecognised or invalid buyer or seller.
Common Reference Rejection: Unrecognised, invalid or missing Common Reference.
Place of Safekeeping Rejection: Unrecognised, invalid or missing Place of Safekeeping.
Instruction Irrevocable: The instruction is irrevocable.
Narrative Information Rejection: Unrecognised or invalid SLA agreed narrative information.
Inactive: Option is not active and can no longer be responded to. Any responses already processed against this option will remain valid, for example, expired option.
Invalid for Tax Authorities: For tax reclaim, the reclaim is invalid for the tax authorities.
Balance Rejection: Unrecognised, invalid or missing balance.
Investor Party Rejection: Unrecognised or invalid investor party. May be used by an executing party to reject an instruction for an investor (or portfolio) for which it is not authorised to act.
Link Rejection: Unrecognised, invalid or missing link.
Number Rejection: Unrecognised, invalid or missing lot/sub-balance number.
Lack of Securities: Instructed position exceeds the eligible balance.
Market Deadline Missed: Instruction was received after market deadline.
Minimum Settlement Quantity: Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
Missing Legal Power: Missing legal power for transfer.
Multiple Settlement Quantity: Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
Narrative Reason: See narrative field for reason.
Settlement Amount Currency Rejection: Unrecognised or invalid settlement amount currency.
Mismatch Option Number and Option Type: Mismatch between option number and option type.
No Match: Cancellation request has been rejected since more than one instruction match to the cancellation criteria.
Not Found: Cancellation request has been rejected since the instruction could not be found.
Unrecognised Option Number: Unrecognised option number.
Invalid Option Type: Invalid option type.
Type of Ownership Rejection: Type of ownership indicated is not correct.
Physical Settlement Impossible: Physical settlement is impossible for the instructed financial instrument.
Place of Trade Rejection: Unrecognised or invalid place of trade.
Place of Listing Rejection: Unrecognised or invalid place of listing. Used when the security identified is not listed on the market supplied.
Reference Rejection: Instruction has a reference identical to another previously received instruction.
Refused by the Tax Authorities: Reclaim is refused by the tax authorities.
Termination Transaction Amount Rejection: Unrecognised or invalid termination transaction amount.
Repurchase Rate Rejection: Unrecognised or invalid repurchase rate.
Premium Amount Rejection: Unrecognised or invalid premium amount.
Missing Registration Request: Registration request to be completed by the buyer and to be forwarded to the issuer is missing.
Wrong Registration Request: Registration request to be completed by the buyer and to be forwarded to the issuer is wrong. You have used the registration request of a different issuer/registrar.
Disagreement in registration reason: Registration reason indicated is not correct.
Impossible to use the RTGS system instructed: It is not possible to use the RTGS system instructed (NRTG or YRTG).
Safekeeping Account Rejection: Unrecognised or invalid message sender's safekeeping account.
Lack of Stamp Duty Information: Required stamp duty information is missing.
Settlement Transaction Rejection: Unrecognised or invalid settlement transaction type (relates to the settlement transaction type codes available for sequence E field 22F, qualifier SETR).
Settlement System/Method Rejection: Unrecognised or invalid settlement system/method instructed.
Shareholder Number Rejection: Unrecognised or invalid Shareholder Number.
Invalid Signature: Registration request does not have a valid signature of the owner of the financial instrument.
Not Stamped or Signed: Financial instrument has not been stamped and/or duly signed.
Missing Statutes: Missing statutes or commercial register or other legal documents.
Closing Date/Time Rejection: Unrecognised or invalid closing date/time.
Tax Status Rejection: Unrecognised or invalid tax status of the securities instructed.
Unknown: Linked reference is unknown.
Rule Rejection: Account servicer validation rule rejection.
If Qualifier is DEND and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline.
Call Denied Since Already Applied: Repo call request was denied since another call already applies.
Denied Since Cancelled: Request was denied since the instruction has been cancelled.
Denied Since not Allowed: Repo call request was denied. Call not allowed on the concerned repo, for example, out of delay.
Denied Since in Progress: Request was denied because the process of settlement is in progress.
Denied Since Repo Ended: Request was denied because the repo was cancelled.
Denied Since Settled: Request was denied because the instruction was settled.
Instruction Processed: Instruction has been processed and cannot be cancelled.
Market Deadline Missed: Received after market deadline.
Narrative Reason: See narrative field for reason.
If Qualifier is CAND and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Cancelled By Yourselves: Instruction has been cancelled as per your request.
Cancelled by Another Party: Instruction has been cancelled by another party than the instructing party, for example market infrastructure such as a Stock Exchange.
Cancelled By System: Instruction has been cancelled by the settlement system.
Cancelled due to Transformation: Original instruction has been cancelled and replaced due to a Corporate Action.
Cancelled due to Split/Partial Settlement: Original instruction has been cancelled and replaced to allow a partial or split settlement.
Cancelled Due to Corporate Action: Instruction has been cancelled due to a corporate action.
Cancelled by Issuer/Registrar: Instruction has been cancelled by the issuer/registrar.
Cancelled By Agent: Instruction has been cancelled by the agent.
Cancelled By Third Party: Instruction has been cancelled by a third party.
Expired: Instruction has expired.
Narrative Reason: See narrative field for reason.
Securities No Longer Eligible: Instruction has been cancelled; the security no longer exists or is no longer eligible on the market instructed. For corporate action-related cancellation, CORP should be used.
If Qualifier is CANP and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Conditional Delivery Cancellation Pending: Conditional Delivery is still pending awaiting the cancellation from at least another party.
Awaiting Confirmation: Awaiting confirmation of cancellation from the counterparty.
Disagreement on Quantity: Unrecognised or invalid instructed quantity.
Incomplete Number Count: Not all the instructions part of a pool have been received.
Narrative Reason: See narrative field for reason.
If Qualifier is MOPN and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Awaiting Confirmation: Awaiting confirmation of modification from the counterparty or the market.
Narrative Reason: See narrative field for reason.
If Qualifier is NAFI and Data Source Scheme is not present, Reason Code must contain the following code:
Code
Bedeutung des Codes
Not Affirmed: Counterparty has not affirmed.
If Qualifier is PACK and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Market Deadline Missed: Instruction was received after market deadline.
Narrative Reason: See narrative field for reason.
Not STP: Instruction was not STP and had to be processed manually.
Accepted Without Voting Rights: Instruction registration is accepted but the registration is not in full, that is, not with voting rights.
Market Practice Rule Discrepancy: Instruction is accepted but does not comply with the market practice rule published for the concerned market or process.
If Qualifier is CACK and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
In Process: Repo call is in process.
Processed: Repo call is processed.
If Qualifier is REPR and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Received after the account servicer's deadline. Processed on best effort basis.
Processing Batch Repair: Unrecognised or invalid processing batch, that is, daytime/real-time while only possible to settle in overnight batch.
Type of Order Repair: Unrecognised or invalid type of order.
Transaction Call Delay Repair: Unrecognised or invalid transaction call delay.
Corporate Action Repair: Corporate action pending on the financial instrument instructed.
Cash Account Repair: Unrecognised or invalid cash account.
Cash Settlement System Repair: Impossible standing arrangements override instruction for the cash settlement system.
Commercialisation Contract Repair: Unrecognised or invalid commercialisation contract.
Settlement Date Repair: Unrecognised or invalid settlement date (that is date is not a settlement date for the instructed market, settlement date is too old ...).
Deal Price Repair: Unrecognised or invalid deal price.
Place of Settlement Repair: Unrecognised or invalid Place of Settlement.
Settlement Amount Repair: Unrecognised or invalid settlement amount.
Quantity Repair: Unrecognised or invalid settlement quantity.
Security Repair: Unrecognised or invalid financial instrument identification (that is invalid ISIN, security not eligible at the instructed market ...).
Trade Date Repair: Unrecognised or invalid trade date.
Fee/Commission Repair: Unrecognised or invalid fee or commission.
Agent Repair: Unrecognised or invalid receiving or delivering agent.
Receiving or Delivering Custodian Repair: Unrecognised or invalid receiving or delivering custodian.
Buyer or Seller Repair: Unrecognised or invalid buyer or seller.
Common Reference Repair: Unrecognised, invalid or missing Common Reference.
Place of Safekeeping Repair: Unrecognised, invalid or missing Place of Safekeeping.
Narrative Information Repair: Unrecognised or invalid SLA agreed narrative information.
Minimum Settlement Quantity Repair: Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
Multiple Settlement Quantity Repair: Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
Narrative Reason: See narrative field for reason.
Settlement Amount Currency Repair: Unrecognised or invalid settlement amount currency.
No Match: Cancellation request is in repair since more than one instruction match to the cancellation criteria.
Not Found: Cancellation request is in repair since the instruction could not be found.
Physical Settlement Impossible: Physical settlement is impossible for the instructed financial instrument.
Place of Trade Repair: Unrecognised or invalid place of trade.
Reference Repair: Instruction has a reference identical to another previously received instruction.
Termination Transaction Amount Repair: Unrecognised or invalid termination transaction amount.
Repurchase Rate Repair: Unrecognised or invalid repurchase rate.
Premium Amount Repair: Unrecognised or invalid premium amount.
RTGS System Repair: Impossible to use the RTGS system instructed (NRTG or YRTG).
Safekeeping Account Repair: Unrecognised or invalid message sender's safekeeping account.
Lack of Stamp Duty Information: Required stamp duty information is missing.
Settlement Transaction Repair: Unrecognised or invalid settlement transaction type (relates to the settlement transaction type codes available for sequence E field 22F, qualifier SETR).
Settlement System/Method Repair: Unrecognised or invalid settlement system/method instructed.
Closing Date/Time Repair: Unrecognised or invalid closing date/time.
Tax Status Repair: Unrecognised or invalid tax status of the securities instructed.
Unknown: The message was not recognised - unknown linked reference.
If Qualifier is PPRC and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Account Servicer Deadline Missed: Instruction was received after the account servicer's deadline. Processed on best effort basis.
Account Blocked: Your account is blocked, no instruction can settle over the account.
Awaiting Securities: Awaiting securities from a corporate action issue or other procedure, for example, conversion, dematerialisation, exchange, registration, stamping, splitting.
Wrong Certificate Numbers: Certificate number error.
Securities Pledged as Collateral: Securities are not deliverable as they are pledged as collateral.
Unavailable Deliverable Denominated Quantity: Quantity instructed does not match the denomination available/deliverable. Physical securities need to be obtained in deliverable denominated quantities.
Awaiting Documents/Registration Instruction/Endorsements from You: Awaiting documents, registration instruction or endorsements from you.
Maximum Foreign Limit Reached: Insufficient deliverable financial instruments in your account as maximum foreign limit has been reached.
Global Form Securities: Settlement cannot be executed; financial instruments are in global form.
Lack of Securities: Insufficient financial instruments in your account.
Securities are Loaned Out: Financial instruments are out on loan.
Insufficient Central Bank Liquidity: Central Bank Liquidity is insufficient.
Minimum Settlement Quantity: Quantity instructed is lower than the minimum existing settlement quantity for the financial instrument.
Insufficient Money: Insufficient money in your account and/or credit line is insufficient.
Multiple Settlement Quantity: Quantity instructed is not a multiple of an existing settlement quantity lot for the financial instrument.
Narrative Reason: See narrative field for reason.
Next Process: Next Process is launched. No processing pending problems to be reported.
No Foreign Exchange Instruction: A foreign exchange instruction from you is missing.
Collateral Shortage: Insufficient collateral in your account to execute the instruction.
If Qualifier is CGEN and Data Source Scheme is not present, Reason Code must contain one of the following codes:
Code
Bedeutung des Codes
Market Claim: Transaction has been generated due to a market claim following a corporate action.
Collateral Management: Transaction has been generated for collateral management purposes.
Narrative Reason: See narrative field for reason.
Return of Refused Dump: Transaction has been generated to return a delivery previously instructed.
Split/Shaping: Transaction has been generated to enable settlement following a shortage of position.
Third Party: Transaction has been generated by a third party, for example, a central counterparty.
Transformation: Transaction has been generated due to transformation following a corporate action.
18
35B
Identification of the Financial Instrument
O
Definition
This field identifies the financial instrument.Format
| Option B | [ISIN1!e12!c] [4*35x] | (Identification of Security) (Description of Security) |
19
16S
End of Block
M
Definition
This field specifies the end of a block and the name of that block.Format
| Option S | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
Statement by Status/Reason and/or by Financial Instrument
Sequenz C - By Instruction Reference [ fakultativ, wiederholend ]
No.
Tag
Option
Name
Status
20
16R
Start of Block
M
Definition
This field specifies the start of a block and the name of that block.Format
| Option R | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
By Instruction Reference
21
20C
Reference
M
Definition
This qualified generic field specifies:| BASK | Basket Reference | Reference identifying a basket trade. |
| COMM | Common Reference | Unique reference agreed upon by the two trade counterparties to identify the trade. |
| CORP | Corporate Action Reference | Reference assigned by the account servicer to unambiguously identify a corporate action event. |
| INDX | Index Reference | Reference identifying an index trade. |
| LIST | List Reference | Reference identifying a list trade. |
| MAST | Master Reference | Unique and unambiguous identifier used to link a group of individual transactions together. |
| MITI | Market Infrastructure Transaction Identification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. |
| PCTI | Processor Transaction Identification | Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. |
| POOL | Pool Reference | Collective reference identifying a set of messages. |
| PREV | Previous Message Reference | Message reference of the linked message which was previously sent. |
| PROG | Program Reference | Program reference which identifies a program trade. |
| RELA | Related Message Reference | Message reference assigned by the client to the message to which this message is the reply. |
| TRRF | Deal Reference | Reference assigned to the trade by the Investment Manager OR the Broker/Dealer. This reference will be used throughout the trade life cycle to access/update the trade details. |
Format
| Option C | :4!c//16x | (Qualifier)(Reference) |
Qualifier (13)
| Reihenfolge | O/F | Qualifier | W/N | CR | Options | Bedeutung |
|---|---|---|---|---|---|---|
| 1 | O | MCTD | W | C | Previous Message Reference | |
| O | QTSO | W | C | Deal Reference | ||
| O | CETI | W | C | Common Reference | ||
| O | NOMI | W | C | Related Message Reference | ||
| O | FROM | W | C | Master Reference | ||
| O | ASRF | W | C | Basket Reference | ||
| O | EMAI | W | C | Index Reference | ||
| O | EXPP | W | C | List Reference | ||
| O | MFIX | W | C | Program Reference | ||
| O | MAIN | W | C | Pool Reference | ||
| O | CITY | W | C | Corporate Action Reference | ||
| O | GRSS | W | C | Market Infrastructure Transaction Identification | ||
| O | LOTS | W | C | Processor Transaction Identification |
22
16S
End of Block
M
Definition
This field specifies the end of a block and the name of that block.Format
| Option S | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
By Instruction Reference
Sequenz D - Additional Information [ fakultativ, nicht wiederholend ]
No.
Tag
Option
Name
Status
23
16R
Start of Block
M
Definition
This field specifies the start of a block and the name of that block.Format
| Option R | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
Additional Information
24
95a
P
Party
O
Q
R
Definition
This qualified generic field specifies:| MEOR | Originator of Message | Party that originated the message, if other than the Sender. |
| MERE | Recipient of Message | Party that is the final destination of the message, if other than the Receiver. |
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.
Format
| Option P | :4!c//4!a2!a2!c[3!c] | (Qualifier)(Identifier Code) |
| Option Q | :4!c//4*35x | (Qualifier)(Name and Address) |
| Option R | :4!c/8c/34x | (Qualifier)(Data Source Scheme)(Proprietary Code) |
25
16S
End of Block
M
Definition
This field specifies the end of a block and the name of that block.Format
| Option S | 16c |
Codes
This field must contain the following code:
Code
Bedeutung des Codes
Additional Information