MT566 - Detailansicht für Nachricht

1

16R

2

20C

Definition

This qualified generic field specifies:

COAF	Official Corporate Action Event Reference	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.
CORP	Corporate Action Reference	Reference assigned by the account servicer to unambiguously identify a corporate action event.
SEME	Sender's Message Reference	Reference assigned by the Sender to unambiguously identify the message.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CITY	N	C	Corporate Action Reference
2	O	PACO	N	C	Sender's Message Reference
3	F	CCAL	N	C	Official Corporate Action Event Reference

3

23G

4

22F

Definition

This qualified generic field specifies:

CAEV

Corporate Action Event Indicator

Specifies the type of corporate event.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	BOOK	N		F	Corporate Action Event Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Accumulation: Funds related event in which the income (for example accumulation units) that accrues during an accounting period is retained within the fund instead of being paid away to investors. The retained income is nonetheless deemed to have been distributed to investors for tax purposes.

Trading Status: Active: Trading in the security has commenced or security has been re-activated after a suspension in trading.

Attachment: Combination of different security types to create a unit. Units are usually comprised of warrants and bonds or warrants and equities. Securities may be combined at the request of the security holder or based on market convention.

Repurchase Offer/Issuer Bid/Reverse Rights: Offer to existing holders by the issuing company to repurchase its own securities. The objective of the offer is to reduce the number of outstanding securities.

Bond Holder Meeting: Physical meeting of bond holders.

Bonus Issue/Capitalisation Issue: Bonus or capitalisation issue. Security holders receive additional assets free of payment from the issuer, in proportion to their holding.

Put Redemption: Early redemption of a security at the election of the holder subject to the terms and condition of the issue with no reduction in nominal value.

Bankruptcy: Legal status of a company unable to pay creditors. Bankruptcy usually involves a formal court ruling. Securities may become valueless.

Capital Distribution: The Corporate event pays shareholders an amount in cash issued from the Capital account. There is no reduction to the face value of a single share (or the share has no par value). The number of circulating shares remains unchanged.

Capital Gains Distribution: Distribution of profits resulting from the sale of company assets, for example, Shareholders of Mutual Funds, Unit Trusts, or Sicavs are recipients of capital gains distributions which are often reinvested in additional shares of the fund.

Capitalisation: Increase of the current principal of a debt instrument without increasing the nominal value. It normally arises from the incorporation of due but unpaid interest into the principal. This is commonly done by increasing the pool factor value, for example, capitalisation, and negative amortisation.

Non-US TEFRA D Certification: Non-US beneficial owner certification requirement for exchange of temporary to permanent notes.

Change: Information regarding a change further described in the corporate action details.

Class Action/Proposed Settlement: Situation where interested parties seek restitution for financial loss. The security holder may be offered the opportunity to join a class action proceeding and would need to respond with an instruction.

Court Meeting: Announcement of a meeting at a Court.

Consent: Procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting. For example, consent to change the terms of a bond.

Conversion: Conversion of securities (generally convertible bonds or preferred shares) into another form of securities (usually common shares) at a pre-stated price/ratio.

Company Option: A Company Option may be granted by the company, allowing the holder to take up shares at some future date(s) at a pre arranged price in the company. A company may not grant options which enable the holder to take up unissued shares at a time which is five or more years from the date of the grant. Option holders are not members of a company. They are contingent creditors of a company and hence may, in some instances, be entitled to vote on and be bound by a scheme of arrangement between the creditors and the company. As many options have multiple exercise periods a company option will either lapse or carry on to the next expiry date.

Credit Event: An occurrence of credit derivative for which the issuer of one or several underlying securities is unable to fulfill his financial obligations (as defined in terms and conditions).

Decrease in Value: Reduction of face value of a single share or the value of fund assets. The number of circulating shares/units remains unchanged. This event may include a cash payout to holders.

Detachment: Separation of components that comprise a security, for example, usually units comprised of warrants and bond or warrants and equity. Units may be broken up at the request of the security holder or based on market convention.

Bond Default: Failure by the company to perform obligations defined as default events under the bond agreement and that have not been remedied.

Trading Status: Delisted: Security is no longer able to comply with the listing requirements of a stock exchange and is removed from official board quotation.

Drawing: Redemption in part before the scheduled final maturity date of a security. Drawing is distinct from partial call since drawn bonds are chosen by lottery and with no reduction in nominal value.

Cash Distribution From Non-Eligible Securities Sales: Distribution to shareholders of cash resulting from the selling of non-eligible securities, for example, in the frame of a depositary receipt program.

Dividend Reinvestment: Dividend payment where holders can keep cash or have the cash reinvested in the market by the issuer into additional shares in the issuing company. To be distinguished from DVOP as the company invests the dividend in the market rather than creating new share capital in exchange for the dividend.

Disclosure: Requirement for holders or beneficial owners to disclose their name, location and holdings of any issue to the issuer.

Dutch Auction: An action by a party wishing to acquire a security. Holders of the security are invited to make an offer to sell, within a specific price range. The acquiring party will buy from the holder with lowest offer.

Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.

Dividend Option: Distribution of a dividend to shareholders with a choice of benefit to receive. Shareholders may choose to receive shares or cash. To be distinguished from DRIP as the company creates new share capital in exchange for the dividend rather than investing the dividend in the market.

Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.

Stock Dividend: Dividend paid to shareholders in the form of equities of the issuing corporation.

Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".

Call on Intermediate Securities: Call or exercise on nil paid securities or intermediate securities resulting from an intermediate securities distribution (RHDI). This code is used for the second event, when an intermediate securities' issue (rights/coupons) is composed of two events, the first event being the distribution of intermediate securities.

Maturity Extension: As stipulated in a bond's Terms and Conditions, the issuer or the bond-holder may prolong the maturity date of a bond. After extension, the security may differ from original issue (new rate or maturity date). May be subject to bondholder's approval.

Warrant Exercise: Option offered to holders to buy (call warrant) or to sell (put warrant) a specific amount of stock, cash, or commodity, at a predetermined price, during a predetermined period of time (which usually corresponds to the life of the issue).

Increase in Value: Increase in the face value of a single security. The number of circulating securities remains unchanged.

Interest Payment: Interest payment distributed to holders of an interest bearing asset.

Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both. Debt may be paid in order of priority based on preferred claims to assets specified by the security.

Full Call/Early Redemption: The redemption of an entire issue outstanding of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, before final maturity.

Annual General Meeting: Annual general meeting.

Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.

Non-Official Offer: Offers that are not supervised or regulated by an official entity and being offered by a party, for example a broker, usually at a discount price, for example broker offer, mini-tender, mini odd lot offer or third party offer.

Odd Lot Sale/Purchase: Sale or purchase of odd-lots to/from the issuing company, initiated either by the holder of the security or through an offer made by the issuer.

Ordinary General Meeting: Ordinary general meeting.

Other Event: Other event, use only when no other event type applies, for example, a new event type.

Pari-Passu: Occurs when securities with different characteristics, for example, shares with different entitlements to dividend or voting rights, become identical in all respects, for example, pari-passu or assimilation. May be scheduled in advance, for example, shares resulting from a bonus may become fungible after a pre-set period of time, or may result from outside events, for example, merger, reorganisation, issue of supplementary tranches, etc.

Partial Redemption With Reduction of Nominal Value: Securities are redeemed in part before their scheduled final maturity date with reduction of the nominal value of the securities. The outstanding amount of securities will be reduced proportionally.

Partial Defeasance/Pre-Funding: Issuer has money set aside to redeem a portion of an issue and the indenture states that the securities could be called earlier than the stated maturity.

Pay In Kind: Interest payment, in any kind except cash, distributed to holders of an interest bearing asset.

Place of Incorporation: Changes in the state of incorporation for US companies and changes in the place of incorporation for foreign companies. Where shares need to be registered following the incorporation change, the holder(s) may have to elect the registrar.

Instalment Call: An instalment towards the purchase of equity capital, subject to an agreement between an issuer and a purchaser.

Partial Redemption Without Reduction of Nominal Value: Securities are redeemed in part before their scheduled final maturity date without reduction of the nominal value of the securities. This is commonly done by pool factor reduction.

Interest Payment with Principal: An event which consists of two components, the decrease of the amortized value of a pool factor security and an interest payment.

Priority Issue: Form of open or public offer where, due to a limited amount of securities available, priority is given to existing shareholders.

Final Maturity: The redemption of an entire issue outstanding of securities, for example, bonds, preferred equity, funds, by the issuer or its agent, for example, asset manager, at final maturity.

Redenomination: Event by which the unit (currency and/or nominal) of a security is restated, for example, nominal/par value of security in a national currency is restated in another currency.

Remarketing Agreement: Purchase and sale of remarketed preferred equities/bonds through the negotiation of interest rate between the issuers and the holders.

Intermediate Securities Distribution: The distribution of intermediate securities that gives the holder the right to take part in a future event.

Rights Issue/Subscription Rights/Rights Offer: Offer to holders of a security to subscribe for additional securities via the distribution of an intermediate security. Both processes are included in the same event.

Shares Premium Dividend: This corporate event pays shareholders an amount in cash issued from the shares premium reserve. It is similar to a dividend but with different tax implications.

Smallest Negotiable Unit: Modification of the smallest negotiable unit of shares in order to obtain a new negotiable unit.

Spin-Off: A distribution of securities issued by another company. The distributed securities may either be of a newly created or of an existing company. For example, spin-off, demerger, unbundling, divestment.

Stock Split/Change in Nominal Value/Subdivision: Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.

Reverse Stock Split/Change in Nominal Value: Decrease in a company's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are increased accordingly.

Trading Status: Suspended: Trading in the security has been suspended.

Tender/Acquisition/Takeover/Purchase Offer: An offer made to holders by a third party, requesting them to sell (tender) or exchange their securities.

Tax Reclaim: Event related to tax reclaim activities.

Worthless: Booking out of valueless securities.

Withholding Tax Relief Certification: Certification process for withholding tax reduction or exemption based on the tax status of the holder.

Extraordinary or Special General Meeting: Extraordinary or special general meeting.

5

98a

Definition

This qualified generic field specifies:

PREP

Preparation Date

Date on which message was prepared.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAXP	N		A, C	Preparation Date

Sequenz A1 - Linkages [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

6

16R

7

22F

Definition

This qualified generic field specifies:

LINK

Linkage Type Indicator

Specifies when the instruction is to be executed relative to a linked instruction.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		F	Linkage Type Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

After: Indicates that the message is to be processed after the linked message.

Before: Indicates that the message is to be processed before the linked message.

Information: Indicates that the messages are linked for information purposes only.

With: Indicates that the message is to be processed with the linked message.

8

13a

Definition

This qualified generic field specifies:

LINK

Linked Message

Message type number or message identifier of the message referenced in the linkage sequence.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	EXPO	N		A, B	Linked Message

9

20C

Definition

This qualified generic field specifies:

CACN	Case Number	Reference assigned by a court to a class action.
COAF	Official Corporate Action Event Reference	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.
CORP	Corporate Action Reference	Reference assigned by the account servicer to unambiguously identify a corporate action event.
PREV	Previous Message Reference	Message reference of the linked message which was previously sent.
RELA	Related Message Reference	Message reference of the linked message which was previously received.

Format

Qualifier (5)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	CITY	N		C	Corporate Action Reference
	O	MCTD	N	C2	C	Previous Message Reference
	O	NOMI	N		C	Related Message Reference
	O	BOCL	N		C	Case Number
	O	CCAL	N		C	Official Corporate Action Event Reference

10

16S

11

16S

Sequenz B - Underlying Securities [ obligatorisch, nicht wiederholend ]

No.

Tag

Option

Name

Status

12

16R

13

95a

Definition

This qualified generic field specifies:

ACOW

Account Owner

Party that owns the account.

In option P, Identifier Code specifies a BIC. For more details, see the Standards MT General Information.
In option R, Proprietary Code specifies a local national code or market segment code identifying the party.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ACOW	N		P, R	Account Owner

14

97A

Definition

This qualified generic field specifies:

SAFE

Safekeeping Account

Account where financial instruments are maintained.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	OVEP	N		A	Safekeeping Account

15

94a

Definition

This qualified generic field specifies:

SAFE

Place of Safekeeping

Location where the financial instruments are/will be safekept.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	OVEP	N		B, C, F	Place of Safekeeping

Codes

In option B, if Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

All Places of Safekeeping: Used when there is a need to indicate that the details apply to all places of safekeeping where the financial instrument is held.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

In option F, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Local Custodian: Financial instruments held at a local custodian.

International Central Securities Depository: Financial instruments held at an International Central Securities Depository.

National Central Securities Depository: Financial instruments held at a National Central Securities Depository.

Shares Held Elsewhere: Used for certain financial instruments, for example, US mutual funds, where settlement is internal only, that is, there is no external movement of securities.

16

35B

Sequenz B1 - Financial Instrument Attributes [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

17

16R

18

94B

Definition

This qualified generic field specifies:

PLIS

Place of Listing

Place where the referenced financial instrument is listed.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	MAEX	N		B	Place of Listing

Codes

If Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Stock Exchange: Place of listing is a stock exchange.

Over The Counter: Place of listing is over the counter.

Primary Market: Place of listing is the primary market.

Secondary Market: Place of listing is the secondary market.

19

22F

Definition

This qualified generic field specifies:

MICO

Method of Interest Computation Indicator

Specifies the computation method of (accrued) interest of the financial instrument.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	GALO	N		F	Method of Interest Computation Indicator

Codes

If Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

30/360 (ISDA) or 30/360 (American Basic Rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February, and provided that the interest period started on a 30th or a 31st. This means that a 31st is assumed to be a 30th if the period started on a 30th or a 31st and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for US straight and convertible bonds.

30/365: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and a 365-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th).

30/Actual: Method whereby interest is calculated based on a 30-day month in a way similar to the 30/360 (basic rule) and the assumed number of days in a year in a way similar to the Actual/Actual (ICMA). Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). The assumed number of days in a year is computed as the actual number of days in the coupon period multiplied by the number of interest payments in the year.

Actual/360: Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 360-day year.

Actual/365 (Fixed): Method whereby interest is calculated based on the actual number of accrued days in the interest period and a 365-day year.

Actual/Actual (ICMA): Method whereby interest is calculated based on the actual number of accrued days and the assumed number of days in a year, that is, the actual number of days in the coupon period multiplied by the number of interest payments in the year. If the coupon period is irregular (first or last coupon), it is extended or split into quasi interest periods that have the length of a regular coupon period and the computation is operated separately on each quasi interest period and the intermediate results are summed up.

30E/360 or Eurobond basis: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. However, if the last day of the maturity coupon period is the last day of February, it will not be assumed to be a 30th. It is a variation of the 30/360 (ICMA) method commonly used for eurobonds. The usage of this variation is only relevant when the coupon periods are scheduled to end on the last day of the month.

Actual/Actual (ISDA): Method whereby interest is calculated based on the actual number of accrued days of the interest period that fall on a normal year, divided by 365, added to the actual number of days of the interest period that fall on a leap year, divided by 366.

Actual/365L or Actual/Actual (basic rule): Method whereby interest is calculated based on the actual number of accrued days and a 365-day year (if the coupon payment date is NOT in a leap year) or a 366-day year (if the coupon payment date is in a leap year).

Actual/Actual (AFB): Method whereby interest is calculated based on the actual number of accrued days and a 366-day year (if 29 Feb falls in the coupon period) or a 365-day year (if 29 Feb does not fall in the coupon period). If a coupon period is longer than one year, it is split by repetitively separating full year sub-periods counting backwards from the end of the coupon period (a year backwards from a 28 Feb being 29 Feb, if it exists). The first of the sub-periods starts on the start date of the accrued interest period and thus is possibly shorter than a year. Then the interest computation is operated separately on each sub-period and the intermediate results are summed up.

30/360 (ICMA) or 30/360 (basic rule): Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for February. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be a 28th (or 29th). It is the most commonly used 30/360 method for non-US straight and convertible bonds issued before 01/01/1999.

30E2/360 or Eurobond basis model 2: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month, except for the last day of February whose day of the month value shall be adapted to the value of the first day of the interest period if the latter is higher and if the period is one of a regular schedule. This means that a 31st is assumed to be a 30th and the 28th Feb of a non-leap year is assumed to be equivalent to a 29th Feb when the first day of the interest period is a 29th, or to a 30th Feb when the first day of the interest period is a 30th or a 31st. The 29th Feb of a leap year is assumed to be equivalent to a 30th Feb when the first day of the interest period is a 30th or a 31st. Similarly, if the coupon period starts on the last day of February, it is assumed to produce only one day of interest in February as if it was starting on a 30th Feb when the end of the period is a 30th or a 31st, or two days of interest in February when the end of the period is a 29th, or 3 days of interest in February when it is the 28th Feb of a non-leap year and the end of the period is before the 29th.

30E3/360 or Eurobond basis model 3: Method whereby interest is calculated based on a 30-day month and a 360-day year. Accrued interest to a value date on the last day of a month shall be the same as to the 30th calendar day of the same month. This means that a 31st is assumed to be a 30th and the 28 Feb (or 29 Feb for a leap year) is assumed to be equivalent to a 30 Feb. It is a variation of the 30E/360 (or Eurobond basis) method where the last day of February is always assumed to be a 30th, even if it is the last day of the maturity coupon period.

Actual/365NL or Actual/365 No Leap: Method whereby interest is calculated based on the actual number of accrued days in the interest period, excluding any leap day from the count, and a 365-day year.

Other: Other method than A001-A014. See Narrative.

20

12a

Definition

This qualified generic field specifies:

CLAS

Classification Type

Classification type of the financial instrument, for example, ISO Classification of Financial instrument (CFI).

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CAON	N		A, C	Classification Type

21

11A

Definition

This qualified generic field specifies:

DENO

Currency of Denomination

Currency in which a financial instrument is currently denominated.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COLL	N		A	Currency of Denomination

22

98A

Definition

This qualified generic field specifies:

CALD	Call Date	Date on which a financial instrument is called away/redeemed before its scheduled maturity.
CONV	Conversion Date	Deadline by which a convertible security must be converted, according to the terms of the issue.
COUP	Coupon Date	Next payment date of an interest bearing financial instrument.
DDTE	Dated Date	Date on which an interest bearing financial instrument begins to accrue interest.
EXPI	Expiry Date	Date on which an order expires or at which a privilege or offer terminates.
FRNR	Floating Rate Fixing Date	Date on which the interest rate or redemption price will be/was calculated, according to the terms of the issue.
ISSU	Issue Date	Date on which the financial instrument is issued.
MATU	Maturity Date	Date on which a financial instrument becomes due and assets are to be repaid.
PUTT	Put Date	Date on which a holder of a financial instrument has the right to request redemption of the principal amount prior to its scheduled maturity date.

Format

Qualifier (9)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CLBR	N	A	Coupon Date
2	F	DEAL	N	A	Expiry Date
3	F	DIRT	N	A	Floating Rate Fixing Date
4	F	FSBN	N	A	Maturity Date
5	F	ETC2	N	A	Issue Date
6	F	BOOK	N	A	Call Date
7	F	MKTV	N	A	Put Date
8	F	COFF	N	A	Dated Date
9	F	CINL	N	A	Conversion Date

23

92a

Definition

This qualified generic field specifies:

DECL	Percentage of Debt Claims	Percentage of the underlying assets of a fund that represents a debt, for example, in the context of the EU Savings directive.
INTR	Interest Rate	Annual rate of a financial instrument.
NWFC	Next Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) that will applicable after the redemption (factor) date.
NXRT	Next Interest Rate	Interest rate applicable to the next interest payment period in relation to variable rate instruments.
PRFC	Previous Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) until the next redemption (factor) date.
WAPA	Warrant Parity	Provides the ratio between the quantity of warrants and the quantity of underlying securities.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEET	N	A	Previous Factor
2	F	INVE	N	A	Next Factor
3	F	ESTT	N	A	Interest Rate
4	F	IPRC	N	A	Next Interest Rate
5	F	COLE	N	A	Percentage of Debt Claims
6	F	REMA	N	D	Warrant Parity

24

36B

Definition

This qualified generic field specifies:

MINO	Minimum Nominal Quantity	Minimum nominal quantity of financial instrument.
SIZE	Contract Size	Ratio or multiplying factor used to convert one contract into a financial instrument quantity.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	GETS	N		B	Minimum Nominal Quantity
2	F	PAYE	N		B	Contract Size

Codes

Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

25

16S

26

93a

Definition

This qualified generic field specifies:

AFFB	Affected Balance	Balance that has been affected by the process run through the event.
BLOK	Blocked Balance	Balance of financial instruments that are blocked.
BORR	Borrowed Balance	Balance of financial instruments that have been borrowed from another party.
COLI	Collateral In Balance	Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
COLO	Collateral Out Balance	Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
CONB	Confirmed Balance	Balance to which the payment applies (less or equal to the total eligible balance).
ELIG	Total Eligible for Corporate Action Balance	Total balance of securities eligible for this corporate action event. The entitlement calculation is based on this balance.
LOAN	On Loan Balance	Balance of financial instruments that have been loaned to a third party.
NOMI	Registered Balance	Balance of financial instruments that are registered (in the name of a nominee name or of the beneficial owner).
PEND	Pending Delivery Balance	Balance of financial instruments that are pending delivery.
PENR	Pending Receipt Balance	Balance of financial instruments that are pending receipt.
REGO	Out for Registration Balance	Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).
SETT	Settlement Position Balance	Balance of securities representing only settled transactions; pending transactions not included.
SPOS	Street Position Balance	Balance of financial instruments that remain registered in the name of the prior beneficial owner.
TRAD	Trade Date Position Balance	Balance of securities based on trade date, that is, includes all pending transactions in addition to the balance of settled transactions.
TRAN	In Transshipment Balance	Balance of physical securities that are in the process of being transferred from one depository/agent to another.
UNAF	Unaffected Balance	Balance that has not been affected by the process run through the event.

Format

Qualifier (17)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COVA	W	C6	B, C	Total Eligible for Corporate Action Balance
2	F	BAIN	N		B, C	Blocked Balance
3	F	BIDI	N		B, C	Borrowed Balance
4	F	CERT	N		B, C	Collateral In Balance
5	F	CERT	N		B, C	Collateral Out Balance
6	F	EXRQ	N		B, C	On Loan Balance
7	F	LOTS	W		B, C	Pending Delivery Balance
8	F	LOTS	W		B, C	Pending Receipt Balance
9	F	NEWD	N		B, C	Out for Registration Balance
10	F	PAIR	W		B, C	Settlement Position Balance
11	F	PENF	N		B, C	Street Position Balance
12	F	PTYB	N		B, C	Trade Date Position Balance
13	F	PUTT	N		B, C	In Transshipment Balance
14	F	INST	N		B, C	Registered Balance
15	O	CGEN	N		B, C	Confirmed Balance
16	F	ADVI	N		B, C	Affected Balance
17	F	REDP	N		B, C	Unaffected Balance

Codes

In option B, if Data Source Scheme is not present, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, if Qualifier is ELIG, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Full Period Units: Number of units of a fund that were purchased in a previous distribution period and/or held at the beginning of a distribution period, for example Group I Units in the UK.

Part Way Period Units: Number of units of a fund that were purchased part way throughout a distribution period, for example Group II Units in the UK.

In option C, if Qualifier is BLOK or Qualifier is BORR or Qualifier is COLI or Qualifier is COLO or Qualifier is LOAN or Qualifier is REGO or Qualifier is SPOS or Qualifier is TRAD or Qualifier is TRAN or Qualifier is NOMI or Qualifier is CONB or Qualifier is AFFB or Qualifier is UNAF, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Eligible: Balance of securities eligible for this corporate action event.

Not Eligible: Balance of securities not eligible for this corporate action event.

In option C, if Qualifier is PEND or Qualifier is PENR or Qualifier is SETT, Balance Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Eligible: Balance of securities eligible for this corporate action event.

Full Period Units: Number of units of a fund that were purchased in a previous distribution period and/or held at the beginning of a distribution period, for example Group I Units in the UK.

Not Eligible: Balance of securities not eligible for this corporate action event.

Part Way Period Units: Number of units of a fund that were purchased part way throughout a distribution period, for example Group II Units in the UK.

27

16S

Sequenz C - Corporate Action Details [ fakultativ, nicht wiederholend ]

No.

Tag

Option

Name

Status

28

16R

29

98a

Definition

This qualified generic field specifies:

ANOU	Announcement Date/Time	Date/time at which the issuer announced that a corporate action event will occur.
CERT	Certification Deadline Date/Time	Deadline by which the beneficial ownership of securities must be declared.
EFFD	Effective Date/Time	Date/time at which an event is officially effective from the issuer's perspective.
EQUL	Equalization Date/Time	Date/time at which all or part of any holding bought in a unit trust is subject to being treated as capital rather than income. This is normally one day after the previous distribution's ex date.
IFIX	Fixing Date/Time	Date/time at which an index/rate/price/value will be determined.
LOTO	Lottery Date/Time	Date/time at which the lottery is run and applied to the holder's positions. This is also applicable to partial calls.
MATU	New Maturity Date/Time	Date/time to which the maturity date of an interest bearing security is extended.
MEET	Meeting Date/Time	Date/time at which the bondholders' or shareholders' meeting will take place.
PROD	Proration Date/Time	Date/time at which the issuer will determine a proration amount/quantity of an offer.
RDTE	Record Date/Time	Date/time at which positions are struck at the end of the day to note which parties will receive the relevant amount of entitlement, due to be distributed on payment date.
REGI	Deadline to Register	Date/time at which instructions to register or registration details will be accepted.
RESU	Results Publication Date/Time	Date/time at which results are published, for example, results of an offer.
SPLT	Deadline to Split	Deadline by which instructions must be received to split securities, for example, of physical certificates.
TAXB	Deadline for Tax Breakdown Instructions	Date/time until which tax breakdown instructions will be accepted.
UNCO	Unconditional Date/Time	Date/time upon which the terms of the take-over become unconditional as to acceptances.
WUCO	Wholly Unconditional Date/Time	Date/time at which all conditions, including regulatory, legal etc. pertaining to the take-over, have been met.
XDTE	Ex-Dividend or Distribution Date/Time	Date/time as from which trading (including exchange and OTC trading) occurs on the underlying security without the benefit.

Format

Qualifier (17)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	AGRE	N	A, B, C	Announcement Date/Time
2	F	CAEV	N	A, B, C	Certification Deadline Date/Time
3	F	REPO	N	A, B, C	Ex-Dividend or Distribution Date/Time
4	F	COUP	N	A, B, C	Effective Date/Time
5	F	MFDV	N	A, B, C	Proration Date/Time
6	F	NEWA	N	A, B, C	Deadline to Register
7	F	OCMT	N	A, B, C	Results Publication Date/Time
8	F	PEND	N	A, B, C	Deadline to Split
9	F	FXCX	N	A, B, C, E	Meeting Date/Time
10	F	NAVR	N	A, B, C	Record Date/Time
11	F	PREV	N	A, B, C	Deadline for Tax Breakdown Instructions
12	F	FIOP	N	A, B, C	Lottery Date/Time
13	F	REGF	N	A, B, C	Unconditional Date/Time
14	F	REPL	N	A, B, C	Wholly Unconditional Date/Time
15	F	CPTB	N	A, B, C	Equalization Date/Time
16	F	FSBN	N	A, B, C	New Maturity Date/Time
17	F	EARL	N	A, B, C	Fixing Date/Time

Codes

In option B, if Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

30

69a

Definition

This qualified generic field specifies:

BLOK	Blocking Period	Period during which the security is blocked.
BOCL	Book Closure Period	Period defining the last date on which shareholder registration will be accepted by the issuer and the date on which shareholder registration will resume.
CLCP	Claim Period	Period assigned by the court in a class action. It determines the client's eligible transactions that will be included in the class action and used to determine the resulting entitlement.
CSPD	Compulsory Purchase Period	Period during a take-over where any outstanding equity must be purchased by the take-over company.
INPE	Interest Period	Period during which the interest rate has been applied.
PRIC	Price Calculation Period	Period during which the price of a security is determined.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	BAIN	N	A, B, C, D, E, F	Blocking Period
2	F	MEOR	N	A, B, C, D, E, F	Price Calculation Period
3	F	EQUL	N	A, B, C, D, E, F	Interest Period
4	F	COAF	N	A, B, C, D, E, F	Compulsory Purchase Period
5	F	CASH	N	A, B, C, D, E, F	Claim Period
6	F	BAST	N	A, B, C, D, E, F	Book Closure Period

Codes

In option C or D or E or F, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

31

99A

Definition

This qualified generic field specifies:

DAAC

Number of Days Accrued

Number of days used for calculating the accrued interest amount.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COAX	N		A	Number of Days Accrued

32

92a

Definition

This qualified generic field specifies:

BIDI	Bid Interval Rate	Acceptable price increment used for submitting a bid.
INTR	Interest Rate	Annual rate of a financial instrument.
NWFC	Next Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) that will be applicable after the redemption (factor) date.
PRFC	Previous Factor	Factor used to calculate the value of the outstanding principal of the financial instrument (for factored securities) until the next redemption (factor) date.
PTSC	Percentage Sought	Percentage of securities the offeror/issuer will purchase or redeem under the terms of the event. This can be a number or the term 'any and all'.
RDIS	Reinvestment Discount Rate to Market	Rate of discount for securities purchased through a reinvestment scheme as compared to the current market price of security.
RLOS	Realised Loss	For structured security issues where there is a set schedule of principal and interest payments for the life of the issue, this is the difference between the actual rate of the capital or principal repayment and the scheduled capital repayment.
SHRT	Interest Shortfall	For structured security issues where there is a set schedule of principal and interest payments for the life of the issue, this is the difference between the actual rate of the interest payment and the expected or scheduled rate of the interest payment.

Format

Qualifier (8)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	NAVL	N	A	Reinvestment Discount Rate to Market
2	F	ESTT	N	A, F	Interest Rate
3	F	AVAI	N	F, P	Bid Interval Rate
4	F	INVE	N	A	Next Factor
5	F	MEET	N	A	Previous Factor
6	F	MKTB	N	A, K	Percentage Sought
7	F	PAYD	N	A, F	Interest Shortfall
8	F	OFFR	N	A, F	Realised Loss

Codes

In option K, if Qualifier is PTSC, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Any and All

33

90a

Definition

This qualified generic field specifies:

MAXP	Maximum Price	Maximum or cap price at which a holder can bid, for example on a Dutch auction offer.
MINP	Minimum Price	Minimum or floor price at which a holder can bid, for example on a Dutch auction offer.
MRKT	Market Price	Last reported/known price of a financial instrument in a market.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	INBR	N	A, B	Market Price
2	F	FXCO	N	A, B, L	Maximum Price
3	F	GIUP	N	A, B, L	Minimum Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Lot: Price expressed as an amount of money per lot.

Premium: Price expressed as a premium.

34

36a

Definition

This qualified generic field specifies:

BOLQ	Back End Odd Lot Quantity	Represents the presence of a back end odd lot provision and the quantity of equity required after proration to be eligible for this privilege.
FOLQ	Front End Odd Lot Quantity	Specifies that if an order is prorated holders of odd lots who tender their full position will not have tendered position prorated but rather accepted in full.
FRAQ	Fractional Quantity	Fractional quantity resulting from an event which will be paid with cash in lieu.
NBLT	New Board Lot Quantity	Quantity of equity that makes up the new board lot.
NEWD	New Denomination Quantity	New Denomination of the equity following, for example, an increase or decrease in nominal value.
QTSO	Quantity Sought	Quantity of securities the offeror/issuer will purchase or redeem under the terms of the event. This can be a number or the term "any and all".

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	BENE	N	B, C	Back End Odd Lot Quantity
2	F	MTCH	N	B, C	Quantity Sought
3	F	DENO	N	B, C	Front End Odd Lot Quantity
4	F	INDX	N	B	New Board Lot Quantity
5	F	INOU	N	B	New Denomination Quantity
6	F	DFLT	N	B	Fractional Quantity

Codes

In option B, Quantity Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Amortised Value: Quantity expressed as an amount representing the current amortised face amount of a bond, for example, a periodic reduction/increase of a bond's principal amount.

Face Amount: Quantity expressed as an amount representing the face amount, that is, the principal, of a debt instrument.

Unit Number: Quantity expressed as a number, for example, a number of shares.

In option C, Quantity Code must contain the following code:

Code

Bedeutung des Codes

All Securities: Instruction applies to the entire eligible balance of underlying securities.

35

13a

Definition

This qualified generic field specifies:

COUP

Coupon Number

Number of the coupon attached/associated with a security.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CLBR	W		A, B	Coupon Number

36

17B

Definition

This qualified generic field specifies:

CERT	Certification/Breakdown Flag	Indicates whether certification/breakdown is required.
COMP	Information to be Complied With	Indicates whether restrictions apply to the event.
RCHG	Charges Flag	Indicates whether charges apply to the holder, for instance redemption charges.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	CAEV	N	B	Certification/Breakdown Flag
2	F	NAVD	N	B	Charges Flag
3	F	CFRE	N	B	Information to be Complied With

Codes

Flag must contain one of the following codes:

Code

Bedeutung des Codes

No

Yes

37

22F

Definition

This qualified generic field specifies:

ADDB	Additional Business Process Indicator	Specifies the additional business process linked to a corporate action event such as a claim compensation or tax refund.
CHAN	Change Type Indicator	Specifies the type of change announced.
CONV	Conversion Type Indicator	Specifies the conversion type of an instrument.
DITY	Occurrence Type Indicator	Specifies the conditions in which the instructions and/or payment of the proceeds occurs.
DIVI	Dividend Type Indicator	Specifies the conditions in which a dividend is paid.
ECIO	Capital Gain In/Out Indicator	Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units ( ...) (Article 6(1d)).
LOTO	Lottery Type	Specifies the type of lottery announced.
OFFE	Offer Type Indicator	Specifies the conditions that apply to the offer.
RHDI	Intermediate Securities Distribution Type Indicator	Intermediates securities distribution type.
TDTA	TID/TIS Calculated Indicator	Specifies whether the fund calculates the taxable income per dividend/taxable income per share.

Format

Qualifier (10)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	COMP	N		F	Dividend Type Indicator
2	F	CINL	N		F	Conversion Type Indicator
3	F	COMM	N		F	Occurrence Type Indicator
4	F	ISSU	W		F	Offer Type Indicator
5	F	ACRU	W		F	Additional Business Process Indicator
6	F	CANC	W		F	Change Type Indicator
7	F	OFFE	N	C5	F	Intermediate Securities Distribution Type Indicator
8	F	COST	N		F	Capital Gain In/Out Indicator
9	F	PRIC	N		F	TID/TIS Calculated Indicator
10	F	FIOP	N		F	Lottery Type

Codes

If Qualifier is DIVI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: Payment of a dividend, less the amounts already paid through interim dividends.

Interim: Dividend declared and paid before annual earnings have been determined.

Regular: Dividend paid at regular interval, for example, quarterly.

Reinvestment: Reinvestment of Cash distributed.

Special: Dividend in addition to the regular dividend being paid by the company.

If Qualifier is CONV and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: This is a final conversion.

Interim: This is an interim conversion.

If Qualifier is DITY and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Final: This is a final payment.

Interim: This is an interim payment.

Ongoing: The event is ongoing for acceptance on an unsolicited basis.

Rolling: Event will have a number of acceptance and payment dates until further announcement by the Issuer or its agent.

If Qualifier is OFFE and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Dissenter's Rights: Securities' holder has the right to disagree with a mandatory event. This right is not inherent in all offers and therefore must be noted in announcements only when applicable.

Restriction Exchange: Exchange of Restricted to Unrestricted (or vice versa).

First Come First Served: Securities will be accepted in the order they have been submitted until the target number of quantity sought is reached.

Final Offer: Final or last offer to holders subject to offer conditions being reached, for example, 50% accepted on a tender.

Partial Offer: Partial offer.

Squeeze Out Bid: Offer launched by a company, in possession of a large number of the shares (90% - 95%) of a company (generally as a result of a tender offer), in order to acquire the remaining shares of that company.

If Qualifier is ADDB and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Automatic Market Claims: Will automatically give rise to market claims by the account servicer (typically, a CSD).

Subject to Transformation: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system and replaced with transactions in the outturn resource(s).

Claim or Compensation: Relates to a claim on the associated corporate action event.

Cancel Underlying Trades: As a result of the Corporate Action, all transactions in the underlying security will be cancelled by the system.

Consent: Relates to a consent within a corporate action event other than a Consent event (:22F::CAEV//CONS).

Full Pre-Funding: Full pre-funding of a debt instrument by the issuer prior to original maturity when the issuer deposits assets in trust. Applicable only in the frame of a partial defeasance corporate action event.

No Automatic Market Claims and Transformations: The event will not automatically give rise to market claims and transformations by the account servicer (typically, a CSD).

No Split Election: The issuer only allows a single option to be selected per designated holding.

Partial Pre-Funding: Partial pre-funding of a debt instrument prior to maturity drawn through a lottery process. One new security is issued with an earlier maturity date for the refunded (called portion) and the other new security is issued with the original maturity date for the non refunded (remaining) portion. Applicable only in the frame of a partial defeasance corporate action event.

Partial Mandatory Put Redemption: Partial mandatory exchange of a portion of bonds where the exchanged securities are usually remarketed. The issuer may offer holders the right to retain instead of exchanging their securities. A lottery will be used to determine eligibility for the event.

Scheme/Plan of Arrangement: Component event of a scheme/plan of arrangement: a reorganisation of a company or a group of companies, and their capital.

Tax Refund: Relates to a tax refund from the authorities on the associated corporate action event.

If Qualifier is CHAN and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Bearer to Registered: Change from bearer into registered form.

Certificates: Change of all instruments into certificates.

Decimalisation: Process of changing the accounting method of a security, for example, mutual fund, from units to a quantity with decimals.

Dematerialised to Physical: Change from dematerialised into physical form.

Global Permanent to Physical: Change from global permanent to physical form.

Global Temporary to Global Permanent: Change from global temporary to global permanent form.

Global Temporary to Physical: Change from global temporary to physical form.

Name: Change of the issuing company's name. Event shows the change from old name to new name and may involve surrendering physical shares with the old name to the registrar.

Physical to Dematerialised: Change from physical into dematerialised form.

Registered to Bearer: Change from registered into bearer form.

Terms: Change in the terms of the security.

If Qualifier is RHDI and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Reverse Rights: Distribution of reverser rights.

Bonus Rights: Distribution of bonus rights.

Dividend Reinvestment Securities: Distribution of dividend reinvestment securities.

Cash Dividend: Distribution of cash to shareholders, in proportion to their equity holding. Ordinary dividends are recurring and regular. Shareholder must take cash and may be offered a choice of currency.

Dividend Option: Distribution of dividend option.

Scrip Dividend/Payment: Dividend or interest paid in the form of scrip.

Stock Dividend: Dividend paid to shareholders in the form of shares of stock.

Exchange: Exchange of holdings for other securities and/or cash. The exchange can be either mandatory or voluntary involving the exchange of outstanding securities for different securities and/or cash. For example "exchange offer", "capital reorganisation" or "funds separation".

Subscription Rights: Distribution of subscription rights.

Interest Payment: Interest payment distributed to holders of an interest bearing asset.

Liquidation Dividend/Liquidation Payment: A distribution of cash, assets or both.

Merger: Exchange of outstanding securities, initiated by the issuer which may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange.

Open Offer Rights: Distribution of open offer rights.

Spin-Off: A distribution of securities issued by another company. The distributed securities may either be of a newly created or of an existing company. For example, spin-off, demerger, unbundling, divestment.

Stock Split/Change in Nominal Value/Subdivision: Increase in a corporation's number of outstanding equities without any change in the shareholder's equity or the aggregate market value at the time of the split. Equity price and nominal value are reduced accordingly.

If Qualifier is ECIO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

In Scope: Capital gain is in the scope of the directive.

Not In Scope: Capital gain is out of the scope of the directive.

Unknown: Unknown whether capital gain is in or out of the scope of the directive.

If Qualifier is TDTA and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Not Calculated: The fund is NOT calculating the taxable income per dividend/taxable income per share.

Calculated: The fund is calculating the taxable income per dividend/taxable income per share.

Unknown: Unknown whether the fund is calculating the taxable income per dividend/taxable income per share.

If Qualifier is LOTO and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Original Lottery Notification: Original lottery that has been announced for a specific amount and date.

Supplemental Lottery Notification: Supplemental or additional quantity called on a previously announced original lottery.

38

16S

Sequenz D - Corporate Action Confirmation [ obligatorisch, nicht wiederholend ]

No.

Tag

Option

Name

Status

39

16R

40

13A

Definition

This qualified generic field specifies:

CAON

CA Option Number

Number identifying the available corporate action options.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	BOTB	N		A	CA Option Number

41

22a

Definition

This qualified generic field specifies:

CAOP	Corporate Action Option Code Indicator	Specifies the corporate action options available to the account owner.
DISF	Disposition of Fractions Indicator	Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate.
OPTF	Option Features Indicator	Specifies the features that may apply to a corporate action option.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	BPAR	N	F, H	Corporate Action Option Code Indicator
2	F	LDCO	W	F	Option Features Indicator
3	F	COMM	N	F	Disposition of Fractions Indicator

Codes

In option F, if Qualifier is CAOP and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Abstain: Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.

Vote Against Management: Vote against management.

Bonus Share Plan: Receive equities from the Share Premium Reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).

Buy Up: Buy additional securities to round up position.

Cash and Securities: Corporate action option includes a distribution of both cash and securities to holders.

Cash: Distribution of cash to holders.

Consent and Exchange: Vote to consent to change the terms of the securities agreement and to exchange securities.

Consent Denied: Vote not to approve the event or proposal.

Consent Granted: Vote to approve the event or proposal.

Consent and Tender: Vote to consent to change the terms of the securities agreement and to tender securities for cash.

Exercise: Exercise intermediate securities or warrants.

Lapse: Allow event or entitled security to expire.

Mark-Down: Mark down the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs.

Mark-Up: Mark up the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs).

Vote With Management: Vote with management.

Retain: An option that allows a holder to elect to retain their holding, for example, a putable bond.

No Action: Option for the account owner not to take part in the event. This would include opt-out for class actions and lodging of dissenters' rights.

Non Qualified Investor: The account owner is a Non-Qualified Investor.

Proposed Rate: In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.

Other: Generic corporate action option to be used in case that no other specific code is appropriate.

Oversubscribe: Subscribe to more equities than underlying securities position allows.

Proxy Card: Issue a proxy card in case of voting.

Unknown Proceeds: Proceeds not known during election period. The option can result in cash and/or securities.

Qualified Investor: The account owner is a Qualified Investor.

Securities Option: Distribution of securities to holders.

Sell Entitlement: Sell the intermediate securities.

Split Instruction: Option to give a split instruction, for example, a split voting instruction on a meeting.

In option H, if Qualifier is CAOP, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Abstain: Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.

Vote Against Management: Vote against management.

Bonus Share Plan: Receive equities from the Share Premium Reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).

Buy Up: Buy additional securities to round up position.

Cash and Securities: Corporate action option includes a distribution of both cash and securities to holders.

Cash: Distribution of cash to holders.

Consent and Exchange: Vote to consent to change the terms of the securities agreement and to exchange securities.

Consent Denied: Vote not to approve the event or proposal.

Consent Granted: Vote to approve the event or proposal.

Consent and Tender: Vote to consent to change the terms of the securities agreement and to tender securities for cash.

Exercise: Exercise intermediate securities or warrants.

Lapse: Allow event or entitled security to expire.

Mark-Down: Mark down the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs.

Mark-Up: Mark up the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs).

Vote With Management: Vote with management.

Retain: An option that allows a holder to elect to retain their holding, for example, a putable bond.

No Action: Option for the account owner not to take part in the event. This would include opt-out for class actions and lodging of dissenters' rights.

Non Qualified Investor: The account owner is a Non-Qualified Investor.

Proposed Rate: In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.

Other: Generic corporate action option to be used in case that no other specific code is appropriate.

Oversubscribe: Subscribe to more equities than underlying securities position allows.

Proxy Card: Issue a proxy card in case of voting.

Unknown Proceeds: Proceeds not known during election period. The option can result in cash and/or securities.

Qualified Investor: The account owner is a Qualified Investor.

Securities Option: Distribution of securities to holders.

Sell Entitlement: Sell the intermediate securities.

Split Instruction: Option to give a split instruction, for example, a split voting instruction on a meeting.

In option F, if Qualifier is OPTF and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Conditional: Feature whereby the holder can elect to place a condition on the acceptance of the option.

Maximum Cash: Maximum cash option, may be subject to scaling, as such you may receive a combination of cash and securities outturn.

Maximum Securities: Maximum stock option, may be subject to scaling, as such you may receive a combination of securities and cash outturn.

Odd Lot Preference: Tender or Exchange with the Odd Lot Preference.

Pro Ration: Feature whereby the option can be subject to pro ration in case, for example, of over-subscription.

Reduced Withholding Tax: Reduced withholding tax rate applies to the option.

In option F, if Qualifier is DISF and Data Source Scheme is not present, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Buy Up: Buy securities up to next whole number.

Fractional Part for Cash: Receive cash in lieu of fractions.

Distributed: Take distribution of fractions in the form of securities.

Round Down: Round the entitlement down to the last full unit/minimum nominal quantity, fractions are discarded.

Round Up: Round up to the next full unit/minimum nominal quantity at no cost.

Standard: If the fraction is greater than or equal to 0.5 of the resulting security then round up, else round down as specified in the respective RDUP and RDDN codes.

42

11A

Definition

This qualified generic field specifies:

OPTN

Currency Option

Currency in which the cash disbursed from an interest or dividend payment is offered.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	LDFP	N		A	Currency Option

43

98a

Definition

This qualified generic field specifies:

CVPR	Cover Expiration Date/Time	Last day a holder can deliver the securities that it had elected on and/or previously protected.
EXPI	Expiry Date/Time	Date/time at which an order expires or on which a privilege or offer terminates.
MKDT	Market Deadline Date/Time	Issuer or issuer's agent deadline to respond, with an election instruction, to an outstanding offer or privilege.
PODT	Protect Date/Time	Last date/time a holder can request to defer delivery of securities pursuant to a notice of guaranteed delivery or other required documentation.
RDDT	Response Deadline Date/Time	Date/time at which the account servicer has set as the deadline to respond, with instructions, to an outstanding event. This time is dependent on the reference time zone of the account servicer as specified in an SLA.
SUBS	Subscription Cost Debit Date/Time	Date/time by which cash must be in place in order to take part in the event.
TRAD	Trade Date/Time	Date/time at which the deal (rights) was agreed.

Format

Qualifier (7)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	DEAL	N	A, B, C	Expiry Date/Time
2	F	GUAR	N	A, B, C, E	Market Deadline Date/Time
3	F	MAIL	N	A, B, C, E	Protect Date/Time
4	F	PRCV	N	A, B, C	Subscription Cost Debit Date/Time
5	F	NAVD	N	A, B, C, E	Response Deadline Date/Time
6	F	COAP	N	A, B, C, E	Cover Expiration Date/Time
7	F	PTYB	N	A, B, C, E	Trade Date/Time

Codes

In option B, if Data Source Scheme is not present, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

44

69a

Definition

This qualified generic field specifies:

PARL	Parallel Trading Period	Period during which both old and new equity may be traded simultaneously, for example, consolidation of equity or splitting of equity.
PRIC	Price Calculation Period	Period during which the price of a security is determined.
PWAL	Period of Action	Period during which the specified option, or all options of the event, remains valid, for example, offer period.

Format

Qualifier (3)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	MEOR	N	A, B, C, D, E, F	Price Calculation Period
2	F	MOPN	N	A, B, C, D, E, F	Period of Action
3	F	LOCL	N	A, B, C, D, E, F	Parallel Trading Period

Codes

In option C or D or E or F, Date Code must contain one of the following codes:

Code

Bedeutung des Codes

Ongoing Basis: Date is determined by "on going basis" process, for example "au fil de l'eau".

Unknown Date: Date is unknown by the sender or has not been established.

45

92a

Definition

This qualified generic field specifies:

ATAX	Additional Tax	Rate used for additional tax that cannot be categorised.
GRSS	Gross Dividend Rate	Cash dividend amount per equity before deductions or allowances have been made.
INDX	Index Factor	Public index rate applied to the amount paid to adjust it to inflation.
INTP	Interest Rate Used for Payment	The actual interest rate used for the payment of the interest for the specified interest period.
NETT	Net Dividend Rate	Cash dividend amount per equity after deductions or allowances have been made.
OVEP	Maximum Allowed Oversubscription Rate	A maximum percentage of shares available through the over subscription privilege, usually a percentage of the basic subscription shares, for example, an account owner subscribing to 100 shares may over subscribe to a maximum of 50 additional shares when the over subscription maximum is 50%.
PROR	Pro-Ration Rate	Proportionate allocation used for the offer.
TAXR	Withholding Tax Rate	Percentage of a cash distribution that will be withheld by the tax authorities of the jurisdiction of the issuer, for which a relief at source and/or reclaim may be possible.
TDMT	Taxable Income Per Dividend/Share	Amount included in the dividend/NAV that is identified as gains directly or indirectly derived from interest payments, for example, in the context of the EU Savings directive.
WITL	Second Level Tax	Rate at which the income will be withheld by a jurisdiction other than the jurisdiction of the issuer's country of tax incorporation, for which a relief at source and/or reclaim may be possible. It is levied in complement or offset of the withholding tax rate (TAXR) levied by the jurisdiction of the issuer's tax domicile.

Format

Qualifier (10)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	DSPL	W	C3, C4	F, H, J	Gross Dividend Rate
2	F	PREX	W	C8	A, F, R	Withholding Tax Rate
3	F	EMAI	N		A, F	Index Factor
4	F	ALMR	N		A, F	Additional Tax
5	F	LIDT	N		A	Maximum Allowed Oversubscription Rate
6	F	MICO	N		A	Pro-Ration Rate
7	F	ESTA	W		A, F, J	Interest Rate Used for Payment
8	F	PRIC	W		J	Taxable Income Per Dividend/Share
9	F	INMH	W	C3, C4	F, H, J	Net Dividend Rate
10	F	REMU	W		A, F, R	Second Level Tax

Codes

In option H, Rate Status must contain one of the following codes:

Code

Bedeutung des Codes

Actual Rate: Rate is actual.

Indicative Rate: Rate is indicative.

In option J, if Qualifier is GRSS and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Capital Portion: Rate relating to the underlying security for which capital is distributed.

Fully Franked: Fully franked.

Income Portion: Rate relating to the underlying security for which income is distributed.

Interest: Rate relating to the underlying security for which interest is paid.

Long Term Capital Gain: Long term capital gain.

Real Estate Property Income Portion: Rate of income distribution originated by real estate investment.

Sundry/Other Income: Rate relating to the underlying security for which other income is paid.

Short Term Capital Gain: Short term capital gain.

Taxable Portion: Rate relating to the underlying security for which tax is charged.

Tax Deferred: Rate relating to the underlying security for which tax is deferred.

Tax Free: Rate relating to the underlying security which is not taxable.

Unfranked

In option J, if Data Source Scheme is not present, Rate Status, when present, must contain one of the following codes:

Code

Bedeutung des Codes

Actual Rate: Rate is actual.

Indicative Rate: Rate is indicative.

In option R, if Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Back Up Withholding: Withholding tax related to payments subject to Back up Withholding.

FATCA Tax: Withholding Tax related to income subject to FATCA (Foreign Account Tax Compliance Act).

NRA Tax: Withholding tax related to income subject NRA (Non Resident Alien).

In option J, if Qualifier is INTP and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Scheduled: Rate of the scheduled payment.

Unscheduled: Rate of the unscheduled payment.

In option J, if Qualifier is TDMT and Data Source Scheme is not present, Rate Type Code must contain the following code:

Code

Bedeutung des Codes

Taxable Portion: Rate relating to the underlying security for which tax is charged.

In option J, if Qualifier is NETT and Data Source Scheme is not present, Rate Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Capital Portion: Rate relating to the underlying security for which capital is distributed.

Fully Franked: Fully franked.

Income Portion: Rate relating to the underlying security for which income is distributed.

Interest: Rate relating to the underlying security for which interest is paid.

Real Estate Property Income Portion: Rate of income distribution originated by real estate investment.

Sundry/Other Income: Rate relating to the underlying security for which other income is paid.

Taxable Portion: Rate relating to the underlying security for which tax is charged.

Tax Deferred: Rate relating to the underlying security for which tax is deferred.

Tax Free: Rate relating to the underlying security which is not taxable.

Unfranked

46

90a

Definition

This qualified generic field specifies:

CINL	Cash in Lieu of Shares Price	Cash disbursement in lieu of equities; usually in lieu of fractional quantity.
OSUB	Over-subscription Deposit Price	Amount of money required per over-subscribed equity as defined by the issuer.

Format

Qualifier (2)

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	CANC	N		A, B	Cash in Lieu of Shares Price
2	F	LEVY	N		A, B	Over-subscription Deposit Price

Codes

In option A, Percentage Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Discount: Price expressed as the number of percentage points below par, for example, a discount price of 2.0% equals a price of 98 when par is 100.

Percentage: Price expressed as a percentage of par.

Premium: Price expressed as the number of percentage points above par, for example, a premium price of 2.0% equals a price of 102 when par is 100.

Yield: Price expressed as a yield.

In option B, Amount Type Code must contain one of the following codes:

Code

Bedeutung des Codes

Actual Amount: Price expressed as an amount of currency per unit or per share.

Discount: Price expressed as a discount amount.

Lot: Price expressed as an amount of money per lot.

Premium: Price expressed as a premium.

47

94B

Definition

This qualified generic field specifies:

TRAD

Place of Trade

Place where the trade (ex: rights sell) was executed.

Format

Qualifier

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	PTYB	N		B	Place of Trade

Codes

If Data Source Scheme is not present, Place Code must contain one of the following codes:

Code

Bedeutung des Codes

Stock Exchange: Place of trade is a stock exchange.

Over The Counter: Place of trade is over the counter.

Primary Market: Place of trade is the primary market.

Secondary Market: Place of trade is the secondary market.

Various: Various places of trade.

Sequenz D1 - Securities Movement [ fakultativ, wiederholend ]

No.

Tag

Option

Name

Status

48

16R

49

22a

Definition

This qualified generic field specifies:

CRDB	Credit/Debit Indicator	Specifies whether the value is a debit or credit.
ETYP	Type of Exemption	Specifies the basis for the reduced rate of withholding.
ITYP	Type of Income	Specifies the type of income.
NSIS	New Securities Issuance Indicator	Indicates whether the securities are newly issued or not.
TEMP	Temporary Indicator	Specifies that the security identified is a temporary security identification used for processing reasons, for example, contra security used in the US.
TXAP	Issuer/Offeror Taxability Indicator	Proceeds are taxable according to the information provided by the issuer/offeror.

Format

Qualifier (6)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	CLPR	N	H	Credit/Debit Indicator
2	F	PRIN	N	F	Temporary Indicator
3	F	INTR	N	H	New Securities Issuance Indicator
4	F	CVPR	W	F	Type of Exemption
5	F	ETPD	N	F	Type of Income
6	F	REAG	N	F	Issuer/Offeror Taxability Indicator

Codes

In option H, if Qualifier is CRDB, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Credit: Value is a credit.

Debit: Value is a debit.

In option F, if Qualifier is TEMP and Data Source Scheme is not present, Indicator must contain the following code:

Code

Bedeutung des Codes

Temporary Financial Instrument Identification: Temporary financial instrument identification used for processing reasons.

In option H, if Qualifier is NSIS, Indicator must contain one of the following codes:

Code

Bedeutung des Codes

Defeased Security Indicator: Funds have been placed in escrow by a trustee or agent to ensure payment on a portion of the outstanding balance of the original security on maturity date.

Non Defeased Security Indicator: Funds will not be guaranteed at maturity by the issuer or paying agent for this newly issued non-defeased security.

Non-Refunded Security Indicator: New Security issued that has not been refunded and the maturity date of the original underlying security is unchanged. Applicable only in the frame of a partial defeasance corporate action event.

Refunded Security Indicator: New security issued which has been refunded to an earlier maturity date. Applicable only in the frame of a partial defeasance corporate action event.

If Qualifier is ETYP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of exemption type codes to be used in Indicator are provided in the document titled "ETYP-ITYP Exemption & Income Type Codes" that is available on the SMPG website at www.smpg.info.

If Qualifier is ITYP, Data Source Scheme must be used, for example, IRSX in the United States or DGIX in France. The lists of income type codes to be used in Indicator are provided in the document titled "ETYP-ITYP Exemption & Income Type Codes" that is available on the SMPG website at www.smpg.info.

If Qualifier is TXAP, Data Source Scheme must be used, for example, IRSX in the United States. The lists of Issuer/Offeror Taxability codes to be used in Indicator are provided in the document titled "TXAP Taxability Codes" that is available on the SMPG website at www.smpg.info.

Option A	:4!c//8!n	(Qualifier)(Date)
Option C	:4!c//8!n6!n	(Qualifier)(Date)(Time)

Option A	:4!c//3!c	(Qualifier)(Number Id)
Option B	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Number)

Option P	:4!c//4!a2!a2!c[3!c]	(Qualifier)(Identifier Code)
Option R	:4!c/8c/34x	(Qualifier)(Data Source Scheme)(Proprietary Code)

Option B	:4!c/[8c]/4!c[/30x]	(Qualifier)(Data Source Scheme)(Place Code)(Narrative)
Option C	:4!c//2!a	(Qualifier)(Country Code)
Option F	:4!c//4!c/4!a2!a2!c[3!c]	(Qualifier)(Place Code)(Identifier Code)

Option A	:4!c/[8c]/30x	(Qualifier)(Data Source Scheme)(Instrument Code or Description)
Option C	:4!c//6!c	(Qualifier)(CFI Code)

Option A	:4!c//[N]15d	(Qualifier)(Sign)(Rate)
Option D	:4!c//15d/15d	(Qualifier)(Quantity)(Quantity)

Option B	:4!c/[8c]/4!c/[N]15d	(Qualifier)(Data Source Scheme)(Quantity Type Code)(Sign)(Balance)
Option C	:4!c//4!c/4!c/[N]15d	(Qualifier)(Quantity Type Code)(Balance Type Code)(Sign)(Balance)

Option A	:4!c//8!n/8!n	(Qualifier)(Date)(Date)
Option B	:4!c//8!n6!n/8!n6!n	(Qualifier)(Date)(Time)(Date)(Time)
Option C	:4!c//8!n/4!c	(Qualifier)(Date)(Date Code)
Option D	:4!c//8!n6!n/4!c	(Qualifier)(Date)(Time)(Date Code)
Option E	:4!c//4!c/8!n	(Qualifier)(Date Code)(Date)
Option F	:4!c//4!c/8!n6!n	(Qualifier)(Date Code)(Date)(Time)

Option A	:4!c//4!c/[N]15d	(Qualifier)(Percentage Type Code)(Sign)(Price)
Option B	:4!c//4!c/3!a15d	(Qualifier)(Amount Type Code)(Currency Code)(Price)
Option L	:4!c//[N]15d	(Qualifier)(Sign)(Index Points)

Option B	:4!c//4!c/15d	(Qualifier)(Quantity Type Code)(Quantity)
Option C	:4!c//4!c	(Qualifier)(Quantity Code)

Option F	:4!c/[8c]/4!c	(Qualifier)(Data Source Scheme)(Indicator)
Option H	:4!c//4!c	(Qualifier)(Indicator)

MIEX	Minimum Quantity To Instruct	Minimum quantity of financial instrument that must be instructed.
MILT	Minimum Multiple Quantity To Instruct	Minimum multiple quantity of financial instrument that must be instructed.
MINO	Minimum Nominal Quantity	Minimum nominal quantity of financial instrument.
SIZE	Contract Size	Ratio or multiplying factor used to convert one contract into a financial instrument quantity.

COIN	Country of Income Source	Indicates the country from which the income originates.
SAFE	Place of Safekeeping	Location where the financial instruments are/will be safekept.

CAVA	Cash Value for Tax	Cash value of resulting securities proceeds for tax calculation and/or reporting.
CINL	Cash in Lieu of Shares Price	Cash disbursement in lieu of equities; usually in lieu of fractional quantity.
INDC	Indicative Price	Estimated price, for example, for valuation purposes.
MRKT	Market Price	Last reported/known price of a financial instrument in a market.
OFFR	Generic Cash Price Received per Product	Generic cash price received per product by the underlying security holder either as a percentage or an amount for example, redemption price.
PRPP	Generic Cash Price Paid per Product	Generic cash price paid per product by the underlying security holder either as a percentage or an amount or a number of points above an index, for example, reinvestment price, strike price and exercise price.

ADEX	Additional for Existing Securities	Quantity of additional securities for a given quantity of underlying securities where underlying securities are not exchanged or debited, for example, 1 for 1: 1 new equity credited for every 1 underlying equity = 2 resulting equities.
ADSR	Additional for Subscribed Resultant Securities	Quantity of additional intermediate securities/new equities awarded for a given quantity of securities derived from subscription.
CHAR	Charges/Fees	Rate used to calculate the amount of the charges/fees that cannot be categorised.
FISC	Fiscal Stamp	Percentage of fiscal tax to apply.
NEWO	New to Old	Quantity of new securities for a given quantity of underlying securities, where the underlying securities will be exchanged or debited, for example, 2 for 1: 2 new equities credited for every 1 underlying equity debited = 2 resulting equities.
RATE	Applicable Rate	Rate applicable to the event announced, for example, redemption rate for a redemption event.
TAXC	Tax Credit Rate	Amount of money per equity allocated as the result of a tax credit.
TRAX	Financial Transaction Tax Rate	Rate of financial transaction tax.

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ADDR	N		D, L	Additional for Existing Securities
2	F	INPA	N		D, L, M, N	New to Old
3	F	ADEX	N		D, L	Additional for Subscribed Resultant Securities
4	F	CANC	N		A, F	Charges/Fees
5	F	DEND	N		A	Fiscal Stamp
6	F	NAME	N		A	Applicable Rate
7	F	PREV	W	C3, C4	A, F, J	Tax Credit Rate
8	F	PWAL	N		A	Financial Transaction Tax Rate

AVAL	Available Date/Time For Trading	Date/time at which securities become available for trading, for example first dealing date.
DIVR	Dividend Ranking Date/Time	Date/time at which a security will be entitled to a dividend.
EARL	Earliest Payment Date/Time	Date/time at which a payment can be made, for example, if payment date is a non-business day or to indicate the first payment date of an offer.
PAYD	Payment Date/Time	Date/time at which the movement is due to take place (cash and/or securities).
POST	Posting Date/Time	Date of the posting (credit or debit) to the account.
PPDT	Pari Passu Date/Time	Date on which security will assimilate, become fungible, or have the same rights to dividends as the parent issue.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	MARG	N	A, C	Posting Date/Time
2	F	ANTO	N	A, B, C	Available Date/Time For Trading
3	F	COMT	N	A, B, C	Dividend Ranking Date/Time
4	F	CORE	N	A, B, C, E	Earliest Payment Date/Time
5	F	LODE	N	A, B, C	Payment Date/Time
6	F	MARG	N	A, B, C	Pari Passu Date/Time

ALTE	Alternate ID	Alternate identification for a party.
BUYR	Buyer	Party that receives the financial instrument.
DEAG	Delivering Agent	Delivering party that interacts with the place of settlement.
DECU	Deliverer's Custodian	Party that interacts with the delivering agent.
PSET	Place of Settlement	Place of Settlement.
REAG	Receiving Agent	Receiving party that interacts with the place of settlement.
RECU	Receiver's Custodian	Party that interacts with the receiving agent.
SELL	Seller	Party that delivers the financial instrument.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	O	BLOK	N	P, Q, R	Buyer
	O	COIN	N	P, Q, R	Delivering Agent
	O	COLI	N	P, Q, R	Deliverer's Custodian
	O	NBLT	N	P, Q, R	Receiving Agent
	O	NETT	N	P, Q, R	Receiver's Custodian
	O	PACK	N	P, Q, R	Seller
	O	MITI	N	C, P, Q	Place of Settlement
2	F	AGRE	W	S	Alternate ID

CONT	Contractual Payment	Whether posting to account is: the result of funds actually collected from issuer. anticipation of collection and is based on a contractual agreement with account servicer.
CRDB	Credit/Debit Indicator	Specifies whether the value is a debit or credit.
ETYP	Type of Exemption	Specifies the basis for the reduced rate of withholding.
ITYP	Type of Income	Specifies the type of income.
TXAP	Issuer/Offeror Taxability Indicator	Proceeds are taxable according to the information provided by the issuer/offeror.

CASH	Cash Account	Account in which cash is maintained.
CHAR	Charges Account	Account to be used for charges if different from the account for payment.
TAXE	Tax Account	Account to be used for taxes if different from the account for payment.

Option A	:4!c//35x	(Qualifier)(Account Number)
Option E	:4!c//34x	(Qualifier)(International Bank Account Number)

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	BRKR	N	A, E	Cash Account
	F	CANC	N	A, E	Charges Account
	F	PREX	N	A, E	Tax Account

ACCW	Account With Institution	Financial institution that services the cash account of the beneficiary customer, if other that the Receiver.
ALTE	Alternate ID	Alternate identification for a party.
BENM	Beneficiary of Money	Ultimate party to be credited with the money.
CLAM	Market Claim Counterpart	Party that has reimbursed the account owner with funds to which they were legally entitled.

SWIFT ISO15022 NormDetailansicht für Nachricht MT566 - Bestätigung der Abwicklung einer Kapitalmaßnahme

Verwendung der Nachricht MT566

Anwendungsfeld der Nachricht MT566

Struktur der Nachricht MT566

Definition

Format

Codes

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Qualifier (3)

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Qualifier (5)

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Qualifier

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Qualifier (9)

Definition

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Qualifier (6)

Definition

Format

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SWIFT ISO15022 Norm
Detailansicht für Nachricht MT566 - Bestätigung der Abwicklung einer Kapitalmaßnahme

ACRU	Accrued Interest Amount	Amount of interest that has been accrued in between coupon payment periods.
ARRE	Tax Arrear Amount	Amount of money paid by the Tax Authorities in addition to the payment of the tax refund itself.
ATAX	Additional Tax Amount	Amount of additional taxes that cannot be categorised.
BWIT	Back Up Withholding Tax Amount	Amount of tax related to back up withholding.
CABF	Cash Amount Brought Forward	Indicate cash retained from previous dividend.
CACF	Cash Amount Carried Forward	Indicate the balance carried forward to next dividend.
CAPG	Capital Gains Amount	Amount of money distributed as the result of a capital gain.
CHAR	Charges/Fees Amount	Amount of money paid for the provision of financial services that cannot be categorised by another qualifier.
CINL	Cash in Lieu of Shares	Cash disbursement in lieu of a fractional quantity of, for example, equity.
EQUL	Equalisation Amount	Average accrued income included in the purchase price for units bought during the account period.
EUTR	EU Tax Retention Amount	Total amount of tax withheld at source in conformance with the EU Savings Directive.
EXEC	Executing Broker's Amount	Amount of money paid to an executing broker as a commission.
FISC	Fiscal Stamp	Amount of fiscal stamp to apply.
FLFR	Fully Franked Amount	Amount resulting from a fully franked dividend paid by Australian company; amount includes tax credit for companies that have made sufficient tax payments during the fiscal period.
FTCA	FATCA Tax Amount	FATCA (Foreign Account Tax Compliance Act) related tax amount.
GRSS	Gross Amount	Amount of money before any deductions and allowances have been made.
INCO	Income Portion	Amount relating to the underlying security for which income is distributed.
INDM	Indemnity Amount	(Unique to France) amount due to a buyer of securities dealt prior to ex date which may be subject to different rate of taxation.
INTR	Interest Amount	Amount of money representing a coupon payment.
LOCO	Local Broker's Commission	Local broker's commission.
MFDV	Manufactured Dividend/Payment	Amount of money that the borrower pays to the lender as a compensation. It does not entitle the lender to reclaim any tax credit and is sometimes treated differently by the local tax authorities of the lender. Also covers compensation/indemnity of missed dividend concerning early/late settlements if applicable to a market.
MKTC	Market Claim	Amount of money resulting from a market claim.
NDIP	Notional Dividend Payable	Amount of cash that would have been payable if the dividend had been taken in the form of cash rather than shares.
NETT	Net Cash Amount	Amount of money after deductions and allowances have been made, if any, that is, the total amount +/- charges/fees.
NRAT	NRA Tax Amount	Amount of tax related income subject to NRA (Non Resident Alien).
NTAX	Notional Tax	Where new securities are issued in lieu of a cash dividend, the notional tax is the tax on the amount of cash that would have been paid.
OCMT	Original Currency and Ordered Amount	Posting/settlement amount in its original currency when conversion from/into another currency has occurred.
PAMM	Paying/Sub-paying Agent Commission	Amount of paying/sub-paying agent commission.
PRIN	Principal or Corpus	Amount of money representing a distribution of a bond's principal, for example, repayment of outstanding debt.
PSTA	Posting Amount	Amount of money that is to be/was posted to the account.
REDP	Redemption Premium Amount	Amount of money (not interest) in addition to the principal at the redemption of a bond.
REGF	Regulatory Fees	Amount of money charged by a regulatory authority, for example, Securities and Exchange fees.
REIN	Reinvestment Amount	Amount of money reinvested in additional securities.
RESU	Resulting Amount	Amount of money resulting from a foreign exchange conversion.
SHIP	Shipping	All costs related to the physical delivery of documents such as stamps, postage, carrier fees, insurances or messenger services.
SOFE	Solicitation Fee	Cash premium made available if the securities holder consents or participates to an event, for example consent fees or solicitation fees.
SOIC	Sundry/Other Income Amount	Amount of money related to taxable income that cannot be categorised.
STAM	Stamp Duty	Amount of stamp duty.
STEX	Stock Exchange Tax	Amount of stock exchange tax.
TAXC	Amount of Tax Credit	Amount of taxes that have been previously paid in relation to the taxable event.
TAXR	Withholding Tax Amount	Amount of a cash distribution that will be withheld by the tax authorities of the jurisdiction of the issuer, for which a relief at source and/or reclaim may be possible.
TRAX	Transaction Tax	Amount of transaction tax.
TXDF	Tax Deferred Amount	Amount of income eligible for deferred taxation.
TXFR	Tax Free Amount	Amount of money that has not been subject to taxation.
TXIN	Tax on Income Amount	Amount of overall tax withheld at source by fund managers prior to considering the tax obligation of each unit holder.
TXRC	Reclaim of Taxes	Amount that was paid in excess of actual tax obligation and was reclaimed.
UNFR	Unfranked Amount	Amount resulting from an unfranked dividend paid by a company; the amount doesn't include tax credit and is subject to withholding tax.
VATA	Value-Added Tax	Amount of value added tax.
WITL	Second Level Tax Amount	Amount of money withheld by the jurisdiction other than the jurisdiction of the issuer's country of tax incorporation, for which a relief at source and/or reclaim may be possible. It is levied in complement or offset of the withholding tax rate (TAXR) levied by the jurisdiction of the issuer's tax domicile.

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	O	MITR	N		B	Posting Amount
2	F	OCMT	N	C1	B	Resulting Amount
3	F	ISSU	N		B	Original Currency and Ordered Amount
4	F	BRCR	N		B	Capital Gains Amount
5	F	ELIG	N		B	Indemnity Amount
6	F	CANC	N		B	Cash in Lieu of Shares
7	F	CANC	N		B	Charges/Fees Amount
8	F	DENO	N		B	Fully Franked Amount
9	F	REGI	N		B	Unfranked Amount
10	F	REAS	N		B	Tax Free Amount
11	F	REAS	N		B	Tax Deferred Amount
12	F	PECA	N		B	Sundry/Other Income Amount
13	F	DSPL	N		B	Gross Amount
14	F	ESTT	N		B	Interest Amount
15	F	HEAR	N		B	Market Claim
16	F	INMH	N		B	Net Cash Amount
17	F	MERE	N		B	Principal or Corpus
18	F	NOMI	N		B	Reinvestment Amount
19	F	PREV	N		B	Amount of Tax Credit
20	F	PREX	N		B	Withholding Tax Amount
21	F	REMU	N		B	Second Level Tax Amount
22	F	NETT	N		B	Redemption Premium Amount
23	F	ALMR	N		B	Additional Tax Amount
24	F	EFFD	N		B	Income Portion
25	F	DDTE	N		B	Executing Broker's Amount
26	F	FCOU	N		B	Local Broker's Commission
27	F	FXOR	N		B	Manufactured Dividend/Payment
28	F	LOCA	N		B	Paying/Sub-paying Agent Commission
29	F	NETT	N		B	Regulatory Fees
30	F	PAYA	N		B	Shipping
31	F	PCTI	N		B	Solicitation Fee
32	F	PLDT	N		B	Stamp Duty
33	F	POOL	N		B	Stock Exchange Tax
34	F	REJT	N		B	Value-Added Tax
35	F	DEND	N		B	Fiscal Stamp
36	F	RECT	N		B	Reclaim of Taxes
37	F	DAAC	N		B	EU Tax Retention Amount
38	F	BLOV	N		B	Cash Amount Brought Forward
39	F	BMRB	N		B	Cash Amount Carried Forward
40	F	INDX	N		B	Notional Dividend Payable
41	F	INTR	N		B	Notional Tax
42	F	ALLO	N		B	Tax Arrear Amount
43	F	ACOW	N		B	Accrued Interest Amount
44	F	CPTB	N		B	Equalisation Amount
45	F	DIST	N		B	FATCA Tax Amount
46	F	INTM	N		B	NRA Tax Amount
47	F	BLOT	N		B	Back Up Withholding Tax Amount
48	F	REAS	N		B	Tax on Income Amount
49	F	PWAL	N		B	Transaction Tax

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	ITYP	N		A, B, F, J, L	Generic Cash Price Received per Product
2	F	MIEX	N		A, B, K	Generic Cash Price Paid per Product

BAGA	Bargain Date/Time	Date on which a DRIP purchase was completed. If there is only one bargain involved, the time it was struck needs to be included.
BAST	Bargain Settlement Date/Time	Settlement date of the DRIP purchase transaction.

Reihenfolge	O/F	Qualifier	W/N	CR	Options	Bedeutung
1	F	APER	N		A, C	Bargain Date/Time
2	F	ATAX	N		A, C	Bargain Settlement Date/Time

ADTX	Additional Text	Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded.
PACO	Party Contact Narrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.
TAXE	Taxation Conditions	Details on taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the related MT 564 or in the SLA.
TXNR	Narrative Version	Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	ADMT	W	E	Additional Text
2	F	RECA	W	E	Narrative Version
3	F	LIST	W	E	Party Contact Narrative
4	F	PREX	W	E	Taxation Conditions

CODO	Sub-Paying Agent	Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
ISAG	Issuer Agent	Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event.
MEOR	Originator of Message	Party that originated the message, if other than the Sender.
MERE	Recipient of Message	Party that is the final destination of the message, if other than the Receiver.
PAYA	Paying Agent	Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.

Reihenfolge	O/F	Qualifier	W/N	Options	Bedeutung
1	F	FXDT	N	P, Q, R	Originator of Message
2	F	FXIB	N	P, Q, R	Recipient of Message
3	F	ETC1	W	P, Q, R	Issuer Agent
4	F	LOCR	W	P, Q, R	Paying Agent
5	F	CDEA	W	P, Q, R	Sub-Paying Agent